David Evans v. Patrick Baker

703 F.3d 636
CourtCourt of Appeals for the Fourth Circuit
DecidedDecember 17, 2012
Docket11-1436, 11-1438, 11-1453, 11-1458, 11-1460, 11-1465
StatusPublished
Cited by401 cases

This text of 703 F.3d 636 (David Evans v. Patrick Baker) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
David Evans v. Patrick Baker, 703 F.3d 636 (4th Cir. 2012).

Opinions

Affirmed in part, dismissed in part, reversed in part, and remanded by published opinion. Judge MOTZ wrote the opinion, in which Judge WILKINSON concurred and Judge GREGORY concurred except as to Parts III-B and III-B.l. Judge WILKINSON wrote a concurring opinion. Judge GREGORY wrote an opinion concurring in part and dissenting in part.

OPINION

DIANA GRIBBON MOTZ, Circuit Judge:

These appeals arise from allegations that the City of Durham and its officials mishandled false rape charges made against members of the 2005-2006 Duke University lacrosse team. The City and its officials asserted various immunities from suit and on that basis moved to dismiss, or for summary judgment, as to all claims alleged against them. The district court granted those motions in part and denied them in part. The City and its officials appeal. There is no cross-appeal. For the reasons that follow, we affirm in [642]*642part, dismiss in part, reverse in part, and remand for further proceedings.

I.

Three groups of plaintiffs brought these cases. We set forth the relevant facts as alleged in their amended complaints. Although the complaints are not identical, they differ only minimally. We note all relevant differences.

A.

According to the amended complaints, on the evening of March 13-14, 2006, many members of the Duke lacrosse team attended a party at the Durham, North Carolina home of team co-captains David Evans, Daniel Flannery, and Matthew Zash. One of the hosts had hired two exotic dancers, Crystal Mangum and Kim Pittman, to perform at the party. Mangum (who appeared to be intoxicated) and Pittman performed only briefly from midnight to 12:04. Approximately forty minutes later, the two women left the party together in Pittman’s car.

After leaving the party, Mangum became belligerent and accused Pittman of stealing her money. Pittman pulled into a grocery store parking lot and asked a nearby security guard for assistance in removing Mangum from her car. After the guard determined that Mangum in fact was intoxicated, he called Durham police. When Sergeant John Shelton arrived at the scene, Mangum feigned unconsciousness. Sergeant Shelton instructed another officer to take Mangum to the Durham Access Center, an outpatient mental health clinic with a mandatory twenty-four hour observation period for involuntarily admitted patients. During her intake interview, Mangum asserted that she had been raped by nodding “yes” to the question “Were you raped?” Because of her allegation, Mangum was transported to the Duke Medical Center for a sexual assault examination.

At the Duke Medical Center, Sergeant Shelton questioned Mangum regarding her rape allegations. Mangum then denied being raped, but contended that someone had stolen her money. Soon after this recantation, Mangum told another officer she had been raped by as many as five men after performing at a bachelor party. Over the course of that night and the next few days, Mangum provided multiple, vastly inconsistent versions of her rape to medical personnel and police officers. Her accounts differed not only as to how many men had raped her (ranging from three to twenty), but also as to how they raped her (orally, vaginally, or anally).

Nurses at the Duke Medical Center performed a rape kit examination to document physical evidence of sexual assault. Some plaintiffs allege that Nurse Tara Levicy interviewed Mangum, who told the nurse that three white men — named Adam, Bret, and Matt — had raped her orally, vaginally, and anally, had not worn condoms, and had ejaculated in her mouth, vagina, and anus. A doctor performed a pelvic examination on Mangum and noted only one abnormality — diffuse edema of the vaginal walls— which Nurse Levicy then recorded on a sexual assault examination report.

Officer B.S. Jones, who was initially assigned to investigate Mangum’s allegations, believed that no evidence supported proceeding with a criminal investigation. Nonetheless, during the next two days (March 15-16), the case was reassigned to Officers Mark Gottlieb and Benjamin Hi-man. When Officers Gottlieb and Himan interviewed Mangum for the first time on March 16, Mangum told them that she was raped by three white men — Adam, Bret, and Matt — and provided physical descriptions of the attackers. Later that day, [643]*643based on her descriptions, Durham Police administered a photo array to Mangum limited to pictures of twenty-four white members of the Duke lacrosse team. Mangum did not identify any of the men in the photographs as her attackers, though she did identify men who she believed had attended the party.

On the same day, March 16, Officers Gottlieb and Himan executed a search warrant for the site of the March 13-14 party. The three residents — Evans, Flan-nery, and Zash — complied with the execution of the search warrant, consented to lengthy police interviews, submitted to physical inspections for signs of rape, and provided DNA and hair samples.

Four days later, on Monday, March 20, Officer Himan interviewed Mangum’s fellow dancer, Pittman, who asserted that Mangum’s rape allegations were a “crock” and that there had been no opportunity for an assault to have occurred out of Pittman’s presence at the party. On March 22, Officers Gottlieb and Himan used an outstanding arrest warrant and the threat of revocation of probation to induce Pittman to recant her initial statement calling the rape allegations a “crock,” and to create a fictional window of opportunity in her story when the rape could have been committed. In the meantime, Durham Police arranged a second photo array of members of the Duke lacrosse team. Once again, Mangum could not identify any attacker.

During this same time period, Officer Gottlieb served a subpoena on Nurse Levi-cy to obtain the Medical Center’s sexual assault examination report. Some plaintiffs allege that Nurse Levicy previously had indicated to Officer Gottlieb that the examination of Mangum had revealed “signs consistent with sexual assault,” but had refused to turn over the report without a subpoena. Once Officer Gottlieb returned with the subpoena, Nurse Levicy misled Gottlieb about the extent of the evidence of sexual assault, claiming that the examination had also revealed physical evidence of “blunt force trauma” and other symptoms “consistent with the victim’s statement.”

Two days later, on Thursday, March 23, Officers Gottlieb and Himan, using Nurse Levicy’s corroborating statements, obtained court approval for a non-testimonial order (“NTO”). The NTO required the forty-six white lacrosse team members to provide DNA samples, sit for photographs, and submit to examination for injuries consistent with struggle during a sexual assault. The police offered two affidavits in support of the NTO — one to establish probable cause that a crime had been committed, the other to establish reasonable grounds that the subjects might have committed the crime. The NTO affidavits explained that “[t]he DNA evidence requested will immediately rule out any innocent persons, and show conclusive evidence as to who the suspect(s) are in the alleged violent attack upon this victim.” The team members fully complied with the NTO.

B.

The next day, Friday, March 24 (ten days after the alleged rape), District Attorney Michael Nifong took over the investigation. Durham Police Commander Jeff Lamb instructed Officers Gottlieb and Hi-man to take direction in the rape investigation from Nifong.

On Monday morning, March 27, Officers Gottlieb and Himan briefed Nifong on the case.

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Bluebook (online)
703 F.3d 636, Counsel Stack Legal Research, https://law.counselstack.com/opinion/david-evans-v-patrick-baker-ca4-2012.