Commonwealth v. Szerlong

933 N.E.2d 633, 457 Mass. 858, 2010 Mass. LEXIS 641
CourtMassachusetts Supreme Judicial Court
DecidedSeptember 14, 2010
DocketSJC-10635
StatusPublished
Cited by16 cases

This text of 933 N.E.2d 633 (Commonwealth v. Szerlong) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Szerlong, 933 N.E.2d 633, 457 Mass. 858, 2010 Mass. LEXIS 641 (Mass. 2010).

Opinion

*859 Gants, J.

At approximately 2 a.m. on December 13, 2007, the defendant entered his girl friend’s home, grabbed her by the throat while she was asleep, and held a knife to her throat. 1 On December 21, 2007, the defendant was charged in a criminal complaint with assault and battery, in violation of G. L. c. 265A, § 13A (a); assault by means of a dangerous weapon, in violation of G. L. c. 265, § 15B; and home invasion, in violation of G. L. c. 265, § 18C, and a warrant was issued for his arrest. 2 The defendant and the victim had not been engaged to marry at the time of the assault, but they were married on January 5, 2008, at the North Attleborough town hall. On January 15, the defendant voluntarily surrendered himself to the court and was arraigned. At that time, the Commonwealth moved for a dangerousness hearing under G. L. c. 276, § 58A. At the dangerousness hearing on January 23, the victim testified that she was married to the defendant and invoked her spousal privilege. She continued to invoke her spousal privilege and refused to testify at trial. 3

Before trial, the Commonwealth moved in limine to admit hearsay statements made by the victim before she married the defendant to a close friend, to her sister, and to a police detective. The Commonwealth claimed that, by marrying the victim so that she could claim her spousal privilege, the defendant had *860 forfeited Ms right to object on confrontation and hearsay grounds to the admission of her out-of-court statements under the forfeiture by wrongdoing doctrine. After an evidentiary hearing, the judge allowed the Commonwealth’s motion in limine without making findings of fact or law. On May 6, 2008, a jury in the District Court convicted the defendant of one count of assault and battery. 4

We must decide whether the scope of our forfeiture by wrongdoing doctrine, as announced in Commonwealth v. Edwards, 444 Mass. 526 (2005) (Edwards), is consistent with the United States Supreme Court’s more recent articulation of the forfeiture doctrine in Giles v. California, 554 U.S. 353 (2008) (Giles). We conclude that it is. We also conclude that the hearsay evidence was properly admitted where the defendant forfeited Ms confrontation and hearsay objections to the admission of the victim’s statements because he intended, by marrying the victim, to enable her to exercise her spousal privilege and thereby make her unavailable to testify at trial. We further conclude that the defendant’s right to due process was not violated because the hearsay evidence bore substantial indicia of reliability, and that the prosecutor’s improper closing argument did not create a substantial risk of a miscarriage of justice.

Discussion. 1. Forfeiture by wrongdoing. In 1878 the Supreme Court established the doctrine of forfeiture by wrongdoing in Reynolds v. United States, 98 U.S. 145, 158 (1878) (Reynolds); “The Constitution gives the accused the right to a trial at which he should be confronted with the witnesses against him; but if a witness is absent by his own wrongful procurement, he cannot complain if competent evidence is admitted to supply the place of that wMch he has kept away.” See Crawford v. Washington, 541 U.S. 36, 62 (2004) (doctrine of forfeiture by wrongdoing “extinguishes” criminal defendant’s right to confrontation under the Sixth Amendment to the United States Constitution). The Court explained that the doctrine of forfeiture by wrongdoing *861 “has its foundation in the maxim that no one shall be permitted to take advantage of his own wrong.” Reynolds, supra at 159.

In 2005, we concluded that, under the doctrine of forfeiture by wrongdoing, a defendant may also forfeit his right to object to the admission of hearsay evidence under art. 12 of the Massachusetts Declaration of Rights and our common-law rules of evidence. 5 Edwards, supra at 536. We held that three factual findings are required for forfeiture by wrongdoing to apply: “(1) the witness is unavailable; (2) the defendant was involved in, or responsible for, procuring the unavailability of the witness; and (3) the defendant acted with the intent to procure the witness’s unavailability.” Edwards, supra at 540. “A defendant’s involvement in procuring a witness’s unavailability need not consist of a criminal act”; the “wrongdoing” in forfeiture by wrongdoing is simply the intentional act of making the witness unavailable to testify or helping the witness become unavailable. Id. at 540-542. Forfeiture by wrongdoing “may include a defendant’s collusion with a witness to ensure that the witness will not be heard at trial.” Id. at 540. The Commonwealth need not show that the defendant threatened, coerced, persuaded, or pressured a witness to avoid testifying, or physically prevented the witness from testifying. Id. at 541. Where a defendant actively assists a witness’s efforts to avoid testifying, with the intent to keep the witness from testifying, forfeiture by wrongdoing may be established “regardless of whether the witness already decided ‘on [her] own’ not to testify.” Id.

Three years after our decision in Edwards, the Supreme Court in Giles held that, under the Sixth Amendment, the forfeiture by wrongdoing doctrine applies only where the defendant acts with the intent to prevent the witness from testifying. 6 Giles, supra at 360 (right to confrontation not forfeited without showing that *862 defendant “intended to prevent a witness from testifying”). It is not enough for the defendant to know that his wrongdoing will cause the witness’s unavailability to testify at trial; he must intend that result. 7 Id. at 360, 368-369, 377. The Court observed that it previously had approved Fed. R. Evid. 804(b)(6), which “codifies the forfeiture doctrine,” Giles, supra at 367, quoting Davis v. Washington, 547 U.S. 813, 833 (2006), and includes an intent requirement.

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Bluebook (online)
933 N.E.2d 633, 457 Mass. 858, 2010 Mass. LEXIS 641, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-szerlong-mass-2010.