Richard M. Lippay v. Dean C. Christos Commonwealth of Pa. Dean C. Christos

996 F.2d 1490, 37 Fed. R. Serv. 625, 1993 U.S. App. LEXIS 13020, 1993 WL 182721
CourtCourt of Appeals for the Third Circuit
DecidedJune 2, 1993
Docket92-7461
StatusPublished
Cited by190 cases

This text of 996 F.2d 1490 (Richard M. Lippay v. Dean C. Christos Commonwealth of Pa. Dean C. Christos) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richard M. Lippay v. Dean C. Christos Commonwealth of Pa. Dean C. Christos, 996 F.2d 1490, 37 Fed. R. Serv. 625, 1993 U.S. App. LEXIS 13020, 1993 WL 182721 (3d Cir. 1993).

Opinions

OPINION OF THE COURT

GREENBERG, Circuit Judge.

I. FACTUAL AND PROCEDURAL BACKGROUND

Appellant Dean C. Christos appeals from a district court order entered July 31, 1992, denying his motion for judgment as a matter of law or, in the alternative, for a new trial, [1494]*1494as well as from a judgment of February 14, 1992, entered on a jury verdict for $150,000 in favor of the appellee Richard M. Lippay. Lippay brought this action under 42 U.S.C. § 1983 claiming that Christos violated his Fourth and Fourteenth Amendment rights by initiating criminal proceedings against him maliciously and without probable cause and by unlawfully causing his arrest.1 On appeal, Christos challenges the sufficiency of the evidence, and argues that the district court committed reversible error by admitting hearsay testimony, submitting Lippay’s Fourth Amendment seizure claim to the jury, and refusing to allow the jury to consider whether Christos was entitled to qualified immunity. Because we conclude that the district court should not have permitted introduction of the hearsay testimony and that this error prejudiced Christos, we will vacate the order denying Christos’ motion for a judgment as a matter of law and will remand the matter to the district court to reconsider that motion without the hearsay testimony. In the event that the court again denies that motion, the district court will grant a new trial limited to the Fourth Amendment seizure claim.2

The germane facts as developed at the trial are as follows. In November 1986, the Bureau of Narcotics Investigation of the Pennsylvania Attorney General’s Office initiated an investigation into suspected drug sales in Haddock’s Bar, located in Coal Township, Northumberland County, Pennsylvania. In this investigation, Christos, an undercover agent for the bureau, worked with an informant, Darryl Philbin.- Lippay was not an initial target of the investigation.

On August 5, 1987, Christos and Philbin went to Haddock’s to make a drug purchase. Christos sat at the bar while Philbin met with several persons in the back. Soon Phil-bin reported to Christos that he had purchased a packet of drugs from an individual referred to as “Dick.” Philbin described Dick as being approximately six feet tall, 190 pounds, with dirty blond hair, a beard and glasses. Although Christos saw Philbin speaking with Dick he did not witness the drug purchase.

Detective Richard Higgins of the Coal Township Police Department, who was working with Christos, joined Philbin and Chris-tos outside of Haddock’s. Higgins had driven past the bar, recording the license plate numbers of the cars parked in the lot across from it. Philbin told the two officers he thought that Dick was actually Mark “Stone” Stevens, who Philbin vaguely knew from earlier drug transactions. Higgins disputed this identification, and stated that Dick’s physical description fit Lippay, who was both a corrections officer at the state correctional institution at Frackville, Pennsylvania, and a member of the local school board. Higgins also stated that he recognized Lippay’s car in the lot.

The next day Higgins checked the license plates that he had recorded and found that none was registered to Stevens, and that only two were registered to persons with male names, one being Lippay. Higgins informed Christos of this, who then confirmed Higgins’ results by checking himself. Some time later, Higgins informed Philbin of the plate check and showed him a photograph of the local school board in a high school yearbook. Philbin picked out Lippay in the photograph as the person from whom he had purchased drugs on August 5, 1987, even though in the yearbook photograph Lippay did not have a beard and was not wearing glasses. Later that same day, while Christos was working undercover at Haddock’s, he heard someone ask Dick how was everything on the school board. Subsequently, Marlin Haddock, the bar owner, informed Philbin that Dick was Richard Lippay.

On October 15, 1987, Philbin claimed he purchased drugs from Dick at a home in [1495]*1495Lowhill Township, Lehigh County. Christos drove Philbin to these premises but was not inside during the purchase. After leaving the house, Philbin produced a small bag of cocaine which he said he had purchased from Dick.

Based upon all this information, Christos filed criminal complaints against Lippay in Northumberland and Lehigh Counties. The courts issued arrest warrants on which Lip-pay was arrested on February 27,1989. But both sets of charges were dismissed without trial. At a preliminary hearing in Northum-berland County, Philbin testified that at that time he could not positively identify Lippay as the person from whom he made the drug purchases, in part because at the hearing Lippay looked different from Dick as he did not have a beard and was not wearing glasses. Consequently, the district justice dismissed the charges. Philbin did not testify at the Lehigh County hearing, and the charges in that county subsequently were terminated by a nolle prosequi on motion of the district attorney. Despite the fact that the charges were dismissed in both prosecutions, the Pennsylvania Department of Corrections terminated Lippay from his job as a corrections officer, and he resigned from the school board.

Lippay filed suit against Christos in the United States District Court for the Middle District of Pennsylvania on January 7, 1991.3 His complaint asserted three claims under 42 U.S.C. § 1983: (1) that Christos’ filing of the complaints, which led to Lippay’s subsequent arrest on the warrants, effectuated an unreasonable seizure of Lippay’s person in violation of the Fourth Amendment; (2) that Christos, by causing the warrants to be issued and Lippay to be arrested, maliciously prosecuted Lippay thus depriving him of due process in violation of the Fourteenth Amendment; and (3) that Christos violated Lippay’s equal protection rights under the Fourteenth Amendment.

The case was tried before a jury from February 10 through February 14, 1992. During the trial, Lippay’s mother testified that Philbin had stated to her in a conversation on September 21, 1990, that he told “his superiors all along” that he could not identify her son, but that they nevertheless brought the charges. According to Mrs. Lippay, Philbin, in the same conversation, said that he and Christos had been “set up” and led to believe that Lippay was involved in drug dealing. Christos objected to this testimony on hearsay grounds, but the district court admitted it under Fed.R.Evid. 801(d)(2)(D)— as an admission against interest made by an agent of a party-opponent.4 In his testimony Philbin confirmed that he had a conversation with Lippay’s mother, but denied making any of these comments. Furthermore, Philbin testified' that he did not warn Christos prior to Lippay’s arrest that he was uncertain as to his identification.

Christos moved, both after Lippay rested and at the close of all the evidence, for a judgment as matter of law, pursuant to Fed. R.Civ.P. 50(a).5

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Bluebook (online)
996 F.2d 1490, 37 Fed. R. Serv. 625, 1993 U.S. App. LEXIS 13020, 1993 WL 182721, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richard-m-lippay-v-dean-c-christos-commonwealth-of-pa-dean-c-christos-ca3-1993.