County of Riverside v. Superior Court

103 Cal. Rptr. 2d 62, 86 Cal. App. 4th 211
CourtCalifornia Court of Appeal
DecidedMarch 14, 2001
DocketE026321
StatusPublished

This text of 103 Cal. Rptr. 2d 62 (County of Riverside v. Superior Court) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
County of Riverside v. Superior Court, 103 Cal. Rptr. 2d 62, 86 Cal. App. 4th 211 (Cal. Ct. App. 2001).

Opinion

103 Cal.Rptr.2d 62 (2001)
86 Cal.App.4th 211

The COUNTY OF RIVERSIDE, Petitioner,
v.
The SUPERIOR COURT of the County of Riverside, Respondent;
Xavier Martin Madrigal, Real Party in Interest.

No. E026321.

Court of Appeal, Fourth District, Division Two.

December 15, 2000.
As Modified on Denial of Rehearing January 16, 2001.
Review Granted March 14, 2001.

*64 Lewis, D'Amato, Brisbois & Bisgaard and Christopher D. Lockwood, San Bernardino, for Petitioner.

No appearance for Respondent.

Michael Stone Lawyers, Michael P. Stone, Pasadena, and Muna Busailah, for Real Party in Interest.

*63 OPINION

WARD, Acting P.J.

In this original proceeding the petitioner, County of Riverside ("County"), asks this court to vacate an order of the trial court by which it required the County to disclose to real party in interest, Xavier Martin Madrigal (Madrigal), certain items in his personnel file. We conclude that the trial court was correct and accordingly deny the petition.[1]

STATEMENT OF THE CASE

The underlying lawsuit is an action for damages brought by real party in interest Madrigal. Madrigal was employed by the City of Perris as a police officer with permanent status when that municipality decided to contract with the County for the provision of law enforcement services, thus dissolving the police department. The County "absorbed" the Perris officers, who became deputy sheriffs. However, these deputies, of whom Madrigal was one, were apparently considered to be "on probation" and the County conducted the same background checks on the "new" deputies as it would with any applicant for employment.

*65 Madrigal was discharged, apparently in response to information collected by the County in the course of preparing a background report. Madrigal then brought this action for damages and injunctive relief. He asserts that the County is providing the information to prospective new employers, who reject Madrigal on the basis of what he claims to be inaccurate information.

In the relevant proceedings below, Madrigal sought discovery of two reports withheld by the County: one summarizing the County's findings from the background check, and the other commenting on a polygraph examination in which Madrigal participated.[2]

The County objected, claiming that both documents were not only privileged, but that Madrigal had also waived any right to inspect them. The trial court disagreed and ordered disclosure, with redaction of the names of any informants. The County seeks review of this ruling. In support of its position, it raises three arguments, two of which are closely intertwined: first and second, that the documents were privileged and that public policy requires that the documents not be disclosed; and third, that Madrigal waived any right to see them.

I. Discussion

The issues of privilege and public policy are related, because privileges are generally created to reflect a public policy. (See Houghtaling v. Superior Court (1993) 17 Cal.App.4th 1128, 1137, 21 Cal.Rptr.2d 855.) County claims that the documents are privileged from disclosure as "official information" (Evid.Code, § 1040), informant information (Evid.Code, § 1041), and under the nonstatutory "deliberative process" privilege. The County also points to Government Code section 1031.1, subdivision (e), which provides that information provided by a former employer to a law enforcement agency concerning an applicant for a peace officer position "shall be deemed confidential."

County argues generally that there is a strong public interest in the ability of a law enforcement agency to obtain candid and accurate information about applicants. We do not question this position. However, the "absolute privilege" in this respect upon which the County relies merely protects the party who discloses information from tort liability, e.g., for defamation. (See Bardin v. Lockheed Aeronautical Systems Co. (1999) 70 Cal.App.4th 494, 504, 82 Cal.Rptr.2d 726; O'Shea v. General Telephone Co. (1987) 193 Cal.App.3d 1040, 1048-1049, 238 Cal.Rptr. 715.) The County's reliance upon such language to support its claim that such information need never be disclosed by the receiving agency is misplaced. The only real significance of Government Code section 1031.1 is that it establishes that the information provided "shall be deemed confidential."

However, the statute only applies on its face to inquiries made by a law enforcement agency about a person "not currently employed as a peace officer...." (Gov. Code, § 1031.1.) In his complaint Madrigal alleges that he began his employment with the County on April 11, 1996. The reports at issue contain only information solicited and obtained by the County after that time. Despite the County's insistence on describing Madrigal as an "applicant," he was not an applicant. He was at all times a functioning police officer. Thus, although there are similarities between Madrigal's position and that of an applicant, we have serious doubt that Government Code section 1031.1 applies so as to make the information in the records automatically "confidential."

Evidence Code section 1040 defines "official information" as "information acquired in confidence by a public employee in the course of his or her duty...." Evidence Code section 1040 also provides that "[a] public entity has a privilege to refuse to disclose official information...." Thus, *66 if the information is not presumptively "confidential" it was incumbent upon the County to show that it was, in fact, received in confidence, as the party claiming a privilege normally has the burden of establishing the applicability of the privilege. (See, e.g., D.I. Chadbourne, Inc. v. Superior Court (1964) 60 Cal.2d 723, 729, 36 Cal.Rptr. 468, 388 P.2d 700 [attorneyclient]; Bridgestone/Firestone, Inc. v. Superior Court, supra, 7 Cal.App.4th 1384, 1393, 9 Cal.Rptr.2d 709 [trade secret].)

County's showing in this respect was deficient. It relied on a declaration by deputy sheriff Randy Throne (Throne) which contained generalities but nothing specific to this case; he did not state, for example, that the informants in this case had requested or been promised confidentiality. Although the County asserted that it had solicited information from Madrigal's previous employers under a promise of confidentiality, the copies of the request letters had the names of the recipients blocked out and no declaration confirmed that these letters were in fact sent to the persons providing information in this case. Nevertheless, to expedite our disposition, we will assume that the information was obtained in confidence within the meaning of Evidence Code section 1040.

The privilege afforded by that section is also contingent upon a showing of necessity. That portion of the statute quoted above conditions the privilege upon a showing that "[d]isclosure of the information is against the public interest because there is a necessity for preserving the confidentiality of the information that outweighs the necessity for disclosure in the interests of justice...." (Evid.Code, § 1040.) In other words, it is not enough that the information has been acquired in confidence. The public entity resisting disclosure must also show that there is a need to preserve the confidentiality of the information. (See People ex rel. Dept.

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Bluebook (online)
103 Cal. Rptr. 2d 62, 86 Cal. App. 4th 211, Counsel Stack Legal Research, https://law.counselstack.com/opinion/county-of-riverside-v-superior-court-calctapp-2001.