United States v. Wesley C. Paxson, Sr.

861 F.2d 730, 274 U.S. App. D.C. 71, 1988 U.S. App. LEXIS 15588, 1988 WL 122263
CourtCourt of Appeals for the D.C. Circuit
DecidedNovember 18, 1988
Docket87-3094
StatusPublished
Cited by55 cases

This text of 861 F.2d 730 (United States v. Wesley C. Paxson, Sr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Wesley C. Paxson, Sr., 861 F.2d 730, 274 U.S. App. D.C. 71, 1988 U.S. App. LEXIS 15588, 1988 WL 122263 (D.C. Cir. 1988).

Opinion

Opinion for the Court filed by Circuit Judge SENTELLE.

SENTELLE, Circuit Judge:

Defendant Paxson (“Paxson” or “appellant”), an executive of an electrical contracting company, appeals from his conviction of making false declarations in violation of 18 U.S.C. § 1623 (1982) and obstruction of justice in violation of 18 U.S.C. § 1503 (1982). Both charges arise from his testimony before a grand jury empaneled in the District of Columbia to investigate violations of the Sherman Act, 15 U.S.C. §§ 1-7 (1982), by electrical contractors in various parts of the country. Paxson raises a variety of objections to his conviction, attacking, inter alia, the materiality of his statements, the adequacy of the District Court’s instructions to the jury, the admission of certain hearsay evidence, the quashing of a subpoena duces tecum, and the propriety of an obstruction of justice charge in the face of a prior grant of immunity. Paxson also claims a violation of his due process rights by prosecutorial misconduct on the part of the attorneys for the United States. Finding none of Pax-son’s arguments to state reversible error, we affirm the judgment of conviction.

I. Materiality

Paxson’s first conviction is under 18 U.S. C. § 1623, which declares, in pertinent part, that

(a) Whoever under oath ... in any proceeding before or ancillary to any court or grand jury of the United States knowingly makes any false material declaration ... shall be [punished according to the statute].

Id. (emphasis added). At a hearing out of the presence of the jury, the trial court ruled that Paxson’s declarations were material as a matter of law. Paxson alleges two errors in this ruling: first, that the question of materiality should have been treated as an essential element and submitted to the jury rather than being resolved by the court; and second, that the particular declarations should have been ruled immaterial as a matter of law. We, however, conclude that the District Court was entirely correct as to both questions.

A. For the Judge or the Jury?

The District Judge, in taking from the jury the question of materiality, followed the well-established law of this Circuit. See United States v. Bridges, 717 F.2d 1444, 1448 (D.C.Cir.1983), cert. denied, 465 U.S. 1036, 104 S.Ct. 1310, 79 L.Ed.2d 708 (1984). This rule is supported by the Supreme Court’s statement that “the materiality of what is falsely sworn, when an element in the crime of perjury, is one for the court.” Sinclair v. United States, 279 U.S. 263, 298, 49 S.Ct. 268, 273, 73 L.Ed. 692 (1929) (emphasis added). While appellant argues rightly that the Supreme Court’s pronouncement on this subject is dictum, as we noted in Bridges, “[t]he unanimous verdict of the [Circuit] courts has been that materiality is a question of law to be determined by the trial judge.” 717 F.2d at 1448. 1

*732 Paxson’s argument that we should ignore this unbroken chain of precedent is founded on his contention that the above-quoted dictum of Sinclair v. United States has been impliedly rejected by the Supreme Court’s ruling that a defendant has a Sixth Amendment right of trial by jury as to each essential element of an offense. In support of this unremarkable proposition, appellant cites, inter alia, Cabana v. Bullock, 474 U.S. 376, 384, 106 S.Ct. 689, 696, 88 L.Ed.2d 704 (1986); Francis v. Franklin, 471 U.S. 307, 313, 105 S.Ct. 1965, 1970, 85 L.Ed.2d 344 (1985); and In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 1072, 25 L.Ed.2d 368 (1970). The difficulty with this argument is that none of the cases cited, nor any other which we have found, includes materiality as an essential element which must be submitted to a jury. We cannot accept appellant’s argument that Cabana has eroded our rule from United States v. Bridges or the High Court’s strong dictum in Sinclair v. United States. This is particularly true since on this point Cabana relied on no authority unavailable to us at the time of Bridges. Numerous Supreme Court cases to the same effect were available to us at the time of the Bridges decision. See, e.g., Winship, 397 U.S. at 364, 90 S.Ct. at 1068; Sandstrom v. Montana, 442 U.S. 510, 523, 99 S.Ct. 2450, 2459, 61 L.Ed.2d 39 (1979); Mullaney v. Wilbur, 421 U.S. 684, 696-701, 95 S.Ct. 1881, 1888-91, 44 L.Ed.2d 508 (1975). These cases already taught that essential elements are for the jury; none of them taught that materiality is anything other than a question of law for the court. The cases arising after Bridges, including Cabana, add nothing to the teachings available to us at the time of our Bridges decision, and Bridges controls this case.

Paxson argues that the trial court should nevertheless have instructed the jury that materiality was an essential element. Not only would this seem erroneous under Bridges and the other authority, but Pax-son is raising this issue for the first time on appeal. At trial the defense conceded that materiality “is a question for the court that does not go before the jury.” Joint Appendix (“J.A.”) at 238. It is well established that “[n]o party may assign as error any portion of the charge or omission therefrom unless that party objects thereto before the jury retires to consider its verdict.” Fed.R.Crim.P. 30. Likewise, our case law is clear that in the absence of contemporaneous objection we “consider only whether the jury instructions were plainly erroneous.” United States v. Campbell, 684 F.2d 141 (D.C.Cir.1982). We, therefore, grant this point no further consideration. In light of the rule of Bridges discussed above, it appears that the trial court committed no error, and certainly no plain error.

B. The Materiality of the Statement

Appellant attacks not only the court’s ability to resolve the materiality question, but also its decision that the statements in question were, in fact, material.

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Bluebook (online)
861 F.2d 730, 274 U.S. App. D.C. 71, 1988 U.S. App. LEXIS 15588, 1988 WL 122263, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-wesley-c-paxson-sr-cadc-1988.