In Re Mark A. Vaeck, Wipa Chungjatupornchai and Lee McIntosh

947 F.2d 488, 20 U.S.P.Q. 2d (BNA) 1438, 1991 U.S. App. LEXIS 24846, 1991 WL 11008425
Court of Appeals for the Federal Circuit·Decided October 21, 1991·No. 91-1120·Published·Cited by 73 cases

Opinions

RICH, Circuit Judge.

This appeal is from the September 12, 1990 decision of the Patent and Trademark Office (PTO) Board of Patent Appeals and Interferences (Board), affirming the examiner’s rejection of claims 1-48 and 50-52 of application Serial No. 07/021,405, filed March 4, 1987, titled “Hybrid Genes Incorporating a DNA Fragment Containing a Gene Coding for an Insecticidal Protein, Plasmids, Transformed Cyanobacteria Expressing Such Protein and Method for Use as a Biocontrol Agent” as unpatentable under 35 U.S.C. § 103, as well as the rejection of claims 1-48 and 50-51 under 35 U.S.C. § 112, first paragraph, for lack of enablement. We reverse the § 103 rejection. The § 112 rejection is affirmed in part and reversed in part.

BACKGROUND

A. The Invention

The claimed invention is directed to the use of genetic engineering techniques1 for production of proteins that are toxic to insects such as larvae of mosquitos and black flies. These swamp-dwelling pests are the source of numerous human health problems, including malaria. It is known that certain species of the naturally-occurring Bacillus genus of bacteria produce proteins (“endotoxins”) that are toxic to these insects. Prior art methods of com-batting the insects involved spreading or spraying crystalline spores of the insecticidal Bacillus proteins over swamps. The spores were environmentally unstable, however, and would often sink to the bottom of a swamp before being consumed, thus rendering this method prohibitively expensive. Hence the need for a lower-cost method of producing the insecticidal Bacillus proteins in high volume, with application in a'more stable vehicle.

As described by appellants, the claimed subject matter meets this need by providing for the production of the insecticidal Bacillus proteins within host cyanobacte-ria. Although both cyanobacteria and bacteria are members of the procaryote2 kingdom, the cyanobacteria (which in the past have been referred to as “blue-green algae”) are unique among procaryotes in that the cyanobacteria are capable of oxygenic photosynthesis. The cyanobacteria grow on top of swamps where they are consumed by mosquitos and black flies. Thus, when Bacillus proteins are produced with[490]*490in transformed3 cyanobacterial hosts according to the claimed invention, the presence of the insecticide in the food of the targeted insects advantageously guarantees direct uptake by the insects.

More particularly, the subject matter of the application on appeal includes a chimeric (i.e., hybrid) gene comprising (1) a gene derived from a bacterium of the Bacillus genus whose product is an insecticidal protein, united with (2) a DNA promoter effective for expressing4 the Bacillus gene in a host cyanobacterium, so as to produce the desired insecticidal protein.

The claims on appeal are 1-48 and 50-52, all claims remaining in the application. Claim 1 reads:

1. A chimeric gene capable of being expressed in Cyanobacteria cells comprising:
(a) a DNA fragment comprising a promoter region which is effective for expression of a DNA fragment in a Cyano-bacterium; and
(b) at least one DNA fragment coding for an insecticidally active protein produced by a Bacillus strain, or coding for an insecticidally active truncated form of the above protein or coding for a protein having substantial sequence homology to the active protein,

the DNA fragments being linked so that the gene is expressed.

Claims 2-15, which depend from claim 1, recite preferred Bacillus species, promoters, and selectable markers.5 Independent claim 16 and claims 17-31 which depend therefrom are directed to a hybrid plasmid vector which includes the chimeric gene of claim 1. Claim 32 recites a bacterial strain. Independent claim 33 and claims 34-48 which depend therefrom recite a cyanobac-terium which expresses the chimeric gene of claim 1. Claims 50-51 recite an insecticidal composition. Claim 52 recites a particular plasmid that appellants have deposited.

B. Appellants’ Disclosure

In addition to describing the claimed invention in generic terms, appellants’ specification discloses two particular species of Bacillus (B. thuringiensis, B. sphaericus) as sources of insecticidal protein; and nine genera of cyanobacteria (Synechocystis, Anacystis, Synechococcus, Agmenellum, Aphanocapsa, Gloecapsa, Nostoc, Ana-baena and Ffremyllia) as useful hosts.

The working examples relevant to the claims on appeal detail the transformation of a single strain of cyanobacteria, i.e., Synechocystis 6803. In one example, Sy-nechocystis 6803 cells are transformed with a plasmid comprising (1) a gene encoding a particular insecticidal protein (“B.t. 8”) from Bacillus thuringiensis var. israe-lensis, linked to (2) a particular promoter, the Pl promoter from the bacteriophage Lambda (a virus of E. coli). In another example, a different promoter, i.e., the Sy-nechocystis 6803 promoter for the rubisco operon, is utilized instead of the Lambda Pl promoter.

C. The Prior Art

A total of eleven prior art references were cited and applied, in various combinations, against the claims on appeal.

The focus of Dzelzkalns,6 the primary reference cited against all of the rejected claims, is to determine whether chloroplast promoter sequences can function in cyano-bacteria. To that end Dzelzkalns discloses the expression in cyanobacteria of a chimeric gene comprising a chloroplast promot[491]*491er sequence fused to a gene encoding the enzyme chloramphenicol acetyl transferase (CAT).7 Importantly, Dzelzkalns teaches the use of the CAT gene as a “marker” gene; this use of antibiotic resistance-conferring genes for selection purposes is a common technique in genetic engineering.

Sekar I,8 Sekar II,9 and Ganesan10 collectively disclose expression of genes encoding certain Bacillus insecticidal proteins in the bacterial hosts B. megaterium, B. sub-tilis and E. coli.

Friedberg11 discloses the transformation of the cyanobacterium Anacystis nidulans R2 by a plasmid vector comprising the OlPl operator-promoter region and a temperature-sensitive repressor gene of the bacteriophage Lambda.

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In Re Mark A. Vaeck, Wipa Chungjatupornchai and Lee McIntosh, 947 F.2d 488, 20 U.S.P.Q. 2d (BNA) 1438, 1991 U.S. App. LEXIS 24846, 1991 WL 11008425 (Fed. Cir. 1991).

947 F.2d 488 (In Re Mark A. Vaeck, Wipa Chungjatupornchai and Lee McIntosh) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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