Spafford v. Granite Credit Union

2011 UT App 401, 266 P.3d 866, 696 Utah Adv. Rep. 58, 2011 Utah App. LEXIS 399, 2011 WL 5885585
CourtCourt of Appeals of Utah
DecidedNovember 25, 2011
DocketNo. 20100086-CA
StatusPublished
Cited by12 cases

This text of 2011 UT App 401 (Spafford v. Granite Credit Union) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Spafford v. Granite Credit Union, 2011 UT App 401, 266 P.3d 866, 696 Utah Adv. Rep. 58, 2011 Utah App. LEXIS 399, 2011 WL 5885585 (Utah Ct. App. 2011).

Opinion

MEMORANDUM DECISION

VOROS, Judge:

€ 1 Plaintiffs Iris M. and Earl S. Spafford appeal a trial court's order granting Defendant Granite Credit Union's (Granite) motion for summary judgment. They raise an array of claims on appeal, central among them that the trial court erred in excluding their expert witness report and striking Earl Spafford's witness affidavit. We affirm.

12 "In reviewing a grant of summary judgment, we ... view the facts and all reasonable inferences drawn therefrom in the light most favorable to the non-moving party." Sanders v. Leavitt, 2001 UT 78, ¶ 1 n. 1, 37 P.3d 1052.

T3 The Spaffords allege that on April 4, 2005, Iris Spafford (Iris) was injured in a fall in the parking lot of one of Granite's branches. She was with her husband, Earl Spaf-ford (Earl), who had driven her there. While attempting to step onto the curb, she lost her balance and fell backward toward the drain, hitting her head on the asphalt of the parking lot. The Spaffords' complaint alleged "design and construction defects" and that the parking lot was in a dangerous condition. The Spaffords asserted two causes of action [869]*869against Granite: negligence and loss of consortium.1

14 Following a scheduling conference, the first scheduling order was signed by both parties in January 2008. Under it, the Spaf-fords were to serve their expert witness designations and reports by August 31, 2008. However, a second stipulated scheduling order was entered on July 28, 2008, which extended the date for service of the Spaf-fords' expert witness designations and reports to December 1, 2008. Third and fourth stipulated scheduling orders were also entered, extending the due date for the Spaf-fords' expert witness designations and reports to May 15, 2009. The Spaffords did not comply with the May 15, 2009 deadline.

15 On June 4, 2009, approximately three weeks after the Spaffords' expert witness designations and reports were due, counsel for the Spaffords withdrew. Granite timely served its expert witness disclosure and report on June 12, 2009. On June 29, 2009, the Spaffords filed pro se appearances.2

16 On August 3, 2009, two and a half months after the expiration of the last scheduled due date, the Spaffords served their expert witness disclosure and report. They designated Clarence Kemp as their expert to testify to the matters set forth in Kemp's letter to the Spaffords' former counsel dated December 3, 2006 (the Kemp Letter). Kemp had provided multiple informal disclosures of his written report to Granite. However, the prior disclosures offered no opinion on the cause of Iris Spafford's fall. Granite filed a motion to strike the Spaffords' expert witness disclosure on the ground that it was untimely and that it failed to comply with the requirements of rule 26(a)(8)(B) of the Utah Rules of Civil Procedure. Two days later, Granite moved for summary judgment. Their motion was supported by a report from Granite's expert referring to, and criticizing, the Kemp Letter.

17 On September 23, 2009, the Spaffords filed an amended expert witness disclosure and a more detailed report from Kemp. Then on October 5, 2009, five months after their expert witness designations and reports were due, the Spaffords moved the trial court to grant them an extension of time until September 23, 2009, to file their expert witness disclosure and report. In addition, in opposition to Granite's motion for summary judgment, the Spaffords submitted the Affidavit of Earl Spafford (the Spafford Affidavit). Granite moved to strike the Spafford Affidavit on the grounds that it was conclusory, that it stated legal conclusions, and that it contained opinions on matters on which lay opinion testimony was inadmissible.

18 The trial court granted Granite's motion to strike the Spaffords' expert disclosure and report, its motion to strike the Spafford Affidavit, and its motion for summary judgment. The trial court also denied the Spaf-fords' motion for an enlargement of time.

19 Following these rulings, the Spaffords filed a motion to disqualify Judge Medley from the case, supported by another affidavit of Earl Spafford (the Affidavit of Prejudice). Granite filed an opposing memorandum. Judge Medley certified the motion to Associate Presiding Judge Paul G. Maughan, who denied the motion based on the "absence of credible evidence of actual bias arising out of Judge Medley's rulings."

910 First, the Spaffords contend that the trial court erred in denying their motion, filed pursuant to rule 6(b)(2) of the Utah Rules of Civil Procedure, seeking a fifth enlargement of the time to file their expert designations and expert reports.3 This motion was filed nearly five months after the court-ordered deadline for expert disclosures. "[Albsent an abuse of discretion, we will affirm the district court's order...." Stoddard v. Smith, 2001 UT 47, ¶ 22, 27 P.3d 546.

[870]*870T11 Rule 6(b) of the Utah Rules of Civil Procedure states that a trial court "may ... in its discretion ... upon motion made after the expiration of the specified period permit the act to be done where the failure to act was the result of excusable neglect." Utah R. Civ. P. 6(b). The Spaffords contend on appeal as they did below that their neglect was excusable because their attorney believed that Granite's counsel "had agreed to an open ended, flexible deadline schedule." Granite responds that the trial court acted properly, especially in light of rule 29 of the Utah Rules of Civil Procedure. That rule states, "Unless the court orders otherwise, the parties may by written stipulation ... modify the procedures provided by these rules for disclosure and discovery, except that stipulations extending the time for disclosure or discovery require the approval of the court if they would interfere with the time set for completion of discovery or with the date of a hearing or trial." Utah R. Civ. P. 29(2) (emphasis added).

{12 While granting the Spaffords' rule 6(b)(2) motion may well have been within the court's discretion on these facts, we cannot agree that denying it exceeded that discretion. The Spaffords had retained Kemp by December 2006 at the latest, Pursuant to the fourth amended scheduling order, they had until May 15, 2009, to designate him as their expert. Yet they did not designate him until August 3, 2009, and did not seek an extension of the final court-ordered expert disclosure deadline until October 5, 2009.

1 13 By way of exeuse for their nonecompliance with the final scheduling order, the Spaffords rely on the affidavit of their counsel stating that she believed the parties were operating under an informal, open-ended discovery schedule. In its oral findings, the trial court described that claim as "wholly inconsistent with the procedural history of this case, which included the scheduling order being amended on four occasions by written stipulation." The court additionally noted that "there is no written record whatsoever of any kind of open-ended flexible deadline schedule, ...

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Bluebook (online)
2011 UT App 401, 266 P.3d 866, 696 Utah Adv. Rep. 58, 2011 Utah App. LEXIS 399, 2011 WL 5885585, Counsel Stack Legal Research, https://law.counselstack.com/opinion/spafford-v-granite-credit-union-utahctapp-2011.