Daly v. Rowe

2022 Ohio 3750, 199 N.E.3d 237
CourtOhio Court of Appeals
DecidedOctober 21, 2022
DocketC-220026 & C-220031
StatusPublished

This text of 2022 Ohio 3750 (Daly v. Rowe) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Daly v. Rowe, 2022 Ohio 3750, 199 N.E.3d 237 (Ohio Ct. App. 2022).

Opinion

[Cite as Daly v. Rowe, 2022-Ohio-3750.]

IN THE COURT OF APPEALS FIRST APPELLATE DISTRICT OF OHIO HAMILTON COUNTY, OHIO

CLIFFORD LAWTON DALY, JR., APPEAL NOS. C-220026 : C-220031 Plaintiff-Appellee/Cross- TRIAL NO. A-1805658 Appellant, : O P I N I O N. vs.

BRUCE ROWE, : COATING APPLICATIONS, INC.,

COATING APPLICATIONS LLC, :

and : COATING APPLICATIONS INTERNATIONAL LLC, : Defendants-Appellants/Cross- Appellees/Third-Party Plaintiffs,

and :

KATHY R. DALY, : Third-Party Defendant,

and : QUALITY COMPOSITES, INC.,

Interested-Party Defendant. :

Civil Appeals From: Hamilton County Court of Common Pleas OHIO FIRST DISTRICT COURT OF APPEALS

Judgment Appealed From Is: Affirmed in Part, Reversed in Part, and Cause Remanded

Date of Judgment Entry on Appeal: October 21, 2022

DeBlasis Law Firm, LLC, and Rick D. DeBlasis, for Plaintiff-Appellee/Cross- Appellant,

Santen & Hughes and Brian P. O’Connor, for Defendants-Appellants/Cross- Appellees.

2 OHIO FIRST DISTRICT COURT OF APPEALS

MYERS, Presiding Judge.

{¶1} Bruce Rowe and Clifford Daly were business partners for years until

their relationship dissolved in 2018. Daly brought suit against Rowe when he was

locked out of the business, and these appeals follow the trial court’s determination of

claims between the parties. Both plaintiff-appellee/cross-appellant Clifford Daly and

defendants-appellants/cross-appellees Bruce Rowe, Coating Applications, Inc.,

Coating Applications LLC, and Coating Applications International LLC (collectively

referred to as “defendants”),1 appeal from the trial court’s entry following a bench trial

finding in favor of Daly on his claim for breach of fiduciary duty and awarding him

damages.

{¶2} In these appeals, we are asked to determine whether Daly had standing

to pursue a direct claim for breach of fiduciary duty against Rowe or whether that

claim had to be brought derivatively on behalf of the shareholders of the close

corporation that Daly and Rowe had formed. If we find that Daly had a viable

individual claim, we must then review the trial court’s award of damages. We conclude

that the trial court did not err in granting judgment to Daly individually on his claim

for breach of fiduciary duty. But we further find that the trial court’s award of damages

was against the manifest weight of the evidence. We accordingly reverse the trial

court’s award of damages and remand this case for further proceedings.

Factual and Procedural Background

{¶3} Approximately 30 years ago, Daly and Rowe formed Quality

Composites, Inc., (“QCI”) a close corporation that owns the rights to a product known

1The Coating Application defendants, as acknowledged in Rowe’s appellate brief, are Rowe’s “wholly owned and controlled business entities.”

3 OHIO FIRST DISTRICT COURT OF APPEALS

as Braze Tape, a material used to bind metal products together. Daly and Rowe each

own 50 percent of QCI. Daly is the president and treasurer of QCI, while Rowe is the

vice-president and secretary. Daly and Rowe are also directors of the corporation, and

each appointed one additional director.

{¶4} In 1992, QCI purchased the rights, title, and interest in Braze Tape,

including the manufacturing process to make the tape, from Coating Applications,

Inc., (“CAI”) a corporation that is owned in part by Rowe. The parties intended QCI

to operate as a holding company, and in 1994, QCI entered into an agreement with

CAI authorizing CAI to sell and manufacture Braze Tape. While the agreement

provided that CAI would receive between a five-percent and ten-percent commission

on all Braze Tape sales, in practice, QCI never actually paid the commission referenced

in the agreement. Rather, per the parties’ standard practices, payments received for

Braze Tape sales by CAI were deposited into a QCI-CAI joint-agency bank account.

CAI sold other products in addition to Braze Tape, and payments received from the

sale of CAI’s other products were also deposited into the joint-agency bank account.

After payments were deposited into the joint-agency bank account, money received

for Braze Tape sales was transferred into a separate corporate account for QCI.

{¶5} QCI was a subtenant of CAI, and it paid a certain percentage of the

utilities and rent for the office premises. QCI also paid CAI for any bills that were

submitted for time and material, and labor involved in the manufacture of Braze Tape.

All profits earned by QCI were equally split between Daly and Rowe, and they were

paid from the QCI account.

{¶6} Unfortunately, the relationship between the parties soured, as Rowe

began to suspect that Daly was divulging CAI’s trade secrets. Rowe believed Daly

4 OHIO FIRST DISTRICT COURT OF APPEALS

produced Braze Tape on his own and had misrepresented the quality of the product

when doing so. On May 28, 2018, Rowe evicted Daly and QCI from the office premises.

Daly taped the agreement executed between QCI and CAI in 1994 to the wall, along

with a note stating that the old contract was, as of that day, back in effect. Daly has

had no access to the premises since that date. Nor has he received any payment from

QCI since the eviction. On August 24, 2018, Daly, in his capacity as president of QCI,

sent notice to Rowe that he was terminating QCI’s agreement with CAI.

{¶7} Daly, both individually and derivatively on behalf of QCI, and QCI filed

suit against defendants. Daly did not make a demand on QCI’s Board of Directors

before filing the action derivatively on behalf of the corporation. He alleged in the

complaint that “[i]t would be futile for Daly to make further demand on the Board of

Directors of QCI for several reasons. Daly and Rowe are 50/50 shareholders of QCI.

Further demand would require Rowe to investigate and bring claims against himself

for his abusive conduct as described herein. Rowe has clearly evidenced his intent not

to take any action to correct his misconduct.”

{¶8} The complaint sought a declaratory judgment and injunctive relief

authorizing Daly to terminate the agreement between QCI and CAI, enjoining

defendants from selling Braze Tape, and authorizing Daly to relicense the sale of Braze

Tape to other vendors. The complaint additionally asserted claims for breach of

fiduciary duty, accounting, conversion, theft, replevin, and breach of contract. In

support of the asserted claims, the complaint alleged that Rowe sold Braze Tape

without authorization, converted and/or stole checks due to QCI, and wrongfully

evicted Daly and QCI from the premises.

5 OHIO FIRST DISTRICT COURT OF APPEALS

{¶9} Defendants filed counterclaims against Daly and QCI for a violation of

18 U.S.C. 1030 (the Computer Fraud and Abuse Act), breach of fiduciary duty, theft, a

violation of Ohio’s Deceptive Trade Practices Act, and bad faith. They additionally

sought a declaratory judgment that Rowe was entitled to indemnification from QCI for

the costs incurred in defending the lawsuit brought against him. Defendants also filed

third-party claims for a violation of the Computer Fraud and Abuse Act, theft, and a

violation of Ohio’s Deceptive Trade Practices Act against Kathy Daly, Daly’s wife who

had worked as an office manager for QCI.

{¶10} Defendants filed a motion to disqualify counsel for Daly and QCI,

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Cite This Page — Counsel Stack

Bluebook (online)
2022 Ohio 3750, 199 N.E.3d 237, Counsel Stack Legal Research, https://law.counselstack.com/opinion/daly-v-rowe-ohioctapp-2022.