Cook v. National Archives & Records Administration

758 F.3d 168, 2014 WL 3056364, 2014 U.S. App. LEXIS 12812
CourtCourt of Appeals for the Second Circuit
DecidedJuly 8, 2014
Docket13-1228-cv
StatusPublished
Cited by27 cases

This text of 758 F.3d 168 (Cook v. National Archives & Records Administration) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cook v. National Archives & Records Administration, 758 F.3d 168, 2014 WL 3056364, 2014 U.S. App. LEXIS 12812 (2d Cir. 2014).

Opinion

CHIN, Circuit Judge:

Plaintiff-appellant John Cook, a reporter, brought suit under the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552, seeking disclosure of records held by defendant-appellee the National Archives and Records Administration (“NARA”). Cook seeks to obtain records of requests for archived presidential and vice-presidential materials submitted to NARA by or on behalf of former President George W. Bush and former Vice-President Richard B. Cheney. The principal issue presented is whether the records fall within FOIA’s Exemption 6, which permits the withholding of “personnel and medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.” 5 U.S.C. § 552(b)(6). The district court (Kevin T. Duffy, Judge) granted summary judgment to NARA, holding that Exemption 6 applies.

We conclude that the records are protected by Exemption 6. Archivists and librarians have long refrained from disclosing information about who requests materials from their collections and what materials they are seeking, without the *171 requesting party’s consent. These requests of the former President and Vice-President at issue here, made for purposes of their private research, perhaps for preparation of memoirs, reveal their preliminary thinking and personal matters. The disclosure of this information would indeed “constitute a clearly unwarranted invasion of personal privacy.” Accordingly, we affirm.

BACKGROUND

I. NARA’s Maintenance of Presidential Records

In passing the Presidential Records Act of 1978 (the “PRA”), Congress made presidential and vice-presidential records the property of the United States, ending the historic practice of presidents taking ownership of records created during their administrations. 44 U.S.C. § 2202; see Nixon v. United States, 978 F.2d 1269, 1277 n. 19, 1284 (D.C.Cir.1992). Under the PRA, “Presidential records” include:

documentary materials, or any reasonably segregable portion thereof, created or received by the President, his immediate staff, or a unit or individual of the Executive Office of the President whose function is to advise and assist the President, in the course of conducting activities which relate to or have an effect upon the carrying out of the constitutional, statutory, or other official or ceremonial duties of the President.

44 U.S.C. § 2201(2). The PRA entrusts these presidential records to NARA. Id. § 2203(f). Vice-presidential records are treated similarly. Id. § 2207.

Former President Bush’s records are housed at the NARA-controlled George W. Bush Presidential Library in Dallas, Texas, and former Vice-President Cheney’s at NARA’s Washington, D.C. archives. Like the other historical records it maintains, NARA makes these records available to the public for research. Id. § 2203(f)(1); 36 C.F.R. § 1254.1(b).

There are limits on access. Presidential and vice-presidential records are not publicly available during a period of up to five years while NARA processes and organizes records it receives. 44 U.S.C. § 2204(b)(2)(A)-(B). Before leaving office, a president or vice-president may also designate a period of up to twelve years during which certain records will be unavailable to the public. Id. § 2204(a).

During periods when the records are not yet available to the public, former presidents and vice-presidents, or their designated representatives, may access the archived records of their respective administrations by submitting special access requests. Id. § 2205(3). The incumbent president, the judiciary, and Congress may also request archived records of prior administrations, but only in connection with their official duties. Id. § 2205(2). At the Bush Library, once special access requests are received — often by email and sometimes orally — a paper folder is created reflecting the request. The requests “are logged by date of receipt, and reveal the identity of the specific requestor (an authorized representative of former President George W. Bush) and the specific item or information sought.” J.A. at 113-14 ¶ 16.

NARA maintains that it treats the special access requests received from former officials or their representatives “in a manner wholly consistent with how [it] handle[s] typical researcher requests in terms of the privacy and confidentiality afforded to any requestors.” Id. at 115 ¶21. As set forth in its staff manual, NARA’s general policy on the disclosure of researcher requests is as follows: “Unless required by law, staff members will not reveal the subject of a researcher’s project or the specif *172 ic items provided to a researcher without the express consent of the researcher.” Id. at 116 ¶ 21.

II. Cook’s FOIA Request and NARA’s Response

By letter dated October 21, 2010, Cook submitted a FOIA request to NARA seeking: (1) “copies of all requests for access to records received by the [Bush Library] since February 1, 2009”; (2) “copies of all requests for access to the records of former Vice-President Dick Cheney received by NARA staff since February 1, 2009”; and (3) “any subsequent correspondence regarding those requests, with the exclusion of copies of records governed by the [PRA].” Id. at 19. Cook did not seek the Bush/Cheney records themselves; he only sought NARA’s documentation of the requests for the records. His stated purpose for seeking these records was “to gain insight into the way in which the former President and Vice President have chosen to shape the public’s perception of their time in office.” J.A. at 8 ¶ 5.

NARA responded by letter dated December 1, 2010. The agency explained that requests for access to the Bush/Cheney records came in the form of either (a) special access requests submitted by current and former officials or (b) public FOIA requests. First, with respect to the special access requests, the agency stated: “[NARA] treats these requests as researcher reference requests.... These records include but are not limited to the following categories: correspondence between NARA staff and researchers containing information about the research topic(s), field(s) of interest, identification of requested records, and other information furnished by the researcher.” J.A. at 22. The agency further informed Cook that, because it protects the privacy of researchers, it would withhold the records of the special access requests under FOIA’s Exemption 6.

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758 F.3d 168, 2014 WL 3056364, 2014 U.S. App. LEXIS 12812, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cook-v-national-archives-records-administration-ca2-2014.