Columbus Bar Ass'n v. Ross

107 Ohio St. 3d 354
CourtOhio Supreme Court
DecidedJanuary 11, 2006
DocketNo. 2005-0750
StatusPublished
Cited by8 cases

This text of 107 Ohio St. 3d 354 (Columbus Bar Ass'n v. Ross) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Columbus Bar Ass'n v. Ross, 107 Ohio St. 3d 354 (Ohio 2006).

Opinion

Per Curiam.

{¶ 1} Respondent, Leo Patrick Ross of Columbus, Ohio, Attorney Registration No. 0031061, was admitted to the practice of law in Ohio in 1975. On December 8, 2003, relator, the Columbus Bar Association, charged respondent with violations of the Code of Professional Responsibility. A panel of the Board of Commissioners on Grievances and Discipline heard the cause and made findings of fact, conclusions of law, and a recommendation, all of which the board adopted.

Misconduct

{¶ 2} The allegations of misconduct arose from respondent’s defense of James Jeffrey Brown II, in the United States District Court for the Southern District of Ohio. Brown was indicted by a federal grand jury in March 2002 and charged with trafficking cocaine in and around Zanesville, Ohio. The prosecution’s case against Brown was based on unnamed informants to whom Brown had supplied cocaine.

{¶ 3} When respondent took Brown’s case in May 2002, he was already representing Shawnte Hollins in proceedings stemming from an unrelated drug charge in state court. The United States attorney prosecuting Brown’s case inquired about the propriety of this dual representation because she had evidence [355]*355that Hollins was Brown’s drug supplier in the federal trafficking case. Respondent promised to discuss this allegation and the potential for a conflict of interest with his clients.

{¶ 4} When respondent advised them of the United States attorney’s claim, Brown and Hollins, who had been friends since childhood, denied any drug deals. Respondent then asked for the government’s evidence that Hollins had supplied drugs to Brown. The United States attorney had no physical evidence but said that a number of conspirators, witnesses she would not name, were available to testify against Hollins. Respondent did not consider that evidence reliable enough to warrant his withdrawal from either Brown’s or Hollins’s case.

{¶ 5} Respondent’s defense strategy called for Brown to plead guilty, cooperate with the government, and, in exchange, have his sentence reduced. Around August 2002, Brown proffered the name of a third person whom he claimed to be his supplier, but the United States attorney did not believe him. Respondent continually asked the United States attorney to move the federal district court to depart from rigid sentencing guidelines and reduce Brown’s sentence based on his “substantial assistance” to the government. She refused unless Brown named Hollins as his supplier.

{¶ 6} The United States attorney did, however, ask the federal court to inquire whether Brown and Hollins fully understood and consented to respondent’s dual representation. With that motion, the United States attorney hoped to prevent a successful claim of ineffective assistance of counsel if Brown appealed. At the motion hearing, the federal court judge asked about the possible conflict of interest, but Brown assured the court that Hollins had not been his supplier and that he wanted to keep respondent as his lawyer. The court allowed respondent to remain as Brown’s counsel.

{¶ 7} In September or October 2002, shortly before Brown’s trial date, respondent moved to withdraw as counsel of record because he could not get Brown a reduced sentence. Brown obtained other counsel, pleaded guilty, and agreed to offer incriminating testimony, including that Hollins was his supplier. Brown ultimately received a 15-year reduction in his sentence in exchange for his cooperation. In March 2003, Hollins was also indicted as a conspirator, and respondent continued to represent him until he was removed by another federal district judge.

{¶ 8} By deposition from prison, Brown testified that he had authorized respondent to work out a plea bargain to avoid a trial and a longer sentence. He also said, however, that respondent had advised him not to disclose that Hollins was his supplier to the government. Respondent denied this claim.

{¶ 9} Respondent defended his decision to continue representing Brown and Hollins. He explained to the panel that he had relied on his clients’ representa[356]*356tions that Hollins had not been Brown’s supplier at a time when the government had no solid evidence that he had been.

{¶ 10} Relator provided testimony from practitioners as to federal standards of criminal-law practice; however, the board did not find clear and convincing evidence that respondent had represented clients with conflicting interests in violation of DR 5-105. DR 5-105(A) and (B) prohibit a lawyer from accepting or continuing to represent clients if the lawyer’s professional judgment on any client’s behalf is likely to be compromised by the representation. The exception, provided by DR 5-105(C), is when “it is obvious” that the lawyer can adequately represent multiple clients’ interests and the clients have consented after full disclosure of the attendant risks.

{¶ 11} The board concluded that respondent’s decision to believe Brown and Hollins and continue representing them was not the best choice, but it was defensible inasmuch as respondent had no specific proof that they were involved in criminal activity together. The board further found that respondent had worked conscientiously before his withdrawal until he was sure that he could not get Brown’s sentence reduced. Finally, the board noted that Brown had filed the grievance against respondent but that the United States attorney in Brown’s case had not complained to relator about the ethical breach Brown alleged.

{¶ 12} For these reasons, the board did not find any violation of DR 5-105. The board also did not find proof of charges that respondent had charged improper fees for his services. Based on respondent’s admission, however, the board did find a violation of DR 1-104, which requires lawyers to inform clients if they do not carry professional liability insurance.

Sanction

{¶ 13} In recommending a sanction for this misconduct, the board weighed the aggravating and mitigating factors of respondent’s case. See Section 10 of the Rules and Regulations Governing Procedure on Complaints and Hearings Before the Board of Commissioners on Grievances and Discipline (“BCGD Proc.Reg.”). As to aggravating factors, the board noted that in 1985, respondent had received a public reprimand for neglect of a client’s case. See BCGD Proc.Reg. 10(B)(1)(a).

{¶ 14} In mitigation, the board found that respondent had not acted with a dishonest or selfish motive. Testimonial letters submitted by community leaders and colleagues on respondent’s behalf also established his good character and professional reputation. Moreover, although the United States attorney in Brown’s case testified to the impropriety of respondent’s dual representation, she nevertheless testified favorably on respondent’s professionalism.

[357]*357{¶ 15} Relator urged the board to suspend respondent from the practice of law for one year but conditionally stay the last six months. Respondent argued for dismissal of the complaint. The board recommended, consistent with the panel’s report, that respondent be publicly reprimanded for failing to inform his client that he did not have malpractice insurance.

Review

{¶ 16} Relator objects to the board’s finding that respondent did not violate DR 5-105 and argues that this additional misconduct requires a suspension of respondent’s license that is stayed on conditions. We sustain relator’s objections.

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Bluebook (online)
107 Ohio St. 3d 354, Counsel Stack Legal Research, https://law.counselstack.com/opinion/columbus-bar-assn-v-ross-ohio-2006.