Coroles v. State

2015 UT 48, 349 P.3d 739, 2015 WL 1788799
CourtUtah Supreme Court
DecidedApril 20, 2015
DocketCase No. 20130217
StatusPublished
Cited by18 cases

This text of 2015 UT 48 (Coroles v. State) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Coroles v. State, 2015 UT 48, 349 P.3d 739, 2015 WL 1788799 (Utah 2015).

Opinion

Justice DURHAM,

opinion of the Court:

INTRODUCTION

¶ 1 In this medical malpractice suit, the district court struck two sets of proposed expert witnesses retained by the plaintiff. The court struck the first set of witnesses because the plaintiff's attorney revealed confidential information to them about the proceedings before a mandatory prelitigation panel. The court also struck two replacement expert witnesses because they were designated after the cutoff date established by the scheduling order. Because the plaintiff was then left without any experts to establish the necessary elements of her malpractice claim, the district court granted summary judgment in favor of the defendants and dismissed the plaintiff's claim.

¶ 2 The plaintiff appeals from the judgment, arguing that the district court erred by striking both the original expert witnesses and the replacement experts. We agree with the plaintiff on both counts. The court erred by striking the original experts without inquiring whether the confidential information revealed to them influenced their opinions. The court also erred when it excluded the second set of witnesses because they were designated after the cutoff date. Although courts have discretion to sanction a party for violating a scheduling order, the district court applied the wrong rule when it sane-tioned the plaintiff. Moreover, the sanction of witness exclusion was not warranted in this case.

BACKGROUND

¶ 3 After suffering from symptoms including coughing, wheezing, and skin paleness, Thomas Coroles sought treatment at a medical clinic. He was diagnosed with the flu, prescribed an inhaler and cough syrup, and told that his symptoms would become worse before he got better. A few days later, Mr. Coroles died from pneumonia.

¶ 4 Mr. Coroles's wife, Michelle Coroles, decided to sue several entities she believed to be responsible for her husband's death. As required by the Utah Health Care Malpractice Act (Malpractice Act), Mrs. Coroles first presented her malpractice claims to a preliti-gation panel and participated in an evidentia-ry hearing before the panel. See Utax CopE §§ 78B-8-412, -416. ' After completing the required proceedings before the panel, Mrs. Coroles initiated a lawsuit against the State of Utah and medical facilities associated with the State that she alleged were liable for Mr. Coroles's death.

¶ 5 During the ensuing litigation, Mrs. Co-roles served witness designations and expert reports for two expert medical witnesses. The designations were made on the final day permitted by the scheduling order. Each of the reports contained an introductory letter Mrs. Coroles's counsel had sent to the medical experts before they were retained. Both letters referenced some opinions allegedly expressed by members of the prelitigation panel.

¶ 6 Two months after Mrs. Coroles designated her experts and served the reports, the defendants moved to strike the designations. The defendants argued that when Mrs. Co-roles revealed information to her experts about the alleged opinions of the prelitigation panel, she violated the confidentiality provision of the Malpractice Act, which provides that the proceedings before the prelitigation panel are "confidential, privileged, and immune from civil process." Id. § 78B-3-416(1)(d). The defendants asserted that the appropriate remedy for this violation was the *742 exclusion of the two experts They also moved for summary judgment, arguing that because Mrs. Coroles's experts should be stricken, she could no longer produce the necessary expert testimony to support her medical malpractice claim.

T7 Two weeks later, Mrs. Coroles filed an opposition to the defendants' motion to strike the experts. She also served a supplemental expert witnesses designation that named two additional expert witnesses. Mrs. Coroles argued that even if the district court elected to strike the initial expert witnesses, the court should not grant summary judgment because the supplemental experts could testify at trial The defendants subsequently moved to strike the supplemental experts, arguing that the supplemental expert designation was untimely under the scheduling order.

18 The district court ruled that because the two original medical experts had been exposed to confidential information about the prelitigation proceedings, they could not testify at trial. It also concluded that the defendants had been prejudiced by the late designation of the supplemental experts and barred them from testifying. Because these two rulings deprived Mrs. Coroles of any expert witnesses to testify at trial, the district court granted summary judgment in favor of the defendants. Mrs. Coroles appealed from the judgment against her.

ANALYSIS

I. EXCLUSION OF THE ORIGINAL EXPERT WITNESSES BECAUSE OF THEIR EXPOSURE TO CONFIDENTIAL INFORMATION ABOUT THE PRELITIGATION PANEL PROCEEDINGS

T9 A plaintiff may not file a lawsuit for medical malpractice until he or she satisfies the prelitigation requirements of the Malpractice Act. Utax Cop § 78B-3-412(1). First, the plaintiff must serve all defendants with a "notice of intent to commence an action" at least ninety days before filing the lawsuit. Id. § 78B-3-412(1)(a). Second, the plaintiff must participate in a hearing before a prelitigation panel composed of a lawyer, a licensed healthcare provider, and a lay panelist and obtain a certificate of compliance from the Utah Division of Oceupational and Professional Licensing. Id. §§ 78B-3-412(1)(b), -416(4), -418(8). The division will issue' a certificate of compliance if (1) the prelitigation panel concludes that the plaintiff's claim "has merit," (2) the plaintiff files an "affidavit of merit" signed by a licensed health care provider, (8) the defendant fails to reasonably cooperate in scheduling a preli-tigation hearing within the allotted time, or (4) the plaintiff and the defendant stipulate to forego a hearing before a prelitigation panel. Id. § 78B-3-418(2)-(8); see also id. §§ T8B-3-416(8)(c)-(e), -423(2)-(B).

T 10 One of the purposes of this prelitigation process is to "expedite early evaluation and settlement of claims." Id. § 78B-3-402(8). To this end, the Malpractice Act contains a confidentiality provision, which encourages the parties to fully participate in the prelitigation hearing and evaluate the strengths and weaknesses of the claim without fear of giving the opposing party an advantage in potential future litigation. This confidentiality provision states that the proceedings before the prelitigation panel "are confidential, privileged, and immune from civil process." 1 Id. § 78B-3-416(1)(d). The Malpractice Act, however, provides no guidance on what the consequences of breaching this confidentiality provision should be.

T11 In this case, Mrs. Coroles does not dispute that her counsel violated the confi *743 dentiality provision of the Malpractice Act when he revealed the alleged opinions of the prelitigation panel to the prospective expert witnesses. Instead, she contends that the district court erred by concluding that exposing an expert to confidential information "creates an frrebuttable presumption that the expert is tainted and must be excluded." In other words, Mrs.

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Coroles v. State
2015 UT 48 (Utah Supreme Court, 2015)

Cite This Page — Counsel Stack

Bluebook (online)
2015 UT 48, 349 P.3d 739, 2015 WL 1788799, Counsel Stack Legal Research, https://law.counselstack.com/opinion/coroles-v-state-utah-2015.