Farina v. Nokia, Inc.

625 F.3d 97, 51 Communications Reg. (P&F) 955, 2010 U.S. App. LEXIS 22383, 2010 WL 4138502
CourtCourt of Appeals for the Third Circuit
DecidedOctober 22, 2010
Docket08-4034
StatusPublished
Cited by181 cases

This text of 625 F.3d 97 (Farina v. Nokia, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Farina v. Nokia, Inc., 625 F.3d 97, 51 Communications Reg. (P&F) 955, 2010 U.S. App. LEXIS 22383, 2010 WL 4138502 (3d Cir. 2010).

Opinion

OPINION OF THE COURT

SCIRICA, Circuit Judge.

Appellant Francis J. Farina brought this class action against various cell phone manufacturers and retailers of wireless handheld telephones. He appeals from the dismissal of his complaint on the ground that his claims are preempted by regulations promulgated by the Federal Communications Commission. We will affirm.

I.

Farina represents a putative class consisting of all past, current, and future Pennsylvania purchasers and lessees of cell phones who have not been diagnosed with an injury or illness resulting from their cell phone usage. Farina’s claims are based on the allegation that cell phones, as currently manufactured, are unsafe to be operated without headsets because the customary manner in which they are used — with the user holding the phone so that the antenna is positioned next to his head — exposes the user to dangerous amounts of radio frequency (“RF”) radiation. Farina alleges the marketing of cell phones as safe for use without headsets violates several provisions of Pennsylvania law.

A.

A cell phone functions by transmitting information between its low-powered radio transmitter and a base station, usually a tower containing a large antenna. See generally Pinney v. Nokia, Inc., 402 F.3d 430, 439-40 (4th Cir.2005). Each base station reaches a relatively small area, or cell, and as a user moves from cell to cell, the signal must transfer from base station to base station. Id. at 440. When cell phones communicate with base stations, they emit RF energy. Id. The strength of a cell phone signal, and hence its range, has been positively correlated with the intensity of its RF emissions. See In re Rural Telephone Cos., 18 F.C.C.R. 20802, 20829 & n. 114 (2003) [hereinafter NPR Rural] (notice of proposed rulemaking). 1

*105 The science is clear that at high levels RF radiation can cause adverse “thermal” effects resulting from the heating of human tissue. See generally FCC, Office of Engineering & Technology, Questions and Answers about Biological Effects and Potential Hazards of Radiofrequency Electromagnetic Fields, OET Bull. No. 56, 6-7 (4th ed. Aug. 1999) [hereinafter OET Bulletin], available at http://www.fcc.gov/ Bureaus/Engineering_Technology/ Documents/bulletins/oet56/oet56e4.pdf. More controversial is the purported existence of “non-thermal” effects caused by lower levels of RF radiation. Farina alleges that over the past five decades “dozens of peer reviewed research papers were published which, individually and collectively, raised serious and credible questions regarding whether the RF [radiation] to which [cell phone] users were and are exposed posed a risk or threat to their health.” Third Am. Compl. ¶ 51; see also id. ¶¶ 79-86, 90-98 (describing findings from numerous studies and laboratory tests). According to the FCC, however, “the evidence for production of harmful biological effects [from low-level RF radiation] is ambiguous and unproven.” OET Bulletin 8. Results from studies have been “inconclusive,” and “while the possibility of ‘non-thermal’ biological effects may exist, whether or not such effects might indicate a human health hazard is not presently known.” Id. In light of the present state of the science, the FCC has stated that any cell phone legally sold in the United States is a “safe” phone. App. 691.

B.

Federal regulation of radio communications can be traced back a century, to the Wireless Ship Act of 1910, ch. 379, 36 Stat. 629. See Nat’l Broad. Co. v. United States, 319 U.S. 190, 210, 63 S.Ct. 997, 87 L.Ed. 1344 (1943). Federal control over the medium was extended by the Radio-Communications Act of 1912, ch. 287, 37 Stat. 302, which mandated federal licensing of the use of radio frequencies, Nat’l Broad. Co., 319 U.S. at 210, 63 S.Ct. 997, and was cemented by the Federal Communications Act of 1934, ch. 652, 48 Stat. 1064 (“FCA”), Nat’l Broad. Co., 319 U.S. at 213-14, 63 S.Ct. 997. The FCA was enacted “[f]or the purpose of regulating interstate and foreign commerce in communication by wire and radio so as to make available ... a rapid, efficient, Nationwide, and world-wide wire and radio communication service with adequate facilities at reasonable charges.... ” 47 U.S.C. § 151. To that end, the FCA established the FCC, which was endowed with broad authority to license and regulate radio communications. See Nat’l Broad. Co., 319 U.S. at 214-16, 63 S.Ct. 997.

The FCC’s jurisdiction extends to wireless telephone service, see In re An Inquiry Into the Use of the Bands 825-845 MHz and 870-890 MHz for Cellular Communications Systems, 86 F.C.C.2d 469, 470 (1981) [hereinafter Cellular Commc’ns ], and FCC authority over the technical aspects of radio communications is “exclusive,” Head v. N.M. Bd. of Exam’rs in Optometry, 374 U.S. 424, 430 n. 6, 83 S.Ct. 1759, 10 L.Ed.2d 983 (1963). The FCC is charged with fostering the development of an efficient wireless network, 47 U.S.C. § 151, and an essential characteristic of an efficient network is *106 nationwide accessibility and compatibility, see Cellular Commc’ns, 86 F.C.C.2d at 503 (“Throughout the cellular proceeding an essential objective has been for cellular service to be designed to achieve nationwide compatibility.... [A] cellular subscriber traveling outside of his or her local service area should be able to communicate over a cellular system in another city.”)- Moreover, the FCC has long asserted that uniformity in the technical standards governing wireless services is necessary to ensure an efficient nationwide system. See id. at 504-05 (“[W]e are asserting federal primacy over the areas of technical standards and competitive -market structure for cellular service.”); see also In re Petition of the Conn. Dep’t Pub. Util. Control, 10 F.C.C.R. 7025, 7034 (1995) (“Congress intended ... to establish a national regulatory policy for [commercial mobile radio services], not a policy that is balkanized state-by-state.” (footnote omitted)).

The FCC has regulated human exposure to RF emissions only since 1985. See In re Responsibility of the F.C.C. to Consider Biological Effects of Radiofrequency Radiation, 100 F.C.C.2d 543, 544 (1985) [hereinafter Responsibility ]. The FCC’s RF regulations were promulgated to satisfy the Commission’s obligations under the National Environmental Policy Act of 1969 (“NEPA”), 42 U.S.C. §§ 4321 et seq. 2

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Bluebook (online)
625 F.3d 97, 51 Communications Reg. (P&F) 955, 2010 U.S. App. LEXIS 22383, 2010 WL 4138502, Counsel Stack Legal Research, https://law.counselstack.com/opinion/farina-v-nokia-inc-ca3-2010.