Complaint of Consolidation Coal Co.

123 F.3d 126, 1997 WL 468296
CourtCourt of Appeals for the Third Circuit
DecidedAugust 18, 1997
Docket96-3434
StatusUnknown
Cited by4 cases

This text of 123 F.3d 126 (Complaint of Consolidation Coal Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Complaint of Consolidation Coal Co., 123 F.3d 126, 1997 WL 468296 (3d Cir. 1997).

Opinions

OPINION OF THE COURT

GREENBERG, Circuit Judge.

This case is before this court on appeal from the district court’s order exonerating the Consolidation Coal Co. (“Consol”) from liability for injuries to its employee George Newman. This appeal presents complicated and unusual issues of admiralty procedure. Consequently, we set forth the convoluted procedural and factual history of this ease at considerable length.

I. CASE HISTORY

A. Procedural History

On April 27, 1989, Newman was injured while working as a deckhand for Consol. Thereafter, Newman and his wife filed suit against Consol in the Court of Common Pleas of Allegheny County, Pennsylvania, asserting claims of unseaworthiness and negligence under the Jones Act, 46 App. U.S.C. § 688. Subsequently, on July 20, 1990, invoking jurisdiction under 28 U.S.C. § 1333, [130]*130Consol filed suit in the district court pursuant to the Limitation of Liability Act (“Limitation Act”), 46 App. U.S.C. § 183, seeking exoneration from or limitation of any liability it may have had to the Newmans. As a matter of convenience, we will refer to Con-sol’s case simply as the “limitation action.” Pursuant to the Limitation Act, the district court enjoined the state court proceedings. See 46 App. U.S.C. § 185.

After filing his claim in the limitation action (in which he demanded a jury trial), Newman moved on January 18, 1991, to dissolve the stay of the state court proceedings. The district court dissolved the injunction after Newman stipulated:'

1. The Claimants waive any claim of res judicata based upon any judgment obtained in the State Court proceeding.
2. Consolidation Coal Company shall have the right to litigate all issues relating to its claim of limitation and exoneration of liability in the present proceeding....
3. The issue of valuation of the limitation fund shall remain an issue to be resolved by the United States District Court for the Western District of Pennsylvania. ...

App. at 132. At the same time, the district court administratively dismissed the limitation action subject to reopening after conclusion of the state court proceedings. Newman entered into this stipulation even though he could have rejected it. He instead could have appealed to this court from the denial of a motion to dissolve the injunction if the district court refused to dissolve the injunction without the stipulation. See 28 U.S.C. § 1292(a)(1).

The case then continued in the state court where in November 1991, Newman (his wife had withdrawn her claims) obtained a verdict finding Consol negligent and the vessel un-seaworthy and setting Newman’s damages at $1,327,00o.1 With the exception of an issue concerning interest, the Pennsylvania Superi- or Court affirmed the judgment of the common pleas court; it thus did not disturb any of the jury’s factual findings. The Pennsylvania and United States Supreme Courts then respectively denied petitions for alloca-tur and certiorari.

On June 15, 1995, Newman moved to have the limitation action revived.2 After the court restored the case, Newman filed a motion seeking to have the district court adopt the findings of the state jury, but the district court denied that motion. Newman then appealed that denial to this court and petitioned this court for a writ of mandamus to grant him similar relief. We, however, dismissed the appeal, which clearly was not from a final judgment, and denied the petition for a writ of mandamus. The district court thereafter adopted the jury’s assessment of damages. Accordingly, the district court at a bench trial heard the limitation action de novo on liability as well as on certain admiralty issues, which we need not here set forth. The district court found in favor of Consol on liability, rendering the remaining issues moot.

B. Factual History

At the time of his injury, Consol employed Newman as a deckhand. On April 27, 1989, Newman was serving in that capacity on a tug, the M/V Elizabeth, with Timothy Stin-son as the pilot. The Elizabeth was being used to move an empty barge, No. 1029, from Consol’s repair yard, across the Monongahela river a couple of hundred yards to a fleet of empty barges.

Barge 1029 was about 175 feet long, 26 feet wide and 10 feet deep. Stinson and Newman were inserting Barge 1029 into a row of the empty fleet after removing another barge to the repair yard. Newman was using a rope, or leaving line, to tie Barge 1029 to the adjoining barge at the halfhead. Newman already had attached the ends of the barges with wires. Stinson testified that he looked away briefly, and when he turned back, “Mr. Newman was going through the air backwards with a little bit of force-” [131]*131App. at 1224. Newman has no memory of the accident. Newman fell into the bottom of the barge, hitting his head and severely injuring himself. Stinson said he saw part of the line still attached to the half-head, and part down with Newman. Stinson untied the barge and took it back across to the repair facility to bring Newman to medical aid.

Newman was lifted out of the barge and set on the bank to await an ambulance. Michael Hughes, Consol’s assistant operating manager in 1989, retrieved the piece of the line from the bottom of the barge. Thomas Brown, the foreman at the repair facility, removed the piece of line with the eye from the half-head. Hughes then took possession of the whole line, put it in his office, and later bagged and labeled it. The line was taken to the Pittsburgh Testing Laboratory for analysis by Clarence Clegg. Warren Orr (the port captain), and Louis Truntich (assistant foreman) both testified that they observed the fine after the accident and thought it had been cut. Brown stated that the line did not look freshly cut but instead was old and worn. Clegg, Consol’s expert witness, testified that the rope had been cut with a sharp instrument, except for a few strands on the outside which could have broken under tension. All the Consol employees who testified stated that the standard practice was for the person using a line to inspect it and replace it if worn out, although Consol did not have a written policy to this effect. New leaving line was available for deckhands needing to replace old line.

On July 18,1996, the district court entered its decision and order exonerating Consol from liability, finding that there was neither unseaworthiness nor negligence. The court found as a fact that Newman slipped and fell, and that the line was entirely cut through after the accident. This result obviated the need for the district court to decide the limitation of liability issues. Newman then appealed. We have jurisdiction pursuant to 28 U.S.C. § 1291.

On appeal Newman argues that the district court improperly forced him to stipulate that he would not claim any res judicata effect from the state court judgment; he also challenges as violative of the Seventh Amendment the denial of his motion to adopt the state jury findings.

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