Cohen v. Apple Inc.

District Court, N.D. California·Decided October 29, 2020·No. 3:19-cv-05322·Unknown

Opinion

NORTHERN DISTRICT OF CALIFORNIA

HORNICK, KALEAH C. ALLEN, KIMBERLY BENJAMIN, MARK No. C 19-05322 WHA WEILER, MATT KOPPIN, SCOTT COLETTI, KRYSTLE FAERN, RODOLFO ZIDE, DAVID HEDICKER, NANCY SUMMARY JUDGMENT KATHLEEN BOGGS, KIMBERLY RYAN, BECKY WELLINGTON, M. GAIL SUNDELL, VICTOR PERLMAN, and ZACHARY GOMOLEKOFF, individually and on behalf of all other similarly situated, Plaintiffs, v.

Defendant.

In this putative class action, this order holds that the FCC’s radio frequency radiation exposure regulations preempt plaintiffs’ tort and consumer-fraud claims. At all material times, defendant Apple, Inc., manufactured and sold a series of additional functions based on advanced computing capability, large storage capacity, and internet connectivity. Like other forms of wireless communication, these smartphones relied on radiofrequency electromagnetic waves (RF radiation) to send and receive signals. The oscillation of electrical charges in the phone antennas would generate RF radiation emanating from those antennas. The closer to the body the phone remained while in use, the more RF radiation a user would get. For at least the last forty years, scientists have weighed in on the health risks associated with RF radiation exposure from radio transmitters. Unlike ionizing radiation (such as X-rays), which is always potentially harmful to human tissue, non-ionizing radiation, such as phones emit, is incapable of breaking the chemical bonds so as to damage DNA. High levels of RF radiation, however, can cause adverse thermal effects, like a burn. More controverted is the purported existence of non-thermal effects caused by lower levels of RF radiation. Such effects, if they exist, may include an increased risk of cancer, cellular stress, structural and functional changes to the reproductive system, learning and memory deficits, genetic damage, and neurological disorders. Based on its review of the science, the Federal Communications Commission has promulgated RF exposure standards that all cellphones must comply with before being sold in the United States. Guidelines for Evaluating the Environmental Effects of Radiofrequency Radiation, 11 F.C.C.R. 15123 ¶ 171 (1996) (1996 RF Order). Plaintiffs, purchasers of nine different iPhone models, seek to hold Apple to account for selling iPhones that allegedly do not comply with the Commission’s RF emissions standards. Plaintiffs filed this action in September 2019, seeking to represent “[a]ll persons who have owned or leased an iPhone for personal or household use in the United States.” A few weeks later, plaintiffs’ counsel filed a nearly identical complaint, also in our district, on behalf of different named plaintiffs. Prior orders related and consolidated the two actions. Following an initial case management conference, plaintiffs filed their consolidated amended class action complaint, now our operative complaint (Dkt. Nos. 47, 51, 53). The operative complaint alleged seven disclosure-related claims and one negligence claim for medical monitoring. Plaintiffs based the latter on an allegedly increased risk of harm they may face due to their use of iPhones as advertised. The disclosure-related claims alleged that Apple marketed its phones for use on or in close proximity to the body, but failed to disclose that such use would allegedly expose consumers to RF radiation levels above the federal standards, and failed to disclose the alleged risk attendant to such exposure.1 Apple sought dismissal under a litany of theories, including preemption, lack of standing, and various pleading deficiencies. Following a hearing, an order found that matters outside the pleadings had been presented in Apple’s briefs without sufficient justification. Apple’s motion became one for summary judgment under Rule 56 and discovery opened immediately (Dkt. Nos. 62, 75, 89). Given the necessary application of FCC regulations and guidance, and particularly the extent to which its regulations could preempt plaintiffs’ claims, the Court invited the Commission to participate as an amicus curiae. The Commission accepted, filing a statement of interest addressing the application of its regulations and guidance to plaintiffs’ claims. After some discovery ensued, Apple moved again for summary judgment on the dispositive issues of preemption and jurisdiction. Following a hearing, the undersigned judge ordered Apple to produce all communications between Apple and the FCC prior to and related to any certification involved in this action and all communications regarding the Chicago Tribune story. Plaintiffs were allowed a supplemental brief to explain the significance of the produced communications to the pending motion, and Apple an opportunity to respond. Promptly, Apple filed an emergency motion for clarification and an extension of time to produce the communications. A prior order granted the motion, and extended the briefing deadlines as well. 1 The complaint also alleged claims for relief against another smartphone manufacturer, Samsung Electronic America, Inc. When both parties moved to dismiss, Samsung also moved to compel arbitration. A week later, Now, plaintiffs all but abandon any reliance on what communications Apple did produce and instead rehash arguments made in their briefs. The single document plaintiffs found relevant demonstrated, in that instance, that Apple, not the FCC, bore responsibility for its disclosures to consumers in their user manuals. This order follows full briefing, a telephonic hearing (due to the ongoing public health emergency), and supplemental briefing. Plaintiffs seek to hold Apple liable for selling iPhones that allegedly exceeded the Commission’s RF radiation exposure limits, making the phones unsafe. All agree, however, that the Commission certified each and every iPhone model as compliant with its RF regulations. And, the Commission has determined that all certified cellphones pose no health risks. Plaintiffs nevertheless insist that a jury should decide whether the iPhones exceed the federal RF exposure standards here, not the administrative agency tasked with developing and administering the safety program. Under ordinary conflict preemption principles, a state law that “stands as an obstacle to the accomplishment and execution of the full purposes and objectives” of a federal law is pre-empted. Hines v. Davidowitz, 312 U.S. 52, 67 (1941). The basic question, then, is whether plaintiffs’ tort and consumer-fraud claims that would have juries administer the Commission’s regulations would stand as an obstacle to the regulations’ own objectives. This order answers yes, and holds that the claims must be deemed preempted. Before reaching the preemption determination, however, three threshold issues regarding the statutory basis for the RF regulations must be addressed, following a review of the statutory and regulatory background. The Communications Act of 1934 established the Federal Communications Commission as the centralized authority for regulating wire and radio communication, charging the Commission with making available

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