In re Complaint Against Judge Harper

673 N.E.2d 1253, 77 Ohio St. 3d 211, 1996 Ohio LEXIS 2344
CourtOhio Supreme Court
DecidedDecember 5, 1996
DocketNo. 96-1551
StatusPublished
Cited by49 cases

This text of 673 N.E.2d 1253 (In re Complaint Against Judge Harper) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Complaint Against Judge Harper, 673 N.E.2d 1253, 77 Ohio St. 3d 211, 1996 Ohio LEXIS 2344 (Ohio 1996).

Opinions

Brogan, C.J.

Respondent has objected to the board’s recommendation, and raises the following four propositions of law:

“[I] The Board of Commissioners improperly reviewed this proceeding after the unanimous panel recommendation of dismissal.

“[II] The Board of Commissioners incorrectly found that Respondent’s campaign television commercial undermined public confidence in the judiciary, when there was no evidence presented by Relator indicating any effect on public opinion or confidence.

“[Ill] Given Respondent’s core political speech protections, under the United States Constitution, Canons 7B(l)(a) and 2A of the Code of Judicial Conduct are overbroad both facially and as applied to Respondent, and are too vague to have reasonably informed Respondent of what conduct or speech is intended to be precluded.

“[IV] The Board of Commissioners improperly focused on the graphic art display of an obviously facetious check in reaching its recommendation, when such display is afforded the same constitutional protection as the rest of Respondent’s speech.”

With the above background in mind, we now turn to consideration of the propositions of law advanced by Judge Harper.

I

Before addressing the first proposition of law, we note as a starting point for analysis that the proper standard in disciplinary cases is that the Supreme Court, not the board, “makes the ultimate conclusion, both as to the facts and as to the action, if any, that should be taken.” Cincinnati Bar Assn. v. Heitzler (1972), 32 Ohio St.2d 214, 220, 61 O.O.2d 451, 454, 291 N.E.2d 477, 482, certiorari denied (1973), 411 U.S. 967, 93 S.Ct. 2149, 36 L.Ed.2d 687. Specifically, as indicated in Heitzler:

[216]*216“ Tn cases of this kind, the board of commissioners acts for and on behalf of this court. In doing so, it makes recommendations as to the facts which should be found and the action which should be taken by this court. However, this court has full responsibility for determining what the facts are and what action should be taken on those facts.’ ” Id., quoting Mahoning Cty. Bar Assn. v. Ruffalo (1964), 176 Ohio St. 263, 27 O.O.2d 161, 199 N.E.2d 396.

Therefore, in assessing the propriety of the conduct in question and the appropriate sanction, if any, we are not bound by either the panel’s or the board’s conclusions as to fact or law.

Judge Harper’s first proposition is that the board improperly reviewed this matter after the panel unanimously recommended dismissal. We do not agree. In this context, Judge Harper’s contention is that any disciplinary action must be dismissed if a unanimous panel recommends dismissal. However, under Gov.Bar R. V(6)(H) and (I), the panel may order dismissal if it finds the evidence insufficient to support a charge or it may file its certified report of the proceedings in accordance with Gov.Bar R. V(6)(J). In the latter event, the board then reviews the matter and may refer it back to the panel for further evidence, take evidence before the board, or proceed on the certified report.

In the present case, the panel did not order dismissal and notify all interested parties, including Judge Harper’s local bar association, the bar association of the county where the complaint arose, and the Ohio State Bar Association, as specified in Gov.Bar R. V(6)(H). Instead, the panel filed its findings and the board then proceeded on the certified report, in accordance with Gov.Bar R. V(6)(J). Moreover, as relator has pointed out, the language used by the panel did not order actions, but merely recommended that the charges be dismissed. Consequently, the board’s review of this matter was proper, and respondent’s first proposition is without merit.

II

In her second proposition of law, Judge Harper argues that evidence of public opinion must have been presented before the board could find that the television campaign undermined public confidence in the judiciary. Again, we disagree, concluding that evidence of public opinion polls is not required to establish a finding that a judge has acted in a manner that diminishes public confidence in the judiciary.

In this regard, Canon 2A provides:

“A judge should respect and comply with the law and should conduct himself at all times in a manner that promotes public confidence in the integrity and impartiality of the judiciary.”

[217]*217The single authority cited to support Judge Harper’s position is Ibanez v. Florida Dept. of Business & Professional Regulation (1994), 512 U.S. 136, 114 S.Ct. 2084, 129 L.Ed.2d 118. In that case, an attorney who was also a certified public accountant was sanctioned by the state for using the term “CFP” (certified financial planner) next to her name in advertising. Id. at 141-142, 114 S.Ct. at 2088, 129 L.Ed.2d at 125. The state’s position was that although the attorney actually had obtained the CFP designation, the use of “CFP” misled the public into believing that state approval and recognition existed for the designation. 512 U.S. at 143-144, 114 S.Ct. at 2089, 129 L.Ed.2d at 127. In rejecting the state’s position, the Supreme Court noted that in the complete absence of any evidence of deception, concern about the possibility of deception in hypothetical cases is not sufficient to rebut the constitutional presumption favoring disclosure over concealment. 512 U.S. at 144-145, 114 S.Ct. at 2090, 129 L.Ed.2d at 127-128. Moreover, in a footnote, the court further observed that no witness had testified, nor had any evidence been offered, that any member of the public had been misled. 512 U.S. at 145, 114 S.Ct. at 2090, 129 L.Ed.2d at 128, fn. 10.

We do not read these comments as requiring the state to offer evidence of public opinion polls, nor do we believe that the state must offer testimony from witnesses who claim to have been misled. In reviewing Ibanez, the reason for the Supreme Court’s statement is obvious. Given the innocuous nature of the initials “CFP,” which have no objectively deceptive connotation, evidence that the public, in fact, was misled would have been helpful. However, no such difficulty presents itself in the case at hand, since the language used is readily susceptible of interpretation by an objective observer, without resort to proof from members of the public.

As a further point, we note that our examination of disciplinary cases from this, as well as from other jurisdictions, does not reveal the use of public opinion polls or outside testimony to establish violations pertaining to public confidence in the judiciary. For example, no evidence from the public or opinion surveys was required to establish Canon 2A violations in Disciplinary Counsel v. Mosely (1994), 69 Ohio St.3d 401, 632 N.E.2d 1287 (Canon 2A violation found based on indictment and conviction for grand theft based on acts while in office), and Disciplinary Counsel v. Campbell (1993), 68 Ohio St.3d 7, 623 N.E.2d 24 (Canon 2A violation found based on complaints of unwelcome or offensive sexual remarks and/or physical contact by judge). Likewise, in Ohio State Bar Assn. v. Mayer (1978), 54 Ohio St.2d 431, 8 O.O.3d 434, 377 N.E.2d 770, the court concluded that references to a fellow judge, among other things, as a liar, in conversations and public meetings, violated Canon 2A. There is no indication in that case that any testimony or evidence was taken from an outside source, i.e., the general public.

[218]

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Bluebook (online)
673 N.E.2d 1253, 77 Ohio St. 3d 211, 1996 Ohio LEXIS 2344, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-complaint-against-judge-harper-ohio-1996.