Hayes-Young Tie Plate Co. v. St. Louis Transit Co.

137 F. 80, 70 C.C.A. 1, 1905 U.S. App. LEXIS 4540
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 5, 1905
DocketNo. 2,108
StatusPublished
Cited by21 cases

This text of 137 F. 80 (Hayes-Young Tie Plate Co. v. St. Louis Transit Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hayes-Young Tie Plate Co. v. St. Louis Transit Co., 137 F. 80, 70 C.C.A. 1, 1905 U.S. App. LEXIS 4540 (8th Cir. 1905).

Opinion

SANBORN, Circuit Judge,

after stating the case as above, delivered the opinion of the court.

The fact that an invention was not in public use or on sale in this country for more than two years prior to the application for the patent is an indispensable condition of its validity, and an averment of that fact .is essential to the statement of a good cause of action for its infringement. U. S. Comp. St. 1901, § 4886, p. 3382; Walker on Patents (3d Ed.) § 425, p. 350; Krick v. Jansen (C. C.) 52 Fed. 823, 824; Nathan Mfg. Co. v. Craig (C. C.) 47 [82]*82Fed. 522, 524; Blessing v. Copper Workc Co. (C. C) 34 Fed. 753. The chancellor below ruled that the bill in this case contained no allegation that the invention was not in public use or on sale in this country for more than two years prior to the filing of the application of April 15, 1901, although it presented an averment that the invention was not in public use or on sale for more than two years prior to the filing of the application of July 23, 1S94. Thereupon he gave to the complainant permission to amend, its bill by inserting an allegation therein to the effect that the invention was not in public use or on sale more than two years prior to the second application. The tie company refused to accept this permission, and thus in effect conceded that the court’s construction of the pleading was right.

The first question, therefore, is whether or not the absence of public use and sale for two years prior to the filing of the second application was essential to the validity of the patent. Counsel for the appellant contend that it was not, because the second application was either a substitute for or a continuation of the original application, so that the right of the patentees is conditioned by the public use and sale prior to the filing of the first, and not prior to the filing of the second, application. In support of this proposition, they cite many authorities, which have been carefully examined, but they are not inconsistent with these rules, which seem to be nvell established. There is a wide difference between the abandonment of an invention and the abandonment of an application for it. An abandonment of an application is not necessarily an abandonment of the invention, and, after the application has been abandoned, a valid patent for the invention may nevertheless be secured upon a new application, provided the invention has not gone into public use or been upon sale for more than two' years prior to the filing of the latter. In cases in which the first application has not been abandoned, subsequent applications and amendments .constitute a continuance of the original proceeding, and the two years’ public use or sale which may avoid the patent must be reckoned from the presentation of the first application, and not from the filing of subsequent applications or amendments. U. S. v. American Bell Telephone Co., 167 U. S. 224, 17 Sup. Ct. 809, 42 L. Ed. 144; Colgate v. Western Union Tel. Co., Fed. Cas. No. 2,995; Miehle v. Read, 96 O. G. 426; Thomson-Houston Electric Co. v. Winchester Avenue R. Co. (C. C.) 71 Fed. 192, 73 O. G. 2155; Godfrey v. Eames, 1 Wall. 317, 17 L. Ed. 684; Smith v. Goodyear Dental Vulcanite Co., 93 U. S. 486, 23 L. Ed. 952; Cain v. Park, 14 App. D. C. 42, 86 O. G. 797, 798; Ex parte Stewart, 4 O. G. 665; Stirling Co. v. St. Louis Brewing Ass’n (C. C.) 79 Fed. 80; Dederick v. Fox (C. C.) 56 Fed. 714, 717; Ligowski Clay-Pigeon Co. v. American Clay-Bird Co. (C. C.) 34 Fed. 328, 333.

But the abandonment of an application destroys the continuity of the solicitation of the patent. After abandonment a subsequent application institutes a new and independent proceeding, and the two years’ public use or sale which may invalidate the patent [83]*83issued upon it must be counted from the filing of the later application. Bevin v. East Hamilton Bell Co., Fed. Cas. No. 1,379; Lindsay v. Stein (C. C.) 10 Fed. 907; Lay v. Indianapolis Brush & Broom Mfg. Co., 120 Fed. 831, 835, 57 C. C. A. 313, 317; Mowry v. Barber, Fed. Cas. No. 9,892; Marsh v. Sayles, Fed. Cas. No. 9,119; Ex parte Simpson, Fed. Cas. No. 12,878; Carty v. Kellogg, 73 O. G. 285; Cain v. Park, 86 O. G. 797, 798.

Hence the ultimate question in the case becomes, does the bill disclose the fact that the first application for the patent was abandoned? The act of July 8, 1870, c. 230, § 32, 16 Stat. 202 (U. S. Comp. St. 1901, § 4894, p. 3384), reads in this way:

“All applications for patents shall be completed and prepared for examination within two years after the filing of the application, and in default thereof, or upon failure of the applicant to prosecute the same within two years after any action therein, of which notice shall have been given to the applicant, they shall be regarded as abandoned by the parties thereto, unless it be shown to the satisfaction of the Commissioner of Patents that such delay was unavoidable.”

The complainant avers in its bill that the application of July 23, 1894, was rejected on October 8, 1894; that he was advised of that fact, “but by reason of a serious illness and continued infirmity which rendered the applicant almost helpless for a number of years, and also from lack of funds, the said application became, under the rules of the Patent Office, abandoned for want of prosecution”; that- he presented to the Commissioner of Patents a petition for the revival of his abandoned application, and accompanied it with good and sufficient reasons for the abandonment, but the commissioner held that these reasons were insufficient to account for the delay in the prosecution of his claim, and advised him to file an entirely new application; that on April 15, 1901, he filed such an application “as a substitute for or continuation of the original application”; that he made an oath at this time with the intent and purpose of testifying that the invention had not been in public use for more than two years prior to the filing of the original application, but that he did not make his oath in that exact language, and that on December 17, 1901, the patent issued.

Counsel for the appellant cite Godfrey v. Eames, 1 Wall. 317, 17 L. Ed. 684; U. S. v. American Bell Tel. Co., 167 U. S. 224, 17 Sup. Ct. 809, 42 L. Ed. 144; Smith v. Goodyear Dental Vulcanite Co., 93 U. S. 486, 23 L. Ed. 952; Ex parte Stewart, 4 O. G. 665; Colgate v. Western Union Tel. Co., Fed. Cas. No. 2,995, and other authorities in which applications were under consideration which had been presented to the commissioner before the passage of the act of 1870, in support of the position that mere delay or inaction on.the part of the applicant for long periods of time does not establish the abandonment of the application. But the proceedings under consideration in those cases were not governed by the express legislative declaration that, upon the failure of the applicant to prosecute his proceeding for more than two years after any action taken therein, his application shall be regarded as abandoned unless the commissioner is satisfied that the delay was unavoidable, which [84]*84was first enacted in 1870, and for this reason these decisions do not rule the issue of abandonment in the case at bar, which arose under the act of 1870.

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Bluebook (online)
137 F. 80, 70 C.C.A. 1, 1905 U.S. App. LEXIS 4540, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hayes-young-tie-plate-co-v-st-louis-transit-co-ca8-1905.