Dethmers Manufacturing Company, Inc. v. Automatic Equipment Mfg Co., Defendant/cross-Appellant

272 F.3d 1365, 60 U.S.P.Q. 2d (BNA) 1929, 2001 U.S. App. LEXIS 25967, 2001 WL 1547930
CourtCourt of Appeals for the Federal Circuit
DecidedDecember 5, 2001
Docket00-1114, 00-1130
StatusPublished
Cited by52 cases

This text of 272 F.3d 1365 (Dethmers Manufacturing Company, Inc. v. Automatic Equipment Mfg Co., Defendant/cross-Appellant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Dethmers Manufacturing Company, Inc. v. Automatic Equipment Mfg Co., Defendant/cross-Appellant, 272 F.3d 1365, 60 U.S.P.Q. 2d (BNA) 1929, 2001 U.S. App. LEXIS 25967, 2001 WL 1547930 (Fed. Cir. 2001).

Opinions

Opinion for the court filed by Circuit Judge SCHALL. Opinion concurring-in-part, dissenting-in-part filed by Circuit Judge DYK.

SCHALL, Circuit Judge.

Dethmers Manufacturing Company, Inc. (“Dethmers”) appeals the decision of the United States District Court for the Northern District of Iowa that granted Automatic Equipment Manufacturing. Co.’s (“Automatic’s”) motion for summary judgment that United States Patent No. Re. 35,482 (the “reissue patent”), owned by Dethmers, is invalid. Dethmers Mfg. Co. v. Automatic Equip. Mfg. Co., 23 F.Supp.2d 974 (N.D.Iowa 1998) (“Dethmers I”). Automatic cross-appeals the court’s grant of Dethmers’ motion for summary judgment of non-infringement of Automatic’s U.S. Patent No. 5,356,166 (the “'166 patent”). Dethmers Mfg. Co. v. Automatic Equip. Mfg. Co., 70 F.Supp.2d 944 (N.D.Iowa 1999) (“Dethmers II”). Final judgment pursuant to these decisions was entered under Rule 54(b) of the Federal Rules of Civil Procedure. Dethmers Mfg. Co. v. Automatic Equip. Mfg. Co., 189 F.R.D. 526 (N.D.Iowa 1999). With respect to Dethmers’ appeal, we hold that some, but not all, of the claims of the reissue patent are invalid. With respect to Automatic’s cross-appeal, we conclude that the court correctly decided that prosecution history estoppel bars Automatic’s assertion against Dethmers of infringement of the '166 patent under the doctrine of equivalents. We therefore affirm-in-part, reverse-in-part, and remand.

BACKGROUND

I.

The reissue patent is directed to collapsible and removable hitches for towing vehicles, such as a hitch for towing a car behind a motor home. The application for reissue was filed on March 24, 1995, seeking reissue of U.S. Patent No. 5,232,240 (the “original patent”), which issued on August 3,1993.

The original patent was filed with independent claim 1 and dependent claims 2-6 (the “application claims”). During prosecution, the examiner asserted that claims 1 and 2 were not patentable over the prior art. The Examiner told the applicant, however, that claims 4-6 contained patentable subject matter and would be “allow[1368]*1368able if rewritten ... to include all of the limitations of the base claim and any intervening claim.” In response, the applicant cancelled application claims 1-4 and submitted new application claim 7. Application claim 7 corresponds to application claim 4 rewritten as the examiner suggested. The original patent issued with just three claims: claim 1, which corresponds to application claim 7, and claims 2 and 3, which correspond to application claims 5 and 6, respectively.

The reissue application was filed to correct two asserted errors in the original patent: (1) the inclusion of the subject matter of application claims 2 and 3 in application claim 7 (and thus in original patent claim 1) and (2) the use of the term “pivot block” in application claim 4 (and thus in original patent claim 1). The examiner originally rejected the reissue application because the declaration filed with the application failed to satisfy the requirements of 37 C.F.R. § 1.175(a)(5). As then in effect, that rule required a reissue declaration to particularly specify the errors that were relied upon as the basis for reissue and to explain how the errors arose. The examiner noted that the declaration specified how the asserted errors in the claims arose, but did not specify how the asserted errors in the specification and abstract arose. In response, the applicant submitted a substitute reissue declaration that specified the errors in the specification and abstract and that included a table summarizing the differences between the reissue claims and the original patent claims. Shortly thereafter, the reissue patent was allowed to issue. The reissue patent, which was issued on March 25, 1997, contains ten claims. Claims 1, 6, 7, and 8 are independent claims, while claims 2, 3, 4, 5, 9, and 10 are dependent claims.

II.

On June 26, 1996, Dethmers sued Automatic, alleging that Automatic’s tow bars infringed the reissue patent. In response, Automatic filed a motion for summary judgment that raised three separate grounds for invalidating the reissue patent. Automatic asserted that the errors corrected in the reissue patent were not the type that can be corrected under the reissue statute, 35 U.S.C. § 251; that the reissue patent was not directed to the same invention as the original patent, as required by § 251; and that the reissue declaration was fatally defective because it failed to satisfy the requirements of 37 C.F.R. § 1.175 (“Rule 175”). Dethmers I, 23 F.Supp.2d at 1014. The court denied Automatic’s motion on the first two grounds, but granted its motion on the third ground, determining that the reissue declaration did not satisfy the requirements of the version of Rule 175 that was in effect at the time the reissue application was pending. Id. at 1019, 1020, 1025. Specifically, the court determined that, while the reissue declaration identified the “big picture” of the reissue amendments, it failed to “detail particularly and specifically each and every alteration in or departure from the claims in the [original] patent.” Id. at 1024. The court also determined that “Dethmers was required to specify! ] particularly the defects in the drawings” that were corrected in the reissue. Id. at 1025. The court concluded that “[b]ecause all the reissue claims contain undisclosed alterations, either in their text or in supporting drawings and specifications, all are properly deemed invalid.” Id. The district court reached its decision based on a de novo review of the record. Neither party objected to that standard of review. The court therefore granted Automatic’s motion for summary judgment of invalidity. Id. Dethmers appeals.

Automatic also responded to Dethmers’ suit by filing a counterclaim in which it alleged that Dethmers’ EXCALI BAR tow [1369]*1369bar infringed the '166 patent, which is directed to a lockable, telescoping tow bar assembly. In Dethmers I, the court granted Dethmers’ motion for summary judgment that it did not literally infringe the '166 patent, but denied its motion with respect to infringement under the doctrine of equivalents because it found that there were genuine issues of material fact as to that issue. Dethmers I, 23 F.Supp.2d at 1032-43. In Dethmers II, the district court revisited its decision on the doctrine of equivalents issue, and determined that prosecution history estoppel barred application of the doctrine. Dethmers II, 70 F.Supp.2d at 961-73. The court therefore granted Dethmers’ motion for summary judgment of non-infringement. Id. at 973. Automatic appeals the judgment with respect to infringement under the doctrine of equivalents.

We have jurisdiction over Dethmers’ appeal and Automatic’s cross-appeal pursuant to 28 U.S.C. § 1295(a)(1).

DISCUSSION

We review a grant of summary judgment de novo

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272 F.3d 1365, 60 U.S.P.Q. 2d (BNA) 1929, 2001 U.S. App. LEXIS 25967, 2001 WL 1547930, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dethmers-manufacturing-company-inc-v-automatic-equipment-mfg-co-cafc-2001.