Chiron Corp. v. Genentech, Inc.

268 F. Supp. 2d 1126, 2002 U.S. Dist. LEXIS 19149, 2002 WL 32124005
District Court, E.D. California·Decided June 24, 2002·No. CIV.S-00-1252 WBS GG·Published·Cited by 2 cases

Opinion

MEMORANDUM AND ORDER RE: INVENTORSHIP, OBVIOUSNESS, INEOUTABLE CONDUCT

SHUBB, District Judge.

In a separate order, the court has determined that Genentech’s product, Hereep-tin, infringes Chiron’s U.S. Patent No. 6,054,561 (“’561 patent”). Genentech has asserted a number of defenses and counterclaims, three of which — invalidity for failure to join a co-inventor of the patent, invahdity for obviousness, and inequitable conduct — concern the late Dr. Jorgen Fogh’s contribution to the invention claimed in the ’561 patent. Chiron and Genentech now bring cross motions for summary judgment on these defenses and counterclaims.

I. Factual Background

The invention claimed in the ’561 patent is a genus of monoclonal antibodies that *1128 bind to a human breast cancer antigen known as HER2. The ’561 patent issued in April of 2000 from a long line of patents and patent applications dating back to 1984 and 1985, when scientists at Cetus (Chiron’s predecessor) first discovered anti-HER2 monoclonal antibodies. The ’561 patent attributes these discoveries to two Cetus scientists, Dr. David Ring and Dr. Arthur Frankel.

In the early 1980s, Drs. Ring and Frankel began a program to develop monoclonal antibodies against human breast cancer. Drs. Ring and Frankel obtained a number of immunogens, or substances that are capable of provoking an immune response, which they injected into mice to induce the production of antibodies. (’561 Patent, at 15:53-65.) They then harvested the spleens of the mice and isolated the spleen cells, which produce antibodies. Using techniques developed by Drs. Koh-ler and Millstein, they then combined those cells with tumor cells to create hy-bridomas. (Id. at 16:1-18.) The hybrido-mas produced antibodies, which Drs. Ring and Frankel ran through a series of immu-noassays and staining tests to determine their binding properties. (Id. at 16-25.) Using these screening methods, Drs. Ring and Frankel hoped to isolate monoclonal antibodies capable of binding strongly and specifically to human breast cancer tissue but not to normal tissue.

One problem the Cetus scientists encountered was locating a suitable immuno-gen. Drs. Ring and Frankel had planned from the beginning to use a broad range of immunogens, including both breast cancer tissues and cell lines. (Ring Dep. at 374-75.) The idea was that by using a diversity of immunogens, they would develop a wider range of antibodies capable of binding to breast tumors. (Id.) However, after nearly a year of testing, Dr. Frankel became concerned that many of the monoclonal antibodies they had generated were binding the same group of antigens. (Frankel Deck ¶ 7.) In addition, although Cetus scientists had used several tissue samples and two cell lines (MCF-7 and ZR-75-1) as immunogens, they had been unsuccessful in producing any antibodies having the desired binding properties. (Id. ¶¶ 6, 7; Frankel Dep. at 50; Taylor Decl. Ex. A.)

“Desperate” to develop monoclonal antibodies against breast cancer, Dr. Frankel consulted Dr. Jorgen Fogh in the late spring or early summer of 1983 for advice on cell lines. 1 (Frankel Dep. at 34, 36.) Dr. Fogh maintained a collection of breast cancer cell lines at the Memorial Sloan Kettering Cancer Center in New York, and Dr. Frankel “felt he was the best person in the world to understand them.” (Id. at 35.) Dr. Frankel explained the monoclonal antibody project to Dr. Fogh, as well as the difficulties the Cetus scientists had encountered in identifying an appropriate immunogen to use in their experiments. (Id. at 34, 36.) Dr. Frankel also told Dr. Fogh that he was concerned with using cell lines, which are far removed from patients, as a source for identifying antigens that would be related to real patient’s tumors. (Id. at 36.)

Although Dr. Frankel understood the dogma at the time to be that the MCF-7 cell line was the most appropriate cell line to use as an immunogen, Dr. Fogh “insisted” that Dr. Frankel use a breast cancer *1129 cell line known as SKBr-8, and provided Dr. Frankel with an SKBr-3 cell line. 2 (Id. at 34, 36, 49.) Dr. Fogh told Dr. Frankel that SKBr-3 had the characteristics Dr. Frankel was looking for in an immunogen, namely that it was different from the other cell lines Dr. Frankel had been using, and that it had a morphology similar to cells of primary breast cancer tumors. (Frankel Decl. at ¶¶ 8,9.) Other than that, Dr. Frankel cannot explain why Dr. Fogh was so insistent that he use SKBr-3. (Id.) Dr. Fogh died not long after their meeting. (Id.)

After Dr. Frankel’s conversation with Dr. Fogh, the Cetus scientists used SKBr-3 as an immunogen. (Id. at 103, 107-108, 111.) The first fusion involving SKBr-3 yielded a much higher frequency of selective antibodies, and ultimately produced the first monoclonal antibodies capable of binding to the HER2 antigen. One of those antibodies was monoclonal antibody 454 Cll, which is referenced in the claims of the ’561 patent. (Frankel Dep. at 49, 218-19; Frankel Decl. ¶ 10; ’561 Patent, Claim 1 (“A monoclonal antibody that binds to a human breast cancer antigen that is also bound by monoclonal antibody 454 Cll. ...”).)

SKBr-3 had been available to the public since 1972, and its use in cancer research had been published in trade journals prior to the meeting between Drs. Frankel and Fogh. (Van Note Decl. ¶ 12; Crotty Decl. Ex. 7-10.) It is undisputed that in 1983, SKBr-3 was commonly known to persons in the field. (Lanier Dep. at 156-58.) By the time Dr. Fogh and Dr. Frankel met, scientists at Cetus had already obtained SKBr-3 for use in the monoclonal antibody project, 3 although SKBr-3 was initially used only to test for cross-reactivity and not as an immunogen. (Frankel Dep. at 48, 49, 112-114.) Dr. Frankel cannot say conclusively whether he intended to immunize mice with SKBr-3 prior to his conversation with Dr. Fogh, but he believes it is likely that he intended to do so because he “was going to go through eventually as many of the cell lines as [he] could.” (Id. at 104,115,122.)

It is undisputed that in the course of the project, Dr. Frankel contacted numerous scientists who originated or possessed breast cancer cell lines to learn more about the characteristics of the cell lines and to obtain additional samples for the project. (Frankel Decl. ¶ 7.) Dr. Frankel states in his declaration that it was not uncommon for these scientists to suggest that he work with their cell lines and provide him with samples. (Id.) Ultimately, Cetus generated monoclonal antibodies capable of bind *1130 ing to HER2 using at least three different immunogens: the SKBr-3 cell line, the ZR-75-30 cell line, and membrane extracts of a human breast cancer tissue. (Crotty Decl. Ex. 12.)

The ’561 patent does not name Dr. Fogh as a co-inventor of the patented invention.

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Chiron Corp. v. Genentech, Inc., 268 F. Supp. 2d 1126, 2002 U.S. Dist. LEXIS 19149, 2002 WL 32124005 (E.D. Cal. 2002).

268 F. Supp. 2d 1126 (Chiron Corp. v. Genentech, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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