De Jesus Nazario v. Morris Rodriguez

554 F.3d 196, 2009 U.S. App. LEXIS 2906, 2009 WL 214597
CourtCourt of Appeals for the First Circuit
DecidedJanuary 30, 2009
Docket07-2265
StatusPublished
Cited by66 cases

This text of 554 F.3d 196 (De Jesus Nazario v. Morris Rodriguez) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
De Jesus Nazario v. Morris Rodriguez, 554 F.3d 196, 2009 U.S. App. LEXIS 2906, 2009 WL 214597 (1st Cir. 2009).

Opinion

HOWARD, Circuit Judge.

In this appeal, we review a denial of an award of attorney’s fees and costs under the Civil Rights Attorney’s Fees Award Act of 1976 (Fees Act), 42 U.S.C. § 1988. The district court apparently concluded that a jury award of punitive damages unaccompanied by actual or nominal damages in favor of plaintiff-appellant Migdalia De Jesus Nazario (De Jesus Nazario) was insufficient to confer on her the requisite prevailing party status under the Fees Act, and consequently, it declined to award any fees. Because we conclude that, in the circumstances of this ease, the court’s determination was in error, we vacate the order denying attorney’s fees and remand the case for calculation of an appropriate award of attorney’s fees and costs.

I. Background

On behalf of herself and as a representative of the estate of her deceased son, Michael Ortiz De Jesus, De Jesus Nazario brought an action pursuant to 42 U.S.C. §§ 1983 and 1988, as well as under Puerto Rico Law, alleging that police officers Jos A. Morris Rodriguez (Rodriguez) and Jos Ortiz-Reyes (Ortiz-Reyes) violated the decedent’s constitutional right to be free from excessive force. 1 Specifically, she alleged that the defendants’ discharge of seventeen rounds from their government-issued firearms after Michael was already lying on the ground constituted excessive force. The complaint sought actual and compensatory damages “in an amount no less [than] $500,000,” and punitive damages “in an amount no less than $300,000.”

After trial, a jury returned a verdict in favor of the decedent’s estate under § 1983 and Puerto Rico law. But there was a twist: the jury awarded no actual or nominal damages on the § 1983 claim, yet found Rodriguez liable for $25,000 in punitive damages and Ortiz-Reyes liable for $15,000 in punitive damages. 2 Although the plaintiff made no motion for additur of nominal damages, the defendants did not move to set aside the punitive damages award on the ground that such damages may be awarded only when there are actual or nominal damages. Neither party appealed, and the punitive damages judgment became final.

Eventually, De Jesus Nazario moved, pursuant to the Fees Act, for an award of attorney’s fees and costs totaling approximately $75,000. She argued that the punitive damages award gave her status as a “prevailing party” under the Fees Act, and therefore that she is entitled to fees and costs. The defendants resisted on the ground that the jury’s failure to award nominal or compensatory damages — and the plaintiffs failure to request such damages immediately after the jury returned its verdict — rendered the punitive damages impermissible. Accordingly, they ar *199 gued that an award of attorney’s fees would only compound the legal error.

In light of the plaintiffs failure to move for additur following the verdict, the trial court considered itself bound by our holding in Kerr-Selgas v. American Airlines, 69 F.3d 1205, 1214-15 (1st Cir.1995), in which we held that in a suit under Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq., a punitive damages award is sustainable only if it is accompanied by an award of actual or nominal damages. Nazario v. Rodriguez, No. 04-CV-1952, 2007 WL 1760644, *1 (D.P.R. June 18, 2007). Although the court determined that it would enforce the punitive damages award, it nevertheless concluded that awarding attorney’s fees would constitute a “windfall” in light of its understanding of Kerr-Selgas. On that basis, the court declined to award attorney’s fees, even though the defendants had not objected to the punitive damages. Id. This appeal of the denial of attorney’s fees timely followed the trial court’s ruling.

II. Legal Standards

We normally review an award of attorney’s fees for abuse of discretion. Torres-Rivera v. O’Neill-Cancel, 524 F.3d 331, 335 (1st Cir.2008) (citing Coutin v. Young & Rubicam P.R., Inc., 124 F.3d 331, 336 (1st Cir.1997)). A district court abuses its discretion if it fails to consider a significant factor in its decisional calculus, if it relies on an improper factor in computing that calculus, or if it considers all of the appropriate factors but makes a serious mistake in weighing such factors. Coutin, 124 F.3d at 336. Under this rubric, “an error of law is always tantamount to an abuse of discretion.” Torres-Rivera, 524 F.3d at 336 (citing Rosario-Urdaz v. Rivera-Hernandez, 350 F.3d 219, 221 (1st Cir.2003)).

We begin with a brief review of the legal landscape. In civil rights cases, courts often used their equitable powers to award attorney’s fees until the Supreme Court held that under the “American Rule,” each party must ordinarily bear his own attorney’s fees unless there is express statutory authority to the contrary. Alyeska Pipeline Serv. Co. v. Wilderness Soc’y, 421 U.S. 240, 95 S.Ct. 1612, 44 L.Ed.2d 141 (1975). Congress responded by enacting the Fees Act to “ensure effective access to the judicial process for persons with civil rights grievances.” Hensley v. Eckerhart, 461 U.S. 424, 429, 103 S.Ct. 1933, 76 L.Ed.2d 40 (1983) (internal quotation omitted). Consequently, “the court, in its discretion, may allow the prevailing party ... a reasonable attorney’s fee as part of the costs.” 42 U.S.C. § 1988(b). The Supreme Court has clarified that “a prevailing plaintiff should ordinarily recover an attorney’s fee unless special circumstances would render such an award unjust.” 3 Hensley, 461 U.S. at 429, 103 S.Ct. 1933. “[P]laintiffs may be considered prevailing parties for attorney’s fees purposes if they succeed on any significant issue in litigation which achieves some of the benefit the parties sought in bringing suit.” Hensley, 461 U.S. at 433, 103 S.Ct. 1933 (quoting Nadeau v. Helgemoe, 581 F.2d 275, 278-79 (1st Cir.1978)) (internal quotation marks omitted). Put another way, a plaintiff is a prevailing party when the “actual relief on the merits of his claim materially alters the legal relationship between the parties by modifying defendant’s behavior.” Farrar v. Hobby, 506 U.S. 103, 111-12, 113 S.Ct. 566, 121 L.Ed.2d 494 (1992); see also Sole v. *200 Wyner,

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Bluebook (online)
554 F.3d 196, 2009 U.S. App. LEXIS 2906, 2009 WL 214597, Counsel Stack Legal Research, https://law.counselstack.com/opinion/de-jesus-nazario-v-morris-rodriguez-ca1-2009.