Detroit Iron & Steel Co. v. Carey

236 F. 924, 150 C.C.A. 186, 1916 U.S. App. LEXIS 2364
CourtCourt of Appeals for the Sixth Circuit
DecidedOctober 13, 1916
DocketNo. 2883
StatusPublished
Cited by10 cases

This text of 236 F. 924 (Detroit Iron & Steel Co. v. Carey) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Detroit Iron & Steel Co. v. Carey, 236 F. 924, 150 C.C.A. 186, 1916 U.S. App. LEXIS 2364 (6th Cir. 1916).

Opinion

KNAPPEN, Circuit Judge.

Suit for infringement of patent No. 1,089,405 to plaintiff, as assignee of Eerguson, for improvements in reinforced concrete docks or piers. Defendant denies the validity of the patent, as well as liability to decree for infringement. The district court held the patent valid and infringed. The appeal is from this decree.

[925]*925[1] 1. The original application for patent was filed March 5, 1909. It was allowed March 21, 1911. The final fee not being paid within six months, renewal application was filed on November 1, 1912, as permitted by Rev. St. § 4897. The patent issued March 10, 1914. June 15, 1907, public use was begun by the Cleveland Furnace Company of a dock constructed by plaintiff’s company according to the invention of the patent, and January 1, 1910, like public use by defendant was begun of a dock also built by plaintiff’s company according to the same invention. Each of these uses began more than two years before the renewal application, but neither was begun more than two years before (one being after) the original application.

Defendant contends that such prior public use defeats the patent. The pivotal question upon this branch of the case thus is whether the two years public use is to be reckoned from date of the original application or from that of the renewal application. The answer to this question depends upon whether the first application is regarded in law as “forfeited” or “abandoned” after the lapse of the six months period, and the second application in effect a new application, or whether the original application is merely held in abeyance pending the lapse of the two years, and the second application thus a continuance of the first.

The rule previous to the statute was well settled that, where an application has not been abandoned, subsequent applications and amendments constitute merely a continuance of the original proceeding; and the two years public use or sale which avoids a patent must be reckoned from the time of the first application, and not from the filing c£ subsequent applications or amendments. Godfrey v. Eames, 1 Wall. 317, 17 L. Ed. 684; Smith v. Goodyear Dental Vulcanite Co., 93 U. S. 486, 23 L. Ed. 952; Graham v. McCormick (C. C.) 11 Fed. 859; Henry v. Francestown Co. (C. C.) Fed. Cas. No. 6,382. In Godfrey v. Eames, Smith v. Goodyear Co., and Henry v. Francestown, the original application was in each case rejected by the Patent Office, and a new application filed. In Graham v. McCormick (decided by Judge Drummond) the claims in controversy had been withdrawn from the original application and made the subject of a second application, patents issuing on each application. In each case it was held that the two years prior use must be reckoned from the date of the first application.

True, neither of these cases involved the statute here invoked; in the case of each of them the Patent Office proceedings antedated the statute. But that the aim of the statute was to preserve generally the rights of the inventor as of the time of his original application we think clearly appears from the history of the statute. The act of March 3, 1863 (12 Stat. 796, c. 102) provided that if the final fee were not paid within six months “the patent shall be withheld, and the invention therein described shall become public property, as against the applicant therefor.” No period of grace for payment of the fee was provided. To remedy this harshness the act of March 3, 1865 (13 Stat. 533, c. 112), was passed, giving substantially the right con[926]*926ferred by present section 4897 (printed in the margin of this opinion 1), viz. a right on the part of any person in interest to make a second application within two years after the allowance of the original application. The amendments to the statute of 1863 have taken away the provision making the invention public property on failure to pay the final fee, and upon the filing of the second application the question of abandonment is expressly made one of fact. In the light of this history we must presume that Congress did not intend a rule less favorable to an inventor whose application had been allowed than to one whose application had been rejected, and who thereafter withdrew the same. On the contrary, the purpose of the existing statute was plainly “remedial, and to confer added privileges upon the inventor,” as held by Commissioner Moore in Ex parte Lambert, 135 O. G. at p. 1583. By the statute the applicant is entitled as of right to a patent “for the asking at any time within two years” (Cutler v. Leonard, 31 App. D. C. at page 303), subject to the question of abandonment, which is not presumed but must be affirmatively shown (Cutler v. Leonard, supra; Saunders v. Miller, 33 App. D. C. 456, 468).

Our conclusion that the statute has not changed the previously existing rule, that the second application is deemed merely a continuance of the first, and that the two years statute must be reckoned from the date of the first application, is, we think, supported by the decisions both of the Patent Office and of the courts. In Ex parte Livingston, 20 O. G. 1747, 1749, Commissioner Marble seems to have held, in 1881, that a new application filed within two years after the first allowance is to be deemed merely a continuance of the first one, which is neither rejected nor abandoned, but simply held in abeyance. In Thompson v. Waterhouse (an interference proceeding) 30 O. G. 177, the second application was held, by Commissioner Butterworth, to be “in its nature like a motion or petition for the revival of a judgment that has become dormant.” In Ex parte Lambert, supra, the application is spoken of as lying “dormant” during the eighteen months following the expiration of the six months provided for payment of fee. Sibbald v. Cassidy, 61 O. G. 1165, 1166, illustrates the liberality with which section 4897 is construed by the Patent Office.

In Ligowski Clay Pigeon Co. v. American Clay Bird Co. (C. C.) 34 Fed. 328 (decided by the late Judge Sage of this circuit), the [927]*927applicant had failed to pay the final fee within six months, but had filed a new application within two years. It was held that the two years public use and sale must be reckoned from the date of the original application. True, the statute was not referred to, but it is not to be supposed that the learned judge overlooked it. This case is cited with approval in Walker on Patents (4th Ed.) § 147. It has also been cited in more than one decision with apparent approval. It has been frequently held that upon a second application under section 4897 the original application must be considered a reduction to practice, on the ground that the second application is merely a continuance of the first. Cain v. Park, 14 App. D. C. 42 (86 O. G. 797); Duryea v. Rice, 28 App. D. C. 423; Ex parte Luten, Commissioner’s Decisions 1913, pp. 165, 168 (192 O. G. 990); Field v. Colman, 40 App. D. C. 598 (193 O. G. 221). And see Cutler v. Leonard, 31 App. D. C. at page 302; Henderson v. Kindervater, 203 O. G. 601. We think the principle Upon which these holdings are based applies equally to the specific question we are considering.

In view of these considerations we think it clear that the right given by section 4897 to renewal applications, “the same as in the case of an original application,” does not mean that the two years public use is to be reckoned from the renewal date; nor can such be the result of Patent Office rule No.

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Bluebook (online)
236 F. 924, 150 C.C.A. 186, 1916 U.S. App. LEXIS 2364, Counsel Stack Legal Research, https://law.counselstack.com/opinion/detroit-iron-steel-co-v-carey-ca6-1916.