Clough v. Guzzi

416 F. Supp. 1057, 1976 U.S. Dist. LEXIS 14203
CourtDistrict Court, D. Massachusetts
DecidedJuly 9, 1976
DocketCiv. A. 74-2007-G
StatusPublished
Cited by26 cases

This text of 416 F. Supp. 1057 (Clough v. Guzzi) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Clough v. Guzzi, 416 F. Supp. 1057, 1976 U.S. Dist. LEXIS 14203 (D. Mass. 1976).

Opinion

OPINION

LEVIN H. CAMPBELL, Circuit Judge.

In this action brought pursuant to 28 U.S.C. § 2201, plaintiff seeks a declaratory judgment that sections 34 and 45 of chapter 53 and sections 33, 41 and 42 of chapter 54 of the Massachusetts General Laws are unconstitutional as violative of rights guaranteed by the fourteenth amendment. The challenged statutes provide that the official ballots in primary and final elections shall list incumbents first, followed by other can *1059 didates in alphabetical order, and shall designate incumbents as candidates for re-election. 1

Jurisdiction is asserted under 42 U.S.C. § 1983 and 28 U.S.C. § 1343(3) & (4). As plaintiff seeks an injunction with respect to ballot arrangement in future elections, a three-judge court was requested and convened pursuant to 28 U.S.C. § 2281 et seq.

Plaintiff, Charles I. Clough, Jr., was a candidate for Middlesex county commissioner in the September 1974 Democratic primary. The original defendant, John F. X. Davoren, was Secretary of the Commonwealth, with duties of supervising state and town elections, preparing ballots, and arranging for voting machines. Paul H. Guzzi, the current Secretary of the Commonwealth, has been substituted as defendant.

Plaintiff contends that the Massachusetts ballot system, insofar as it designates incumbents as candidates for re-election and places them first on the ballot, gives incumbents a significant and unfair advantage in the results of an election. He asserts that lesser advantages accrue to both incumbency and first ballot position when taken separately, and that in combination an even more significant advantage results. As Massachusetts thereby confers an advantage on one class of candidates (incumbents), without conferring a like advantage on another (non-incumbents) of which he is a member, he claims that he is denied equal protection of the laws. 2

*1060 The complaint was filed on June 3, 1974. On June 19, 1974, a requested temporary restraining order was denied by the single judge. On August 7, 1974, this court of three judges denied a preliminary injunction, ruling that plaintiff had not shown a sufficient probability of success on the merits. We indicated, however, that the questions raised would not be rendered moot by the upcoming elections, and should be decided. Thus upon plaintiff’s motion, we held a hearing on the merits on May 18, 1976. New primary elections are to be held in Massachusetts this September, and while plaintiff is not a candidate, he indicates his continuing interest in the controversy. 3

Prior Judicial Proceedings

This is not the first attempt by candidates and voters to raise this issue either in the federal or Massachusetts courts. Until now, however, plaintiffs have encountered difficulty in securing a clear-cut adjudication. The statutes now before us were challenged in Tsongas v. Davoren, CA No. 74-2084-F (D.Mass.) (Tsongas I), as violative of the federal constitution, and in Tsongas v. Secretary of the Commonwealth, 362 Mass. 708, 291 N.E.2d 149 (1972) (Tsongas II), as- violative of Article IX of the Massachusetts constitution. 4 A three-judge court was convened in Tsongas I, but it stayed consideration of the federal constitutional question pending disposition of the state question in Tsongas II.

In Tsongas II, a single justice of the Massachusetts Supreme Judicial Court, Justice Reardon, held, in a memorandum dated July 26,1972, that since the statutory objecfive was primarily to establish a favored position for incumbents on the ballot, the constitutional mandate of equality had not been observed. But the full bench of the S.J.C. stayed Justice Reardon’s order and remanded to him for an evidentiary hearing, for findings of fact as to whether “a candidate given a position at the head of the ballot has [a] distinct advantage over other candidates”, and for such other rulings as he might deem advisable.

Thereafter Justice Reardon filed certain findings which are part of the present record. He first noted,

“Given the complex nature of voting behavior influenced by numerous variables, not all of which can be identified and few of which can be accurately measured, and given the inherent difficulty of conducting a direct empirical study of the effect of ballot position, proof of an advantage associated with being first on the ballot is necessarily imprecise.”

He found that “[although first ballot position may not always, in all types of races, confer a systematic advantage, in a significant number of elections it appears to be the most advantageous.” He went on to find that various other factors influenced the extent of the first position advantage: the visibility of the race; the number of candidates on the ballot; and the position of the particular race on the overall ballot. He also found that, in the races in which plaintiffs were competing, county commissioner and treasurer, position effect was maximized to the extent that first position held a “distinct advantage”. Finally, he found that incumbency was a more signifi *1061 cant and consistent advantage than first position, but that it did not negate the advantage conferred by first position.

The full bench accepted Justice Reardon’s findings as not “plainly wrong”, but vacated his decree and dismissed the complaint. As the primary election had by that time passed (two of the plaintiffs had won and one had lost), the Court considered plaintiffs’ prayer for injunctive relief moot. The Court also declined, despite plaintiff’s urging, to make a declaration as to the constitutionality of the challenged statutory provisions, stating, 5

“It is not clear that [the state] question is in any way different from the question whether these statutes deny equal protection of the laws in violation of the Fourteenth Amendment to the Constitution of the United States. The plaintiffs, however, have chosen to present the latter question to a Federal court. We are not asked to pass on it, and it would not be appropriate for us to do so. Thus, any answer by us would be incomplete and ‘would not terminate the uncertainty or controversy giving rise to the proceedings.’ If the Federal case were pressed to a decision, it might produce a conclusion different from ours.

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Bluebook (online)
416 F. Supp. 1057, 1976 U.S. Dist. LEXIS 14203, Counsel Stack Legal Research, https://law.counselstack.com/opinion/clough-v-guzzi-mad-1976.