Costantino v. David M. Herzog, M.D., P.C.

203 F.3d 164, 2000 WL 149263
CourtCourt of Appeals for the Second Circuit
DecidedFebruary 10, 2000
DocketDocket No. 99-7476
StatusPublished
Cited by24 cases

This text of 203 F.3d 164 (Costantino v. David M. Herzog, M.D., P.C.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Costantino v. David M. Herzog, M.D., P.C., 203 F.3d 164, 2000 WL 149263 (2d Cir. 2000).

Opinion

BACKGROUND

McLAUGHLIN, Circuit Judge:

Dr. David Herzog was the obstetrician who delivered Amanda Costantino. During the delivery, Amanda’s shoulder got trapped behind her mother’s pubic bone, a condition known as “shoulder dystocia.” While attempting to remedy the condition, Dr. Herzog performed: (1) the McRoberts maneuver: pulling Mrs. Costantino’s legs toward her head and applying pressure to the area above her pubic bone; (2) the Woods corkscrew: reaching into the womb and rotating baby Amanda to release her trapped shoulder; and (3) the Posterior Arm Sweep: delivering Amanda’s free posterior arm to create more space. Ultimately, Dr. Herzog delivered Amanda, but she was born with “Erb’s Palsy,” an impairment to the nerves running to the arm.

The Costantinos filed a diversity action against Dr. Herzog in the United States District Court for the Eastern District of New York (Gleeson, J.) alleging that by pulling and rotating Amanda’s head during the delivery, he had caused her Erb’s Palsy. They claimed that Dr. Herzog had deviated from accepted standards of obstetrical practice, and had therefore committed malpractice under governing New York law. The defense denied any malpractice, asserting that Amanda’s Erb’s Palsy was caused by the normal forces of labor.

The case was tried to a jury. Plaintiffs’ first witness was the defendant, Dr. Her-[168]*168zog. Counsel questioned him on an excerpt from a medical treatise edited by Steven G. Gabbe, entitled Obstetrics, that stated: “Once a vaginal delivery has begun, the obstetrician must resist the temptation to. rotate the head to a transverse axis.” Dr. Herzog acknowledged attempting to rotate Amanda’s head, but disagreed with the statement read from the Gabbe treatise.

Plaintiffs’ medical expert was Dr. Bernard Nathanson. Among his qualifications, Dr. Nathanson testified that he was a fellow of the American College of Obstetricians and Gynecologists (“ACOG”). ACOG, according to Dr. Nathanson, “is an organization of thirty thousand obstetricians and gynecologists,” that “sets up courses for doctors who are in practice so that they will continue to be current with ongoing research.” Dr. Nathanson added that ACOG “publishes a great deal of material which serve[s] to contribute to setting a standard of care for obstetricians and gynecologists.”

Relying in part on various journals published by ACOG, as well as on the Gabbe treatise, Dr. Nathanson proceeded to testify that it was a departure from the standard of medical care to engage in “any manipulation of the head” during a shoulder dystocia delivery because it does nothing to relieve the trapped shoulder and greatly increases the risk of causing Erb’s Palsy.

The defense sought to rebut this theory in several ways. Primarily, the defense relied on another learned treatise— Williams Obstetrics — which stated that “downward traction ... to the fetal head” was among “the most popular techniques” used to remedy shoulder dystocia. Dr. Nathanson conceded that the Williams treatise was authoritative and that applying traction to the fetal head was indeed the “most popular” treatment technique for shoulder dystocia. He continued, nevertheless, to insist that use of that technique constituted malpractice.

The defense also sought to justify Dr. Herzog’s management of Amanda’s delivery by introducing a 15-minute videotape from ACOG’s audiovisual library, entitled “Shoulder Dystocia.” The tape was, according to the defense, “put out by [ACOG] to educate physicians” and portrayed the various techniques recommended to remedy shoulder dystocia.

Both the parties and Judge Gleeson recognized that the ACOG video was hearsay under Federal Rule of Evidence 801. The defense nevertheless sought to introduce it pursuant to the “learned treatise” exception to the hearsay rule set forth in Rule 803(18). Plaintiffs objected, arguing that Rule 803(18) enumerates only “published treatises, periodicals, or pamphlets” as learned treatises, and therefore could not encompass videotapes. Plaintiffs also argued that no foundation had been laid for the video.

After an in camera review of the videotape, Judge Gleeson ruled it admissible. With respect to whether a video could qualify as a learned treatise under Rule 803(18), Judge Gleeson reasoned: “I think ... focusing on the distinction between ... something in the form of a periodical or a book, as opposed [to] a videotape is just overly artificial.”

As to the foundation, Judge Gleeson found, based on his in camera review, that the ACOG video “was a dissemination to the doctors in the relevant medical community of how they should go about dealing with this problem [of shoulder dysto-cia].” He also found that it had been “well established” through trial testimony that ACOG was “the source of authoritative information regarding the practices to be used by obstetricians in these circumstances.” Included in the trial testimony regarding ACOG and the videotape, were Dr. Nathanson’s concessions that he had: (1) viewed the videotape at a staff conference some years ago; and (2) testified in a prior action that he generally accepted “the standards promulgated by ACOG” [169]*169within the field of obstetrics as “authoritative.”

The ACOG video was played twice during trial. It was played in its entirety during the cross-examination of plaintiffs’ expert, Dr. Nathanson, and portions were replayed during the direct examination of defendants’ own expert Dr. James Howard.

In graphic detail the video portrays actual deliveries, complicated by shoulder dystocia, and demonstrates the recommended obstetrical responses to it. These portrayals are accompanied by a narrative given by a Dr. Young, who the video reveals is from Dartmouth College’s Hitchcock Medical Center. The various procedures recommended, Dr. Young explains, were chosen “following a careful review of the available literature.” Several times during its 15 minute duration, the video cautions that “unfortunately, babies cannot always be delivered without injury even when the management is optimal,” and that “sometimes ... injuries cannot be avoided.”

As the first step in treatment, the video recommends coordination of the mother’s efforts to expel the baby with what Dr. Young characterizes as application of “a limited” or “appropriate” amount of traction to the baby’s head by the obstetrician. Dr. Young goes on to warn, however, that “some of the problems that occur with shoulder dystocia may result from more forceful and prolonged efforts at pushing and pulling.” The video instructs that where an initial application of traction to the baby’s head has been unsuccessful, “it is important to stop and take a different approach to relieve the problem.” The video then portrays application of the McRoberts, Woods and Posterior Arm Sweep maneuvers, which Dr. Herzog had testified to performing during Amanda’s troubled delivery.

The video concludes with a portrayal of what Dr. Young acknowledges are two rare maneuvers, apparently to be tried only when all else fails. First, the video depicts placing the mother on all fours to facilitate delivery. Second, the video portrays pushing the baby back into the uterus to permit delivery by a Caesarian section.

In its closing credits, the video scrolls across the screen a printed disclaimer, stating:

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Cite This Page — Counsel Stack

Bluebook (online)
203 F.3d 164, 2000 WL 149263, Counsel Stack Legal Research, https://law.counselstack.com/opinion/costantino-v-david-m-herzog-md-pc-ca2-2000.