Commonwealth v. Wilson
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Opinion
AGNES, J.
The defendant, Lester J. Wilson, Jr., appeals from his conviction of assault and battery on a family or household member, G. L. c. 265, § 13M, following a jury-waived trial in the District Court. The principal question he presents is whether the judge erred in ruling that statements made by the defendant's wife (1) to a police dispatcher during a 911 call to report that the defendant had assaulted and threatened her, and (2) to one of the first responding police officers were admissible at the defendant's trial where his wife asserted spousal privilege. For the reasons that follow, we conclude that even if the statements qualified as excited utterances, most of them were testimonial in nature
*907
and therefore not admissible under the jurisprudence of the confrontation clause in the Sixth Amendment to the United States Constitution.
1
A confrontation clause violation is constitutional error.
2
The required remedy for a confrontation clause violation is a new trial unless the error was harmless beyond a reasonable doubt.
3
Here, the incriminating character of the statements in question went far beyond the scope of the brief thirty-one-second portion of the 911 call that was properly admitted. Because we are not satisfied beyond a reasonable doubt that the improperly admitted evidence did not contribute to the judge's finding that the defendant was guilty, there must be a new trial. See
Commonwealth
v.
Rodriguez
,
Background
. The essential facts relating to the judge's rulings that are the subject of this appeal are not in dispute. Prior to trial, the judge conducted a hearing on the Commonwealth's motion in limine to admit the contents of a six-minute 911 call to the Fitchburg police department on September 27, 2015, and statements made by the defendant's wife to Fitchburg police Officer Keith Barnes ten to twenty minutes later when he arrived at the Fitchburg address that was associated with the 911 call. At the outset of this hearing, defense counsel informed the judge that the defendant's wife intended to assert spousal privilege and to decline to testify. See Mass. G. Evid. § 504(a) (2018). The judge conducted a voir dire with the defendant's wife and concluded that her decision to assert spousal privilege was voluntary. See
Commonwealth
v.
Szerlong
,
1. 911 call . The judge listened to an audio recording of the six-minute 911 call. This panel has listened to the same recording. 4 It consists of two segments. During the first minute or so, the defendant's wife requested that a police officer be sent to her home; she gave her name, address, and telephone number, and stated that she and her husband had argued. She continued by stating that he "choked me out," and that he said he would be back in fifteen minutes to kill her. After the dispatcher informed the caller that a police officer would be dispatched to her address, the caller was put on hold for about ninety seconds. When the conversation resumed, the dispatcher asked whether the defendant told her how he planned to kill her. The caller responded in the negative. She then provided the dispatcher with the defendant's name. After telling the caller that officers were on the way, the dispatcher *908 asked her to "start from the beginning."
The caller then explained that there was an "ongoing thing for a long time" based on the defendant's belief that she is a "heroin junkie." The defendant's wife strenuously denied that she uses drugs. She added that one week earlier, she and the defendant "got into a fight," and he "choked" her almost to the point of "suffocation." When the dispatcher asked her about the events of that day, the caller informed him that today was their anniversary. She said the defendant was angry because he said a person she was with in a photograph posted on the social media Web site Facebook was a heroin user. She also informed the dispatcher that the defendant grabbed her by her throat, tried to suffocate her in a pillow, and tried to "shove a handful" of her migraine headache pills down her throat. The call ended after the defendant's wife told the dispatcher that the defendant was not present, but rather was "out on the road" driving her son's red Honda CRV sport utility vehicle, which had one of the old "green" Massachusetts license plates.
The defendant argued that the statements made by his wife on the 911 call were not admissible as excited utterances because at the time she made them she was no longer under the stress of an exciting event. See
Commonwealth
v.
Burnett
,
2. Statements made outside marital home . The judge appropriately conducted a voir dire of Officer Barnes. He testified that he was dispatched to the marital home on the night in question where he found the defendant's wife outside the home, talking to other officers. In describing his interaction with the defendant's wife, Officer Barnes stated, "She was hysterical. She was scared." Officer Barnes further testified that it was difficult for him to calm her down; "she would start talking, and then she would start crying." It took Officer Barnes ten minutes to get her to respond to questions about what had happened. Although she was still upset during their conversation, she was "more composed" than she was when he arrived and was not crying. When questioned about what he asked her, Officer Barnes testified, "I asked her how the whole thing started.
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AGNES, J.
The defendant, Lester J. Wilson, Jr., appeals from his conviction of assault and battery on a family or household member, G. L. c. 265, § 13M, following a jury-waived trial in the District Court. The principal question he presents is whether the judge erred in ruling that statements made by the defendant's wife (1) to a police dispatcher during a 911 call to report that the defendant had assaulted and threatened her, and (2) to one of the first responding police officers were admissible at the defendant's trial where his wife asserted spousal privilege. For the reasons that follow, we conclude that even if the statements qualified as excited utterances, most of them were testimonial in nature
*907
and therefore not admissible under the jurisprudence of the confrontation clause in the Sixth Amendment to the United States Constitution.
1
A confrontation clause violation is constitutional error.
2
The required remedy for a confrontation clause violation is a new trial unless the error was harmless beyond a reasonable doubt.
3
Here, the incriminating character of the statements in question went far beyond the scope of the brief thirty-one-second portion of the 911 call that was properly admitted. Because we are not satisfied beyond a reasonable doubt that the improperly admitted evidence did not contribute to the judge's finding that the defendant was guilty, there must be a new trial. See
Commonwealth
v.
Rodriguez
,
Background
. The essential facts relating to the judge's rulings that are the subject of this appeal are not in dispute. Prior to trial, the judge conducted a hearing on the Commonwealth's motion in limine to admit the contents of a six-minute 911 call to the Fitchburg police department on September 27, 2015, and statements made by the defendant's wife to Fitchburg police Officer Keith Barnes ten to twenty minutes later when he arrived at the Fitchburg address that was associated with the 911 call. At the outset of this hearing, defense counsel informed the judge that the defendant's wife intended to assert spousal privilege and to decline to testify. See Mass. G. Evid. § 504(a) (2018). The judge conducted a voir dire with the defendant's wife and concluded that her decision to assert spousal privilege was voluntary. See
Commonwealth
v.
Szerlong
,
1. 911 call . The judge listened to an audio recording of the six-minute 911 call. This panel has listened to the same recording. 4 It consists of two segments. During the first minute or so, the defendant's wife requested that a police officer be sent to her home; she gave her name, address, and telephone number, and stated that she and her husband had argued. She continued by stating that he "choked me out," and that he said he would be back in fifteen minutes to kill her. After the dispatcher informed the caller that a police officer would be dispatched to her address, the caller was put on hold for about ninety seconds. When the conversation resumed, the dispatcher asked whether the defendant told her how he planned to kill her. The caller responded in the negative. She then provided the dispatcher with the defendant's name. After telling the caller that officers were on the way, the dispatcher *908 asked her to "start from the beginning."
The caller then explained that there was an "ongoing thing for a long time" based on the defendant's belief that she is a "heroin junkie." The defendant's wife strenuously denied that she uses drugs. She added that one week earlier, she and the defendant "got into a fight," and he "choked" her almost to the point of "suffocation." When the dispatcher asked her about the events of that day, the caller informed him that today was their anniversary. She said the defendant was angry because he said a person she was with in a photograph posted on the social media Web site Facebook was a heroin user. She also informed the dispatcher that the defendant grabbed her by her throat, tried to suffocate her in a pillow, and tried to "shove a handful" of her migraine headache pills down her throat. The call ended after the defendant's wife told the dispatcher that the defendant was not present, but rather was "out on the road" driving her son's red Honda CRV sport utility vehicle, which had one of the old "green" Massachusetts license plates.
The defendant argued that the statements made by his wife on the 911 call were not admissible as excited utterances because at the time she made them she was no longer under the stress of an exciting event. See
Commonwealth
v.
Burnett
,
2. Statements made outside marital home . The judge appropriately conducted a voir dire of Officer Barnes. He testified that he was dispatched to the marital home on the night in question where he found the defendant's wife outside the home, talking to other officers. In describing his interaction with the defendant's wife, Officer Barnes stated, "She was hysterical. She was scared." Officer Barnes further testified that it was difficult for him to calm her down; "she would start talking, and then she would start crying." It took Officer Barnes ten minutes to get her to respond to questions about what had happened. Although she was still upset during their conversation, she was "more composed" than she was when he arrived and was not crying. When questioned about what he asked her, Officer Barnes testified, "I asked her how the whole thing started. I asked her, you know, why this happened, what he [the defendant] was upset about, what exactly he said, questions like that." The defendant's wife told Officer Barnes that the defendant had left the residence and said he would return in fifteen minutes. She gave Officer Barnes information about the vehicle the defendant was using and Officer Barnes issued a BOLO ("Be On the Lookout") bulletin to other officers. The defendant's wife told him that earlier that day, the defendant came home from work and accused her and a friend with whom she had appeared in a photograph posted on Facebook of being heroin addicts. "Then she told me *909 that he attempted to choke her out and shove her head into a pillow. He went upstairs. He came back downstairs with a handful of pills." The judge ruled that all the statements made by the defendant's wife to Officer Barnes were admissible. 6
3. Evidence at trial . The Commonwealth's case at trial consisted of the testimony of Officer Barnes and the first thirty-one seconds of the recorded 911 call. Officer Barnes testified that it took ten minutes for the defendant's wife to calm down. Officer Barnes further testified that he asked her where the defendant was in order to ensure that he had left the scene and was not in the house. The defendant's wife informed Officer Barnes that the defendant left the premises and said that he would be back in fifteen minutes to kill her. Officer Barnes then testified, "I asked her to give me the rundown of exactly how it happened." He continued as follows: "She told me that she came home, that her husband -- or she was home. Her husband came home, and he was extremely upset right when he walked in, that he had seen a picture of her with a friend that he thought to be a drug addict. He accused her of being a drug addict. She went downstairs. He followed. He attempted to strangulate her and stick her head into a pill ( sic ) and suffocate her. He then went upstairs. He grabbed a handful of pills, tried to shove them down her throat, and said[,] 'If you want to be a drug addict, I'm going to make you a drug addict.' " On cross-examination, Officer Barnes added that the defendant's wife told him that the strangulation and the attempt to force her to ingest pills occurred on a "bed downstairs."
The defendant did not testify. The sole witness for the defendant was his son who testified that he was at home in the downstairs bedroom with the door locked during the time of the alleged crime. He added that his bedroom was the only bedroom on the first floor.
Discussion
. 1.
Admissibility of recorded 911 call
. In circumstances in which the Commonwealth offers out-of-court statements made by a declarant who does not testify at trial, both the rule against hearsay and the confrontation clause come into play and require a "two-step inquiry."
Commonwealth
v.
Simon
,
a.
Excited utterances
. In determining whether an out-of-court statement qualifies as an excited utterance, the "essential issue is whether the statement was made under the stress of an 'exciting event and before the declarant has had time to contrive or fabricate the remark, and thus ... has sufficient indicia of reliability.' "
Commonwealth
v.
Baldwin
,
In the present case, the defendant argues that the portion of the 911 call admitted in evidence does not qualify as an excited utterance because there was no medical emergency, his wife did not exhibit "the characteristics of someone frantically calling 911," and his wife was "reflecting on the details of a past event." We disagree. Although the existence of a medical emergency may contribute to a finding that the declarant was under the stress of an exciting event, it is not a foundation requirement for the hearsay exception. As for the declarant's demeanor, the judge made a specific finding that the defendant's wife was crying during the initial portion of the 911 call. In any event, a declarant may be under the stress of a startling event without appearing to be frantic or excited. See
Baldwin
,
*911
We review a decision that an out-of-court statement qualifies as an excited utterance under the abuse of discretion standard. We defer to the judge's decision unless we conclude that he failed to weigh properly the relevant factors with the result that the decision was outside the range of reasonable alternatives.
Id.
at 318-319,
b.
Confrontation clause
. Although it does not appear that the judge separately considered the defendant's confrontation clause objection to the admission of the initial portion of the 911 call, there was no error. The statements in question were made during a very brief conversation with a dispatcher for the police department. The statements consisted of the declarant's request for police assistance; a brief description of the incident, including the defendant's threat to return in fifteen minutes to kill her; and her name and address. The record supports the judge's finding that the declarant was crying as she spoke to the dispatcher. In these circumstances, a reasonable person in the declarant's position would not have believed that the "primary purpose" of the statements was "to establish or prove past events potentially relevant to later criminal prosecution."
Davis
v.
Washington
,
2.
Admissibility of statements made to Officer Barnes
. a.
Excited utter
ances
*912
. The statements made by the defendant's wife to Officer Barnes outside the marital home present a different and closer question. The defendant, though still at-large, was not on the scene, having left in their son's vehicle. In addition to Officer Barnes, other officers were present. Initially, the victim was very upset, but after ten minutes or so, she calmed down. The declarant did not request medical assistance. As noted above, Officer Barnes asked where the defendant was and, after learning that the defendant was no longer at the scene of the alleged crime, proceeded to ask the declarant "to give me the rundown of exactly how it happened." The focus of Officer Barnes's questioning quickly turned to past events. And the defendant's wife was repeating statements she had made previously to the police dispatcher during the second portion of the 911 call, which the judge excluded from the case. These factors have a bearing on whether the declarant had time for reflective thought before her conversation with Officer Barnes. Nevertheless, the critical question is whether the declarant's responses were "a spontaneous reaction to the occurrence or event and not the result of reflective thought" (citation omitted).
Santiago
,
However, " 'a conversation which begins as an interrogation to determine the need for emergency assistance' can
*914
'evolve into testimonial statements.' "
Bryant
,
However, regardless of which mode of analysis is employed to assess whether the statements in question were made while there was an ongoing emergency, the critical inquiry is what was the primary purpose of the interrogation by Officer Barnes. Nontestimonial statements are those "made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency."
Davis
,
The fact that the statements made to Officer Barnes were not the product of detailed interrogation, but instead were in response to open-ended questions, does not affect their character as testimonial.
Davis
,
Apart from a consideration of the investigatory character of the questions asked by Officer Barnes, the statements made by the defendant's wife to a uniformed police officer outside the marital home were "testimonial in fact" because "a reasonable person in the declarant's position would anticipate the statement[s'] being used against the accused in investigating and prosecuting a crime."
Gonsalves
,
The dissent takes the position that the statements made by the defendant's wife at the scene were nontestimonial and their admission in evidence thus did not violate the defendant's rights under the confrontation clause.
Post
at . The dissent focuses, in part, on Officer Barnes's statement in which he said, "The main thing I was worried about was where is [the defendant]" in concluding that Officer Barnes's primary purpose in questioning the defendant's wife was to secure the scene of the alleged crime.
Post
at . However, when Officer Barnes's testimony is examined in context, it is evident that his concern about the defendant's whereabouts was satisfied when the defendant's wife told him that the defendant had left the scene. The remainder of the conversation between the defendant's wife and Officer Barnes was concerned exclusively with historical facts about the alleged crime and what led up to it. See
Bryant
,
In determining the primary purpose of a police interrogation, "the relevant inquiry is not the subjective or actual purpose of the individuals involved in a particular encounter, but rather the purpose that reasonable participants would have had, as ascertained from the individuals' statements and actions and the circumstances in which the encounter occurred."
The testimonial character of the narrative about what led up to the alleged physical
*916
attack conveyed by the defendant's wife and Officer Barnes is further illustrated by the United States Supreme Court's analysis of the facts in
Hammon
v.
Indiana
, the companion case decided in the same opinion as
Davis
. See
Davis
,
Here, just as in
Hammon
, the statements made by the defendant's wife "deliberately recounted, in response to police questioning, how potentially criminal past events began and progressed. Moreover, in the present case, unlike in
Hammon
, the conversation took place after the defendant left the scene. Such statements under official interrogation are an obvious substitute for live testimony, because they do precisely
what a witness does
on direct examination; they are inherently testimonial."
In the cases relied on by the dissent, the statements made by the alleged victims were deemed testimonial. See
Galicia
,
Likewise, for the reasons expressed by the Supreme Court of New Jersey, the dissent's "expansive definition" of "ongoing emergency" is not consistent with the understanding of the confrontation clause expressed in Davis :
"Like in Hammon , the non-testifying witness here told the police officer 'what had happened.'... There was no ongoing emergency -- no immediate danger -- implicating either the witness or the victim, both of whom were in the company of police officers at the time of the 'interrogation' at Public School 30. We disagree with the State and Attorney General's argument that we should interpret 'ongoing emergency,' for Confrontation Clause purposes, in a way that would allow the use of testimonial hearsay narrating a past crime so long as the suspects are at large, even when neither the declarant nor victim is in danger. Such an expansive definition was implicitly rejected by the Davis Court. Indeed, in Davis , after the abusive husband fled his home, ending the immediate emergency, the Court declared that '[i]t could readily be maintained' that the wife's continuing remarks to the 911 operator were testimonial statements....
"Our reading of Davis leads us to conclude that a declarant's narrative to a law enforcement officer about a crime, which once completed has ended any 'imminent danger' to the declarant or some other identifiable person, is testimonial. See [ Davis ,547 U.S. at 827-828, 830 ,126 S.Ct. 2266 ] (noting that victim in Davis was facing 'a bona fide physical threat' while on 911 call whereas victim in Hammon did not have 'immediate threat to her person' while speaking with officer)."
State ex rel. J.A.
,
3.
Harmless error analysis
. "[I]f a constitutional right has been preserved and there has been no waiver, then it can only be ignored if we are convinced that the error was harmless beyond a reasonable doubt."
Commonwealth
v.
Amirault
,
Contrary to the view expressed by the dissent,
post
at , the constitutional harmless error standard that governs a confrontation clause violation is not satisfied simply because the erroneously admitted evidence is cumulative of other properly admitted evidence. Instead, "[w]e consider several factors to determine whether the error was harmless: 'the importance of the witness'[s] testimony in the prosecution's case, whether the testimony was cumulative, the presence or absence of evidence corroborating or contradicting the testimony of the witness on material points, the extent of cross-examination otherwise permitted, and, of course, the overall strength of the prosecution's case.' "
Vardinski
,
First and foremost, the error in this case was not harmless because the Commonwealth cannot demonstrate that other admitted evidence of guilt is " 'overwhelming,' " in the sense that it is 'so powerful as to "nullify any effect" ' that the improperly admitted evidence 'might have had' on the fact finder or the findings" (citations omitted).
Vasquez
, 456 Mass. at 362,
Second, the erroneously admitted testimony by Officer Barnes placed before the judge significant facts that were not included in the statements made by the defendant's wife during the first thirty-one seconds of her 911 call or in her initial statements to Officer Barnes at the scene. During the 911 call, the defendant's wife stated that she was "choked" by the defendant and that he threatened to kill her. Her initial statements to Officer Barnes repeated this information. However, the improperly admitted statements, relayed through Officer Barnes at trial, added that the defendant not only "choked" his wife, *919 but also attempted to strangle her, stuck her head in a pillow in an attempt to suffocate her, and attempted to forcibly shove a handful of pills down her throat. The erroneously admitted testimony by Officer Barnes also supplied the judge with a motive for the defendant's acts -- his belief that his wife was a heroin addict and was in the company of other heroin users. This evidence went well beyond the scope of his wife's statements made to the 911 dispatcher, and provided the judge with independent bases on which the defendant could be convicted under G. L. c. 265, § 13M. See Instruction 6.275 of the Criminal Model Jury Instructions for Use in the District Court (2016).
This is a case in which the erroneously admitted evidence was not collateral or tangential -- it went to the heart of the case. See
Commonwealth
v.
Thornley
,
Conclusion
. In order to understand the result we reach -- that a recorded 911 emergency telephone call in which the defendant's wife reported that she had been physically attacked by the defendant who allegedly threatened to return in fifteen minutes and kill her, was admissible in evidence without testimony by the declarant, but that most of her brief conversation at the scene with Officer Barnes shortly thereafter was not, and that as a result there must be a new trial, it is important to consider what Justice Scalia wrote in
Crawford
v.
Washington
,
"To be sure, the Clause's ultimate goal is to ensure reliability of evidence, but it is a procedural rather than a substantive guarantee. It commands, not that evidence be reliable, but that reliability be assessed in a particular manner: by testing in the crucible of cross-examination. The Clause thus reflects a judgment, not only about the desirability of reliable evidence (a point in which there could be little dissent), but about how reliability can best be determined." 14
*920
When a person is on trial and is charged with a crime, the confrontation clause is much more than a judicial assurance that a declarant's out-of-court statement is reliable. Enforcement of the confrontation clause "(1) insures that the witness will give his statements under oath -- thus impressing him with the seriousness of the matter and guarding against the lie by the possibility of a penalty for perjury; (2) forces the witness to submit to cross-examination, the 'greatest legal engine ever invented for the discovery of truth'; ... [and] (3) permits the jury that is to decide the defendant's fate to observe the demeanor of the witness in making his statement, thus aiding the jury in assessing his credibility."
California
v.
Green
,
Admitting testimonial evidence of significance without the opportunity to cross-examine the source of that evidence -- in this case his accuser -- deprived the defendant of his right to confrontation and a fair trial.
Judgment vacated .
Finding set aside .
Because I believe that the victim's statements to Fitchburg police Officer Keith Barnes were properly admitted to enable the police to respond to an ongoing emergency, and were therefore nontestimonial, I respectfully dissent. I agree with the majority's thoughtful explanation that the statements in the admitted portion of the 911 call qualify as excited utterances, an exception to the hearsay rule. See Mass. G. Evid. § 803(2) (2018). I also agree that the victim's statements to Barnes made outside of the home qualify as excited utterances. However, unlike the majority, I believe the statements to Barnes are nontestimonial because they were "made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation [was] to enable police assistance to meet an ongoing emergency."
Davis
v.
Washington
,
Applying these constitutional principles to the facts here, I believe that Barnes's
*921
testimony was nontestimonial. The victim had been recently strangled, and was still in distress when the police arrived. She displayed fear that the defendant would make good on his promise and return to kill her. There was still a real potential of further danger to the victim, and possibly to the police. See
Bryant
,
The cases cited by the majority are not to the contrary. Indeed, the facts in those cases stand in stark contrast to the facts presented here -- an imminent threat to return to do more harm. Cf.
Commonwealth
v.
Galicia
,
The ongoing nature of the emergency was also particularly acute because the defendant strangled the victim before leaving the scene. Studies of domestic violence have found that "non-lethal strangulation is an important predictor for future lethal violence among women who are experiencing [intimate partner violence]." Glass, Laughon, Campbell, Block, Hanson, Sharps, and Talliaferro, Non-Fatal Strangulation is an Important Risk Factor for Homicide of Women, 35 J. of Emergency Med. 329, 335 (2008). In fact, "the odds of becoming an attempted homicide victim increased by 700 percent, and the odds of becoming a homicide victim increased by 800 percent for women who had been strangled by their partner." Strack and Gwinn,
*922
On the Edge of Homicide: Strangulation as a Prelude,
Given this, the defendant's threat to return to the home to kill the victim underscores the emergency that existed at the time. See
Davis
,
However, even if the statements were admitted in error, they were cumulative of the properly admitted portion of the 911 call and the victim's initial statements to Barnes at the scene, and thus harmless beyond a reasonable doubt. See
Commonwealth
v.
Perez
,
"The confrontation clause bars the admission of testimonial out-of-court statements by a declarant who does not appear at trial unless the declarant is unavailable to testify and the defendant had an earlier opportunity to cross-examine him."
Commonwealth
v.
Simon
,
"The Sixth Amendment to the United States Constitution guarantees that '[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.' Similarly, art. 12 of the Massachusetts Declaration of Rights provides that 'every subject shall have a right to produce all proofs that may be favorable to him [and] to meet the witnesses against him face to face.' "
Simon
, 456 Mass. at 295,
See, e.g.,
Commonwealth
v.
Vasquez
,
An audio recording of that call is part of the record on appeal.
In explaining the reason for his ruling, the judge addressed whether the statements qualified as excited utterances, but did not independently address whether they were testimonial and thus subject to the confrontation clause. See
Simon
,
In support of his ruling the judge cited three cases:
Commonwealth
v.
Santiago
,
Certainly, there is a strong case for concluding that an out-of-court statement qualifies as an excited utterance when the facts indicate that the declarant made the statement while the crime was ongoing, see, e.g.,
Commonwealth
v.
Mulgrave
,
For the first time on appeal, the defendant also challenges trial testimony by Officer Barnes that he recognized the voice on the recording of the 911 call as belonging to the defendant's wife. There was no error. Officer Barnes testified that the basis for his voice identification was the conversation with the caller at the scene. See
Commonwealth
v.
Lykus
,
In
Commonwealth
v.
McLaughlin
,
"The exception to the hearsay rule which admits hearsay consisting of spontaneous exclamations 'is based on the experience that, under certain external circumstances of physical shock, a stress of nervous excitement may be produced which stills the reflective faculties and removes their control, so that the utterance which then occurs is a spontaneous and sincere response to the actual sensations and perceptions already produced by the external shock. Since this utterance is made under the immediate and uncontrolled domination of the senses, and during the brief period when considerations of self-interest could not have been brought fully to bear by reasoned reflection, the utterance may be taken as particularly trustworthy (or, at least, as lacking the usual grounds of untrustworthiness), and thus as expressing the real tenor of the speaker's belief as to the facts just observed by him; and may therefore be received as testimony to those facts.' Wigmore on Evidence (3d ed.) § 1747."
See also 6 Wigmore on Evidence § 1747 (Chadbourn ed. 1972). The reasoning employed by Professor Wigmore, and adopted "hook, line, and sinker" in
McLaughlin
, remains the foundation for the excited utterance exception in Massachusetts. See
Rocco
v.
Boston-Leader, Inc.
,
However, the "Wigmorian" view, which is also reflected in Fed. R. Evid. § 803(2) (2017), has been severely criticized. "The entire basis for the [excited utterance] exception may ... be questioned. While psychologists would probably concede that excitement minimizes the possibility of reflective self-interest influencing the declarant's statements, they have questioned whether this might be outweighed by the distorting effect of shock and excitement upon the declarant's observation and judgement." 2 McCormick on Evidence § 272, at 366 (7th ed. 2013). See
United States
v.
Boyce
,
Officer Barnes testified that his first concern was to determine whether the defendant was inside the home: "She said that he left, but I wanted to make sure that he was gone. I asked her what had happened, why it started." When asked, "What was her response at that time," Officer Barnes testified, "She told me that he left and that he said that he was going to kill her in 15 minutes when he came home. And then she told me that it started because of a picture that was posted on Facebook with her and a friend." Officer Barnes next repeated his testimony that the defendant's wife "was very upset." When asked by the prosecutor if he asked her "any other questions about that night," Officer Barnes testified, "I asked her to give me the rundown of exactly how it happened." Officer Barnes then testified in detail about the events of that evening and what led up to the incident, as related to him by the defendant's wife.
Taken in context, we regard the brief testimony by Officer Barnes (totaling ten pages of transcript including direct and cross-examination) to describe two phases of his interrogation of the defendant's wife. The first phase included his statements to calm her down and his inquiry about the location of the defendant. Officer Barnes's testimony that the defendant's wife told him that the defendant had left the scene but said he would return "to kill her in 15 minutes when he came home," was properly admitted because the declarant's statements were made in response to Officer Barnes's attempts to determine if the defendant was on the scene. However, the second phase during which Officer Barnes told the defendant's wife, "[G]ive me the rundown of exactly how it happened" and the declarant's response consisting of a detailed account of the incident and what led up to it (an account that involved facts not contained in the 911 call or any other evidence admitted at trial) was part of Officer Barnes's criminal investigation and was not designed to address an ongoing emergency.
In
Commonwealth
v.
Gonsalves
,
"[A] startled person who identifies a suspect in a statement made to a police officer at the scene of a crime surely knows that the statement is a form of accusation that will be used against the suspect. In this situation, the statement does not lose its character as a testimonial statement merely because the declarant was excited at the time it was made."
Lopez
v.
State
,
This statement from Beatrice that the arrival of the police eliminates the threat to a victim of domestic violence refers only to the definition of an ongoing emergency for the purpose of a confrontation clause analysis. In a larger sense, many victims of domestic violence remain in danger of being injured or killed by their perpetrators after involvement by the police, and, regrettably, even after the victim obtains an abuse prevention order.
This point -- that the confrontation clause demands more than simply assurances of reliability with regard to statements by the defendant's accusers, but also preserves the right of the accused to encounter his accusers -- is critically important. As the United States Supreme Court observed in
Coy
v.
Iowa
,
The fact that the victim refused medical attention does not itself nullify the nature of the ongoing emergency. Rather, "[t]he medical condition of the victim is important to the primary purpose inquiry to the extent that it sheds light on the ability of the victim to have any purpose at all in responding to police questions ... [and] provides important context for first responders to judge the existence and magnitude of a continuing threat to the victim, themselves, and the public."
Bryant
,
Related
Cite This Page — Counsel Stack
113 N.E.3d 902, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-wilson-massappct-2018.