Davis v. Principi

17 Vet. App. 29, 2003 U.S. Vet. App. LEXIS 167, 2003 WL 1219769
CourtUnited States Court of Appeals for Veterans Claims
DecidedMarch 18, 2003
Docket01-232
StatusPublished
Cited by15 cases

This text of 17 Vet. App. 29 (Davis v. Principi) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Davis v. Principi, 17 Vet. App. 29, 2003 U.S. Vet. App. LEXIS 167, 2003 WL 1219769 (Cal. 2003).

Opinion

STEINBERG, Judge:

On February 12, 2001, the appellant, then pro se, sought review of a June 9, 2000, Board of Veterans’ Appeals (BVA or Board) decision that dismissed as untimely *31 an attempted appeal of a Department of Veterans Affairs (VA) regional office (RO) decision that had denied an original effective date earlier than February 12, 1993, for a 20% rating for his service-connected postoperative residuals of a hemorrhoidectomy. Fred A Davis, BVA 92-18390, at 19 (June 9, 2000). The appellant’s Notice of Appeal (NOA) was received by the Court 248 days after the date of the BVA decision. The Secretary has filed a motion to dismiss this appeal for lack of jurisdiction; he asserts that the appellant has not filed a timely NOA. For the reasons that follow, the Court will grant the Secretary’s motion and dismiss the appeal for lack of jurisdiction.

I. Relevant Background

The veteran, Fred A. Davis, had active U.S. military service from January 1961 to January 1964. Davis, BVA 92-18390, at 1. In December 1995, the Roanoke, Virginia, VARO received from the veteran a VA Form 9 (Substantive Appeal to the Board), on which he had listed his address as “302 W. Canal Street[,] Richmond, VA 23220”. Preliminary Record (Prelim.R.) at 1. On a VA Form 20-8992, which was received by the RO on September 13,1996, the veteran listed his then-current address as “15 W. Clay Street[,] Richmond, VA 23220”. Prelim. R. at 3. That VA Form 20-8992, in a pre-printed portion, stated:

[W]e emphasize to all those choosing direct deposit that ... VA must be notified each time your mailing address changes, even if your payments are deposited directly to your bank account. Use the space at the bottom of this letter to report any change of address. You must keep ... VA informed of any mailing address change in order to receive notice about benefits, about VA examinations, about scheduled VA medical treatment and to allow ... VA to contact you promptly.

Ibid, (emphasis added). On October 4, 1996, he filed with the RO a VA Form 572 (“Request for Change of Address/Cancellation of Direct Deposit”), listing his then-current address as “4013 North Avenue, Apt. 5[,] Richmond, VA 23222”. Prelim. R. at 6. The RO received from the veteran on November 12, 1997, a completed “Direct Deposit Sign-Up Form” with an address of “210 Hospital St[reet,] Apt[.] 111[,] Richmond, Va 23219”. Prelim. R. at 9-10. On November 22, 1999, the RO received from him a VA Form 9, which listed “210 Hospital Street[,] Richmond, VA 23219” as his address. Prelim. R. at 12-16. On June 9, 2000, the Board dismissed his appeal because the veteran had failed to file a timely Substantive Appeal in accordance with 38 U.S.C. § 7105(d)(3) and 38 C.F.R. § 20.302(b) (1999). Davis, BVA 92-18390, at 1, 3.

The preliminary record on appeal contains a partial copy of a VA envelope [hereinafter June 9, 2000, envelope] addressed to “Fred A. Davis[,] 210 Hospital Street[,] Apartment 111[,] Richmond, VA 23219”, with a June 9, 2000, U.S. Postal Service (USPS) postmark. Prelim. R. at 18. Also on the envelope is a June 25, 2000, USPS sticker that states: “RETURN TO SENDER MOVED LEFT NO ADDRESS UNABLE TO FORWARD RETURN TO SENDER”. Prelim. R. at 18. On July 6, 2000, the Director of the BVA Administrative Service sent to the RO a “Referral of Correspondence” memorandum (with the veteran’s VA claims file number on it) that noted that an enclosed BVA communication had been returned undelivered and that requested that the RO remail it (“with any necessary explanation”) when the correct address was ascertained. Prelim. R. at 20. That memorandum also had a July 18, 2000, date-stamp on its reverse side. Prelim. R. at 21. On the June 9, 2000, envelope is an *32 RO date-received stamp of July 17, 2000. Prelim. R. at 18.

On August 11, 2000, the RO received from the veteran a letter inquiring about his VA disability compensation checks and including the following address: “1701 Fairfield Way[,] Richmond, VA 23223”. Prelim. R. at 23-25; Secretary’s Aug. 2001 Memorandum (Mem.), Exhibit (Ex.) 1. On the July 6, 2000, BVA “Referral of Correspondence” memorandum is an August 29, 2000, handwritten note apparently made by “212A H. James” that stated: “MR suspense due to returned checks”. Prelim. R. at 20. On the June 9, 2000, envelope is the following handwritten note, apparently also made by “212A H. James”: “9/6/00 — remailed 6/9/00 BVA decision to: 1701 Fairfield Way[,] Richmond, VA 23223”. Prelim. R. at 18. Also on September 6, 2000, the RO sent to the Richmond City Jail (addressed to 1701 Fairfield Way, Richmond, VA 23233) a request for information; in a September 7, 2000, response, received by the RO on September 12, 2000, a jail official noted that the veteran was incarcerated there (apparently since February 2, 2000) and that, although his length of sentence was six months, his scheduled release date was still pending. Secretary’s Aug. 2001 Mem., Ex. 2-3. The RO received from the veteran on October 6, 2000, a VA Form 572 (“Request for Change of Address/Cancellation of Direct Deposit”) that indicated that his new address was “P.O. Box 12393[,] Richmond, VA 23241”. Prelim. R. at 27-28; Secretary’s Aug. 2001 Mem., Ex. 4. On the June 9, 2000, envelope, the following further handwritten note, again apparently by “212A H. James”, appears: “11/2/00 mail returned from 1701 Fairfield Way, re-mailed to P.O. Box 12393[,] Richmond[,] VA 23241”. Prelim. R. at 18.

The Court received the appellant’s NOA on February 12, 2001. On February 27, 2001, the Secretary transmitted to the Court a copy of a June 9, 2000, BVA decision. Attached to that BVA decision copy was a VA Form 4597 (“Appeals Notice”), describing the veteran’s appellate rights; no date-stamp appears on that form. On March 7, 2001, the Court, through the Clerk of the Court, ordered the appellant, then pro se, to explain why the Court should not dismiss this appeal for lack of jurisdiction on the ground that he had not filed his NOA within the 120-day judicial-appeal period after the mailing of the notice of the June 9, 2000, BVA decision. On March 8, 2001, the Secretary filed a motion to dismiss the appeal on the ground that the appellant’s NOA was not timely filed.

On March 23, 2001, the Veterans Consortium Pro Bono Program filed (for the purpose of case evaluation) a motion to stay the proceedings in this case until April 13, 2001. The Court granted that stay motion on March 26, 2001. On March 27, 2001, Lewis C. Fichera, Esq., filed a notice of appearance on behalf of the appellant.

In a March 27, 2001, response to the Court’s March 7, 2001, order, the appellant, then through counsel, makes two arguments that his NOA was timely. First, he contends that his NOA was filed within the 120-day judicial-appeal period, because the notice of the June 9, 2000, BVA decision was last mailed on November 3, 2000, and the Court received his NOA on February 12, 2001. Mar.2001 Response (Resp.) at 1-2.

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Bluebook (online)
17 Vet. App. 29, 2003 U.S. Vet. App. LEXIS 167, 2003 WL 1219769, Counsel Stack Legal Research, https://law.counselstack.com/opinion/davis-v-principi-cavc-2003.