Connecticut Independent Utility Workers, Local 12924 v. Dept. of Public Utility Control

CourtSupreme Court of Connecticut
DecidedJune 24, 2014
DocketSC19009
StatusPublished

This text of Connecticut Independent Utility Workers, Local 12924 v. Dept. of Public Utility Control (Connecticut Independent Utility Workers, Local 12924 v. Dept. of Public Utility Control) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Connecticut Independent Utility Workers, Local 12924 v. Dept. of Public Utility Control, (Colo. 2014).

Opinion

****************************************************** The ‘‘officially released’’ date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the ‘‘officially released’’ date appearing in the opinion. In no event will any such motions be accepted before the ‘‘officially released’’ date. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Con- necticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative. The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be repro- duced and distributed without the express written per- mission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ****************************************************** CONNECTICUT INDEPENDENT UTILITY WORKERS, LOCAL 12924, ET AL. v. DEPARTMENT OF PUBLIC UTILITY CONTROL (SC 19009) Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald, Espinosa and Robinson, Js. Argued February 19—officially released June 17, 2014

Seth A. Hollander, assistant attorney general, with whom were Clare E. Kindall, assistant attorney general, and, on the brief, George Jepsen, attorney general, for the appellant (defendant). J. William Gagne, Jr., for the appellees (plaintiffs). Opinion

McDONALD, J. The dispositive issue in this appeal is whether the plaintiffs, Connecticut Independent Utility Workers, Local 12924, and The United Steel Workers, Local 12000 Union, pleaded sufficient facts to establish that they are aggrieved by the decision of the defendant, the Department of Public Utility Control (department),1 denying the plaintiffs’ petition for a declaratory ruling. The plaintiffs had requested that the department issue a ruling stating, inter alia, that it had violated the Uniform Administrative Procedure Act (act), General Statutes § 4-166 et seq., by failing to promulgate regulations pre- scribing the rights of persons designated as ‘‘partici- pants’’ in uncontested proceedings before the department. The department now appeals from the trial court’s judgment setting aside the department’s deci- sion, contending that the trial court improperly con- cluded that it had jurisdiction over the plaintiffs’ administrative appeal and that the department is required to promulgate such regulations.2 We conclude that the trial court should have dismissed the plaintiffs’ administrative appeal for lack of aggrievement. It is important to emphasize at the outset that the resolution of this appeal turns on the question of whether the plaintiffs were aggrieved by the depart- ment’s declaratory ruling. Nevertheless, to put the trial court’s decision and the parties’ arguments in context, it is necessary to describe an earlier proceeding before the department that prompted the plaintiffs to seek the declaratory ruling. With that framework in mind, the record reveals the following undisputed facts. In late 2009, the department initiated an investigation, pursuant to its authority under General Statutes § 16-11, after it learned that two gas companies3 had announced layoffs only months after the department approved rate increases based on the gas companies’ representations that certain staffing levels were necessary for the safe and efficient opera- tion of their gas distribution systems. The department designated the investigatory proceedings as ‘‘Docket No. 09-09-08’’ and elected to conduct public hearings on the matter. The plaintiffs requested party status and the right to cross-examination, which the department denied.4 The department instead designated the plain- tiffs as participants and allowed them to submit mate- rial, present oral argument and file written exceptions to its draft decision. In a February 11, 2010 decision regarding the results of its investigation, entitled ‘‘[DEPARTMENT] INVESTIGATION INTO THE CON- TEMPLATED WORKFORCE REDUCTIONS BY [THE GAS COMPANIES],’’ the department concluded that it ‘‘will not prevent the [gas companies] from prudently managing their workforce levels. . . . [T]here is insuf- ficient evidence presented in this proceeding to indicate that the [gas companies] will not be able to meet their obligations to provide safe and reliable gas distribution services or to provide for the safety of their employees.’’5 In July, 2010, the plaintiffs filed with the department a petition for a declaratory ruling pursuant to General Statutes § 4-176, which is the subject of this appeal. The plaintiffs’ petition sought a declaratory ruling that would establish that: (1) the department’s failure to promulgate regulations regarding its use of ‘‘partici- pant’’ status in uncontested proceedings and the rights attendant to such status violated the act; and (2) the department’s designation of the plaintiffs in the 2009 investigatory proceedings as ‘‘participants,’’ rather than as parties, and its selective limitations on the plaintiffs’ rights therein, violated the act and the plaintiffs’ due process rights.6 Prior to issuing its decision, the department informed the plaintiffs that it would issue a ruling only with regard to those aspects of the plaintiffs’ petition that applied generically to the use of ‘‘participant status’’ in depart- ment proceedings. The department indicated that the conduct in Docket No. 09-09-08 would not be consid- ered because the declaratory ruling process under § 4- 176 is not an available conduit to review procedural rulings made in previous proceedings. Thereafter, the department denied the petition as to the remaining mat- ters. It concluded that its use of the participant designa- tion did not need to be promulgated as a regulation because such a designation neither bestows rights nor yields a substantive result, and it is not a rule of practice. Rather, the designation is an internal, routine procedure for managing dockets in uncontested proceedings, and any such rights and limitations are subsequently deter- mined by the officer presiding over the uncontested proceeding. The department further distinguished its obligations under the act to promulgate regulations gov- erning procedures in contested cases versus uncon- tested proceedings. The plaintiffs appealed from the department’s deci- sion to the Superior Court pursuant to General Statutes § 4-183. The department thereafter filed a brief in oppo- sition to the appeal in which it asserted, inter alia, that the trial court lacked jurisdiction because the plaintiffs had failed to plead or prove aggrievement.7 The court heard oral argument but conducted no evidentiary hear- ing, after which it sustained the plaintiffs’ appeal. In setting forth the background to the issues presented, the trial court stated in its memorandum of decision that the record reflected the following facts: ‘‘The [plaintiffs] collectively represent some 400 Connecticut residents employed in the natural gas industry. As a result of two rate case decisions rendered by the [department] . . .

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