Thurber v. Brown

5 Vet. App. 119, 1993 U.S. Vet. App. LEXIS 166, 1993 WL 154462
CourtUnited States Court of Appeals for Veterans Claims
DecidedMay 14, 1993
DocketNo. 92-172
StatusPublished
Cited by191 cases

This text of 5 Vet. App. 119 (Thurber v. Brown) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thurber v. Brown, 5 Vet. App. 119, 1993 U.S. Vet. App. LEXIS 166, 1993 WL 154462 (Cal. 1993).

Opinion

KRAMER, Associate Judge:

Appellant, Leslie N. Thurber, appeals a September 27, 1991, decision of the Board of Veterans’ Appeals (Board or BVA) denying entitlement to service connection for ankylosing spondylitis (a form of rheumatoid arthritis that affects the spine, Dor-land’s ILLUSTRATED MEDICAL DICTIONARY 1566 (27th ed.1988)) on the basis that this condition was not incurred in or aggravated by service. We vacate the BVA decision and remand the matter.

I.Procedural Background

The BVA, in support of its decision, referenced certain pages of a medical treatise, “Daniel J. McCarty, Arthritis and Allied Conditions 819-38 (10th ed.1985)” (treatise). R. at 7. See Colvin v. Derwinski, 1 Vet.App. 171, 175 (1991). (At the time of the issuance of the BVA decision, Hatlestad v. Derwinski, 3 Vet.App. 213 (1992), which required that the BVA prospectively quote from, in addition to citing, a medical treatise upon which it relied, had not yet been issued by the Court.) A timely appeal to the Court followed. After the parties designated and counter designated the record, appellant filed a supplemental counter designation of the record, see U.S.Vet.App.R. 10, 11, requesting that the Secretary of Veterans Affairs (Secretary) make available to the Court “the complete medical text” of the treatise. The Secretary filed a motion to exclude, inter alia, the medical text on the basis that it was not a part of the record of proceedings or a part of the claims folder. See Rogozinski v. Derwinski, 1 Vet.App. 19 (1990). Appellant filed a response to this motion, stating, in pertinent part, “This medical text was [referenced] by BVA in [its decision], and thus became a part of the record before the Board.” Mot. of Appellant at 4. The Court ordered that copies of the pages of the textbook cited by the BVA (pages 819-38) be included in the record on appeal. In the order, the Court also gave appellant an opportunity to show cause why any additional pages of the textbook should be included in the record on appeal. Appellant responded to this order, implying that the following pages were relevant to an understanding of the textbook in the context of his case and stating as follows:

Pages 15-17 Arthritis syndromes related to HLA B27, ankylosing spondylitis
Pages 40-52 Differential diagnosis of arthritis, analysis of signs and symptoms
Page 54 Synovial fluid
Pages 108-110 Radiology of rheumatic diseases, ankylosing spondylitis, syno-viocytes
Page 257 Structure and function of sy-noviocytes
Page 287 Immune system function
Page 291 Trauma
Page 1089 Trauma and occupation
Pages 1206-1209 Role of trauma
Pages 1249-1250 Spinal injuries

Mot. of Appellant at 1-2.

II.Issue Presented

While the issue presented by the parties is whether the supplementarily designated text pages should be included in the record on appeal, the Court views the underlying issue to be whether a claimant is entitled to notice and an opportunity to respond before the BVA uses a medical treatise to support its decision.

III.Evidence Obtained by the BVA

A. Medical Opinions

Both the statutory and regulatory schemes contemplate the BVA’s obtaining expert medical opinions to assist in the adjudication of claims.

Section 7109 of title 38, United States Code Annotated, states:

(a) When, in the judgment of the Board, expert medical opinion, in addition to that available within the Department [of Veterans Affairs (VA) ], is warranted by the medical complexity or controversy in[121]*121volved in an appeal case, the Board may secure an advisory medical opinion from one or more independent medical experts who are not employees of the Department.
(b) The Secretary shall make necessary arrangements with recognized medical schools, universities, or clinics to furnish such advisory medical opinions at the request of the Chairman of the Board. Any such arrangement shall provide that the actual selection of the expert or experts to give the advisory opinion in an individual case shall be made by an appropriate official of such institution.
(c) The Board shall furnish a claimant with notice that an advisory medical opinion has been requested under this section with respect to a claimant’s case and shall furnish the claimant with a copy of such opinion when it is received by the Board.

38 U.S.C.A. § 7109 (West 1991); see also 38 U.S.C.A. § 5109 (West 1991) (similar statutory provision authorizing the Secretary, rather than the Board, to obtain an independent medical opinion). Subsection (a) of section 7109, title 38, United States Code Annotated, contemplates the obtaining of an independent medical opinion by the BVA. Subsection (c) of section 7109 contemplates furnishing the obtained opinion to the claimant, thus affording more than notice of an intent to obtain, but not specifically addressing the right of a claimant to respond to the obtained opinion (see discussion of 38 C.F.R. § 20.903 (1992), infra).

In addition, the Secretary has issued regulations that pertain to the BVA’s obtaining medical opinions. Section 20.901 of title 38, Code of Federal Regulations, provides:

(a) Opinion of the Chief Medical Director. The Board may obtain a medical opinion from the Chief Medical Director of the Veterans Health Administration of the Department of Veterans Affairs on medical questions involved in the consideration of an appeal when, in its judgment, such medical expertise is needed for equitable disposition of an appeal. (Authority: 38 U.S.C. § 5107(a))
(b) Armed Forces Institute of Pathology opinions. The Board may refer pa-thologic material to the Armed Forces Institute of Pathology and request an opinion based on that material. (Authority: 38 U.S.C. § 7109(a))
(d)Independent medical expert opinions. When, in the judgment of the Board, additional medical opinion is warranted by the medical complexity or controversy involved in an appeal, the Board may obtain an advisory medical opinion from one or more medical experts who are not employees of the Department of Veterans Affairs. Opinions will be secured, as requested by the Chairman of the Board, from recognized medical schools, universities, clinics, or medical institutions with which arrangements for such opinions have been made by the Secretary of Veterans Affairs....
(Authority: 38 U.S.C. § 7109)

38 C.F.R. § 20.901(a), (b), (d) (1992) (Rule 901).

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5 Vet. App. 119, 1993 U.S. Vet. App. LEXIS 166, 1993 WL 154462, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thurber-v-brown-cavc-1993.