Davison, Anthony Ray

405 S.W.3d 682, 2013 Tex. Crim. App. LEXIS 793, 2013 WL 2212326
Court of Criminal Appeals of Texas·Decided May 22, 2013·No. PD-1236-12·Published·Cited by 167 cases

Opinions

OPINION

PRICE, J.,

delivered the opinion for a unanimous Court.

In three grounds for review, the appellant contends that the court of appeals erred to hold that 1) error in the failure to administer one of the admonishments of Article 26.13 of the Texas Code of Criminal Procedure was harmful under Rule 44.2(b) of the Texas Rules of Appellate Procedure, 2) his claim that his guilty plea was therefore rendered involuntary for purposes of the Due Process Clause of the Fourteenth Amendment was subject to ordinary procedural default and was therefore forfeited because not raised by objection at trial, and 3) any constitutional error was, in any event, harmless under the same rule that governs the standard for harm analyses for claims of statutory error under Article 26.13.1 We granted the appellant’s petition for discretionary review in order to address all three holdings. We will affirm the judgment of the court of appeals.

FACTS AND PROCEDURAL POSTURE

On December 4, 2009, the appellant entered an open plea of guilty to the offense of burglary of a building, ordinarily a state jail felony.2 Prior to accepting his plea, the trial court admonished the appellant as [685]*685to the range of punishment for such an offense. Both in a written “Guilty Plea Memorandum,” which was admitted during the plea proceeding,3 and orally, the trial court informed the appellant that “[a] state jail felony has a possible punishment of not less than 180 days and no more than two years in a state jail facility and a fine not to exceed $10,000.”4 But the appellant also pled true to three felony enhancement paragraphs, which made him susceptible to punishment as a second degree felon.5

On April 1, 2009, some four months after accepting the appellant’s guilty plea, the trial court conducted the punishment hearing. The community supervision officer who prepared the pre-sentence investigation report testified that, taking into account the enhancement paragraphs, the appellant was subject to punishment for “a second degree felony.” She did not specify a range of punishment for that level of offense. Later, however, just before the parties made their closing arguments at the punishment hearing, the trial court remarked that the enhancement provisions made the case “punishable by two to twenty.” He did not mention a fine or otherwise elaborate.6 After closing arguments, the trial court imposed a sentence of twenty years, the maximum for a second degree felony, but no fine. At no point in any of these proceedings did the trial court ever formally admonish the appellant that, as enhanced, the charges against the appellant exposed him to a range of punishment, as a second degree felon, of two to twenty years in the penitentiary.

The appellant raised two complaints on direct appeal. First, he argued that the trial court failed to admonish him as to the applicable range of punishment, as required by Article 26.13(a)(1), since “the range of punishment attached to the offense” was that for a second degree felony rather than a state jail felony.7 Second, he argued that the failure to admonish him with respect to the applicable range of punishment did not simply violate the statute, but also served to render his guilty plea involuntary for purposes of the Due Process Clause of the Fourteenth Amendment to the United States Constitution.

The Eleventh Court of Appeals rejected both contentions.8 Regarding the appellant’s first argument, the court of appeals held that: 1) the trial court erred in failing to admonish the appellant prior to accept[686]*686ing his guilty plea as required by Article 26.13(a); 2) because the statutory admonishment is in the nature of a waiver-only right, this error could be asserted for the first time on appeal; but 3) the error was harmless under Rule 44.2(b), the standard for non-constitutional errors.9 Having thus rejected the appellant’s statutory claim, the court of appeals declined to reach the merits of his constitutional claim for two reasons. First, it held that, unlike the appellant’s statutory claim, his constitutional claim was subject to procedural default and was forfeited by his failure to raise it at some point during the proceedings in the trial court; and second, it held that, even if properly preserved, any constitutional error was harmless — also utilizing the standard contained in Rule 44.2(b).10 In reaching this last conclusion with respect to the proper harm analysis, the court of appeals construed two of this Court’s past opinions to stand for the proposition that Rule 44.2(b) applies even to claims that a particular jury admonishment is indispensable to the establishment of a constitutionally voluntary and intelligent guilty plea.11 We granted the appellant’s petition for discretionary review to evaluate each of these holdings.

THE LEGAL BACKDROP

Due Process

Federal due process requires that “[wfeivers of constitutional rights not only must be voluntary but must be knowing, intelligent acts done with sufficient awareness of the relevant circumstances and likely consequences.”12 A criminal defendant who enters a plea of guilty has by definition relinquished his Sixth Amendment rights to a trial by jury and to confront the witnesses against him, as well as his Fifth Amendment privilege against self-incrimination.13 “For this waiver to be valid under the Due Process Clause, it must be ‘an intentional relinquishment or abandonment of a known right or privilege.’ ”14 A criminal defendant who is induced to plead guilty in a state court in total ignorance of the precise nature of the charge and the range of punishment it carries has suffered a violation of procedural due process.15 Such a defendant

has such an incomplete understanding of the charge that his plea cannot stand as an intelligent admission of guilt. Without adequate notice of the nature of the charge against him, or proof that he in fact understood the charge, the plea cannot be voluntary in this ... sense.16

For his guilty plea to be constitutionally valid, then, the defendant must have an actual awareness of the nature and gravity of the charges against him and of the constitutional rights and privileges that he necessarily relinquishes — in short, “a full understanding of what the plea connotes [687]*687and of its consequence.” 17

What the United States Supreme Court’s 1969 opinion in Boykin v. Alabama contributed to this due process jurisprudence “was the requirement that the record must affirmatively disclose that a defendant who pleaded guilty entered his plea understandingly and voluntarily.”18 Thus, “when the record of a criminal conviction obtained by guilty plea contains no evidence that a defendant knew of the rights he was putatively waiving, the conviction must be reversed.”19 We have noted on more than one occasion, however, “that Boykin did not specifically set out what must be ‘spread on the record’ to comply with [its] mandate.”20 Moreover, “Boykin

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Davison, Anthony Ray, 405 S.W.3d 682, 2013 Tex. Crim. App. LEXIS 793, 2013 WL 2212326 (Tex. 2013).

405 S.W.3d 682 (Davison, Anthony Ray) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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