Commonwealth v. Allshouse

985 A.2d 847, 604 Pa. 61, 2009 Pa. LEXIS 2783
CourtSupreme Court of Pennsylvania
DecidedDecember 29, 2009
Docket55 WAP 2008
StatusPublished
Cited by32 cases

This text of 985 A.2d 847 (Commonwealth v. Allshouse) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Allshouse, 985 A.2d 847, 604 Pa. 61, 2009 Pa. LEXIS 2783 (Pa. 2009).

Opinions

[66]*66 OPINION

Justice TODD.

Ricky Lee Allshouse, Jr. appeals the April 18, 2007 order of the Superior Court of Pennsylvania, which affirmed the judgment of sentence imposed by the Jefferson County Court of Common Pleas following his convictions of simple assault1 and endangering the welfare of a child.2 For the reasons set forth below, we affirm.

On May 20, 2004, Appellant and M.R. (“Mother”) were arguing in the home they shared with their three children. Appellant was shouting from the living room, and Mother was in the kitchen. The couple’s 7-month-old twin sons, J.A. and M.A., were in a playpen in the living room, and their 4-year-old daughter, A.A., was playing nearby. Mother’s 8-year-old son, R.R., who also lived in the home, had already left for school. Mother reported to police that, at one point, she heard a “squeak” as Appellant sat on a recliner in the living room and, minutes later, she heard him get up from the recliner. She then heard J.A. crying. N.T. Trial, 9/19/05, at 46-47. As Mother ran to the living room, she passed Appellant, who was heading upstairs. Mother observed that A.A. was now in the playpen, holding J.A.’s head on her lap. When Mother picked up J.A., “his arm flopped backwards.” Id. at 147. Mother took J.A. to the emergency room, where it was determined that he had suffered a spiral fracture to the right humerous caused by sharp and severe twisting of the arm.

Hospital officials immediately contacted Jefferson County Children and Youth Services (“CYS”), and CYS caseworker John Geist arrived at the hospital and spoke with Dr. Craig Burke, the emergency-room physician who treated J.A. Dr. Burke opined that the spiral fracture of J.A.’s arm indicated abuse. Geist then spoke with Mother, and advised her that J.A. would need to be removed from the family home pending investigation. Mother agreed that J.A. and his siblings would stay with their paternal grandparents.

[67]*67On May 27, 2004, Appellant suggested to Geist that “possibly [A.A.] had caused injury to [J.A.].” N.T. Hearing, 9/16/05, at 9.3 Accordingly, that same day, Geist went to A.A.’s paternal grandparents’ home to speak with A.A. Geist and A.A. sat and talked on the front porch of the house, while A.A.’s grandparents, siblings, and others were inside. During the interview, A.A. told Geist that Appellant had caused J.A.’s injury.4 After his interview with A.A., Geist spoke with his supervisor, and the two agreed to arrange an evaluation of A.A. by Dr. Allen Ryen, a psychologist. Dr. Ryen interviewed A.A. on June 8, 2004, and during the interview, A.A. again implicated Appellant in J.A.’s injury.5

[68]*68On June 11, 2004, Appellant was arrested and charged with aggravated assault, simple assault, endangering the welfare of a child, reckless endangerment, and harassment. On September 16, 2005, the trial court conducted a hearing pursuant to the Tender Years Hearsay Act (“TYHA”), 42 Pa.C.S.A. § 5985.1, to determine whether the statements given by A.A. to Geist and Dr. Ryen, admittedly hearsay, were admissible under the tender years exception to the hearsay rule.6 Under the TYHA, certain out-of-court statements made by a child victim or witness may be admissible at trial if the child either testifies at the proceeding or is unavailable as a witness, and the court finds “that the evidence is relevant and that the time, content and circumstances of the statement provide sufficient indicia of reliability.” 42 Pa.C.S.A. § 5985.1(a)(1).

[69]*69Analyzing the statements under Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), the trial court first noted that A.A.’s statements to Geist and Dr. Ryen fell “in between” testimonial and nontestimonial statements “because we do have some questioning.” N.T. Hearing, 9/16/05, at 61. The court explained, however:

I’m going to find it’s nontestimonial for these basis [sic]. I think we have to look at what an objective four-year-old of average intelligence would think. And Mr. Geist, as he appears today, he does not have on a uniform but carries a badge, but not a badge in the sense of police work.
Dr. Ryen has a psychological appointment in the office to believe that later these statements would be used in Court. I certainly do not think for this four-year-old that she could make the determination that it would be available for use later at trial.

Id. at 61-62. The trial court determined that A.A.’s statements to Geist and Dr. Ryen satisfied the requirements of the tender years exception to the hearsay rule, and, under Crawford, would be admissible at trial.

On September 19, 2005, Appellant filed a motion for reconsideration, asserting A.A.’s statements constituted testimonial hearsay that was inadmissible under Crawford. Following argument, the trial judge denied the motion, reiterating his opinion that, in determining whether questioning should be deemed testimonial in nature, “you have to look at it from the 4-year-old’s point of view because the concern is reliability in that regard.” N.T. Hearing, 9/19/05, at 3. On September 20, 2005, a jury convicted Appellant of simple assault and endangering the welfare of a child; he was acquitted of the remaining charges.

On November 2, 2005, Appellant was sentenced to one to two years in prison, plus fines, costs, and restitution. Appellant filed a post-sentence motion, and a hearing on the motion was held on January 12, 2006. On March 9, 2006, the trial court denied Appellant’s motion to the extent he sought [70]*70judgment of acquittal on his child endangerment conviction.7 On April 3, 2006, Appellant appealed his judgment of sentence to the Superior Court, challenging, inter alia, the trial court’s admission of A.A.’s statements to Geist and Dr. Ryen at trial.

With regard to the issues presently before this Court, the Superior Court agreed with the trial court that A.A.’s statements to Geist were nontestimonial in nature, and thus admissible under Crawford. The Superior Court concluded, however, that it could not determine, based on the record, whether A.A.’s statements to Dr. Ryen were testimonial because “it is impossible to determine what Dr. Ryen’s primary purpose was in conducting the interview.” Commonwealth v. Allshouse, 924 A.2d 1215, 1224 (Pa.Super.2007). Nevertheless, the Superior Court opined that it was unnecessary to determine whether A.A.’s statements to Dr. Ryen were testimonial because, even if they were, admission of the statements was harmless error since Dr. Ryen’s testimony was merely cumulative of other properly admitted testimony, and there was overwhelming “untainted evidence” to support the jury’s verdict. Id. at 1224-25.

The Superior Court declined to address Appellant’s additional argument that the trial court’s application of the 2004 amended version of the TYHA, which provides that an out-of-court statement of a child victim or witness under age 12 is admissible at trial if, inter alia,

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Bluebook (online)
985 A.2d 847, 604 Pa. 61, 2009 Pa. LEXIS 2783, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-allshouse-pa-2009.