City of N.Y. v. U.S. Dep't of Def.

913 F.3d 423
CourtCourt of Appeals for the Fourth Circuit
DecidedJanuary 16, 2019
Docket18-1699
StatusPublished
Cited by58 cases

This text of 913 F.3d 423 (City of N.Y. v. U.S. Dep't of Def.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
City of N.Y. v. U.S. Dep't of Def., 913 F.3d 423 (4th Cir. 2019).

Opinion

WILKINSON, Circuit Judge:

Appellants are three municipalities who use the National Instant Criminal Background Check System to carry out their obligations under state law. This system, known as the NICS, is managed by the Federal Bureau of Investigation. The Department of Defense (DOD) is required under federal law to provide records to the NICS but has persistently been unable to fully carry out this obligation. The appellants sued DOD and its constituent military departments to compel the department's more thorough compliance. The district court dismissed their claim, holding both that the appellants lacked constitutional standing and failed to establish subject matter jurisdiction under the Administrative Procedure Act. For the following reasons, we affirm.

I.

A.

The responsibility to combat gun violence falls on every level of government. Law enforcement officials, whether local, state, or federal, work to prevent senseless gun violence and are often the first to risk their lives to protect our communities. Working alongside these officers are many other governmental partners, including agencies of the federal government. The dispute here grows out of a program that facilitates information sharing between federal agencies and local law enforcement officials: The National Instant Criminal Background Check System.

The Brady Handgun Violence Prevention Act, or Brady Act, established the first nationwide system for background checks. Pub. L. No. 103-159, 107 Stat. 1536 (1993). Under the law, enacted in 1993, a background check was required for firearms sales by licensed dealers. Id. § 102. The Brady Act directed the Attorney General to establish a national database that would be accessible to the firearms dealers tasked with ensuring these background checks were performed. Id. § 102(b). To implement the statute, the Attorney General established the National Instant Criminal Background Check System (NICS) and delegated control of the system to the Federal Bureau of Investigation (FBI).

The NICS contains records for individuals who are prohibited from possessing a firearm. The system draws from many distinct federal databases that contain disqualifying records and relies on information submitted from across the federal government. In the military context, DOD provides information regarding current and former service members who are disqualified from owning a gun because of a prior conviction. The Brady Act also empowers the Attorney General to request records from other agencies that may possess disqualifying information. Id. § 103(e) (codified at 34 U.S.C. § 40901 (e) (2018) ).

As originally designed, state law enforcement agencies were required to administer the Brady Act's background checks on a temporary basis while the new national background check system was established. The division of responsibility envisioned by Congress was altered by the Supreme Court's decision in Printz v. United States , which found that "[t]he Federal Government may [not] command the States' officers, or those of their political subdivisions, to administer or enforce a federal regulatory program." 521 U.S. 898 , 935, 117 S.Ct. 2365 , 138 L.Ed.2d 914 (1997). As the law now stands, states are not required to perform any functions associated with the Brady Act, although a state may voluntarily play a role. For states that elect to participate, a "point of contact" is designated to "serv[e] as the intermediary between [a dealer] and the federal databases checked by the NICS." 28 C.F.R. § 25.2 (2017).

This does not mean that state and local governments have no use of the information stored in the NICS. To the contrary, many states require law enforcement agencies to carry out a range of functions designed to prevent guns from reaching dangerous hands. Depending on the particulars of state law, a local law enforcement agency may perform checks associated with issuing permits and licenses, or may review disqualifying information before transferring a gun that is in the state's possession. For example, the City of Philadelphia, a party to this case, is required to process applications for licenses to carry firearms under Pennsylvania law. See 18 Pa. Cons. Stat. § 6109 . The other municipal appellants have similar obligations.

The Attorney General has long permitted state and local agencies, including the appellants, to access the NICS for these purposes. In 1998, the FBI promulgated a rule allowing state and local law enforcement to use the NICS when "issu[ing] a firearm-related or explosives-related permit or license," including concealed-carry permits. See National Instant Criminal Background Check System Regulation, 63 Fed. Reg. 58,303 , 58,309 (Oct. 30, 1998) (codified at 28 C.F.R. § 25.6 (j)(1) ). In 2014, a new rule further expanded NICS access, allowing state and local agencies to access the system when disposing of firearms in their possession. See National Instant Criminal Background Check System Regulation, 79 Fed. Reg. 69,047 , 69,048 (Nov. 20, 2014) (codified at 28 C.F.R. § 25.6 (j)(3) ).

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913 F.3d 423, Counsel Stack Legal Research, https://law.counselstack.com/opinion/city-of-ny-v-us-dept-of-def-ca4-2019.