Citizens for Responsibility & Ethics in Washington v. Executive Office of the President

587 F. Supp. 2d 48, 2008 U.S. Dist. LEXIS 99511
CourtDistrict Court, District of Columbia
DecidedNovember 10, 2008
DocketCivil Action 07-01707(HHK), 07-01577(HHK)
StatusPublished
Cited by19 cases

This text of 587 F. Supp. 2d 48 (Citizens for Responsibility & Ethics in Washington v. Executive Office of the President) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Citizens for Responsibility & Ethics in Washington v. Executive Office of the President, 587 F. Supp. 2d 48, 2008 U.S. Dist. LEXIS 99511 (D.D.C. 2008).

Opinion

MEMORANDUM OPINION AND ORDER

HENRY H. KENNEDY, JR., District Judge.

Citizens for Responsibility and Ethics in Washington (“CREW”) and National Security Archive (“Archive”) bring these consolidated actions against the Executive Office of the President (“EOP”), the Office of Administration (“OA”), Alan R. Swendi-man, in his capacity as Head of the Office of Administration, the National Archives and Records Administration (NARA), and Dr. Allen Weinstein, in his capacity as Archivist of the United States. Both suits raise claims under the Administrative Pro *52 cedure Act, 5 U.S.C. § 706, and the Federal Records Act, 44 U.S.C. §§ 2201 et seq., 3010 et seq., and 3301 et seq., challenging defendants’ failure to recover, restore, and preserve electronic communications created and/or received within the White House in violation of the Federal Records Act (“FRA”) and their failure to establish an electronic records management system that complies with FRA. Before the court is defendants’ consolidated motion to dismiss [# 39]. Upon consideration of the motion and the oppositions thereto, the court concludes that defendants’ motion should be denied.

I. BACKGROUND

A. Parties

CREW is “a non-profit, non-partisan ethics watchdog group that seeks to deter the unethical and illegal conduct of public officials by publicly disseminating information regarding their conduct.” CREW’s Opp’n to Defs.’ Mot. to Dismiss at 6. To achieve this goal, CREW “uses a combination of research, litigation, and public advocacy.” CREW’s Compl. ¶5. CREW’s research is accomplished in part through requests for government records under the Freedom of Information Act. Id. ¶ 6. The Archive is “a non-partisan, non-profit ... research institute and library” that “collects, catalogues, indexes, and publishes declassified and unclassified government documentation on national security and foreign affairs policies, practices and activities, and makes such records available to historians, researchers, and individuals throughout the country.” Archive’s Opp’n to Defs.’ Mot. to Dismiss at 8-9.

CREW and the Archive bring these actions against the EOP, including the agency known as the EOP, as well as its individual components that are subject to FRA. CREW’s Compl. ¶ 9; Archive Compl. ¶ 7. Plaintiffs name as defendants one of these components, the OA, and its head, Alan R. Swendiman. Crew’s Compl. ¶¶ 10-11; Archive’s Compl. ¶¶ 8-9. Also named as defendants are the National Archives and Records Administration (“NARA”) and Archivist of the United States, Dr. Allen Weinstein, who supervises and directs NARA. Crew’s Compl. ¶¶ 12-13; Archive’s Compl. ¶¶ 10-11.

B. Statutory Background

The Federal Records Act (“FRA”) is a collection of statutes that sets forth federal agencies’ records creation, management, and disposal duties. See 44 U.S.C. §§ 2101 et seq., 2201 et seq., 3101 et seq., 3301 et seq. FRA is intended to assure, among other things, “[ajccurate and complete documentation of the policies and transactions of the Federal Government,” “[e]ontrol of the quantity and quality of records produced by the Federal Government,” and “[j]udicious preservation and disposal of records.” Armstrong v. Executive Office of the President, 1 F.3d 1274, 1278 (D.C.Cir.1993) (Armstrong II) (citing 44 U.S.C. §§ 2902(1), (2), (5)).

To accomplish FRA’s goals, each agency head must (1) “ ‘make and preserve records containing adequate and proper documentation of the organization, functions, policies, decisions, procedures and essential transactions of the agency and designed to furnish the information necessary to protect the legal and financial rights of the Government and of persons directly affected by the agency’s activities,’ ” (2) “establish and maintain an active, continuing program for ... economical and efficient [records] management,’ ” and (3) “ ‘establish safeguards against the removal or loss of records [the agency head] determines to be necessary and required by regulations of the Archivist.’ ” Id. (quoting 44 U.S.C. §§ 3101, 3102, 3105, respectively).

*53 FRA also requires an agency to obtain the Archivist’s approval before disposing of any federal record. Id,.; see also 44 U.S.C. § 3303. To receive this approval, an agency “may submit a schedule of records sought to be discarded to the Archivist, who will sign off on the records’ destruction only if she concludes that they do not ‘have sufficient administrative, legal, research, or other value to warrant their continued preservation.’ ” Armstrong II, 1 F.3d at 1279 (quoting 44 U.S.C. § 3303a(a)). Alternatively, the agency may destroy “certain common types of records pursuant to disposal schedules promulgated in advance by the Archivist (the disposal schedules are, of course, designed to take into account the FRA’s goal of preserving documents of ‘administrative, legal, research, or other value’).” Id. (quoting 44 U.S.C. § 3303a(d)).

The Archivist has additional duties besides approving records for disposal. The Archivist must (1) “ ‘provide guidance and assistance to Federal agencies with respect to ensuring adequate and proper documentation of the policies and transactions of the Federal Government and ensuring proper records disposition,’ ” (2) “ ‘promulgate standards, procedures, and guidelines with respect to records management,’ ” and (3) “ ‘conduct inspections or surveys of the records and the records management programs and practices within and between Federal agencies.’ ” Id. (quoting 44 U.S.C. §§ 2904(a), 2904(c)(1), 2904(c)(7), respectively).

The Archivist also plays a role in FRA’s enforcement:

If she discovers that an FRA provision has been or is being breached, the Archivist must (1) inform the agency head of the violation and suggest corrections and (2) if ameliorative measures are not undertaken within a reasonable time, submit a written report to Congress and the President. Id. § 2115(b).

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Bluebook (online)
587 F. Supp. 2d 48, 2008 U.S. Dist. LEXIS 99511, Counsel Stack Legal Research, https://law.counselstack.com/opinion/citizens-for-responsibility-ethics-in-washington-v-executive-office-of-dcd-2008.