Chase v. Department of Corrections

364 F. App'x 499
CourtCourt of Appeals for the Tenth Circuit
DecidedFebruary 9, 2010
Docket09-2219
StatusUnpublished
Cited by1 cases

This text of 364 F. App'x 499 (Chase v. Department of Corrections) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Chase v. Department of Corrections, 364 F. App'x 499 (10th Cir. 2010).

Opinion

ORDER DENYING CERTIFICATE OF APPEALABILITY **

TIMOTHY M. TYMKOVICH, Circuit Judge.

Christopher Chase was convicted by a New Mexico state court pursuant to an *500 Alford plea. Proceeding pro se, 1 Chase seeks a certificate of appealability (COA) to appeal the district court’s denial of his habeas corpus petition. After carefully reviewing the record, we conclude Chase has not presented sufficient evidence that his plea was not entered intelligently and voluntarily.

Exercising jurisdiction under 28 U.S.C. § 2254, we therefore DENY his request for a COA and DISMISS his appeal.

I. Background

Chase was indicted on 32 counts ranging from criminal sexual penetration to kidnapping. These charges arose from a series of incidents involving eleven victims, and all of the incidents related to Chase’s abuse of his authority as a police officer. During state criminal proceedings, Chase was represented by counsel, who unsuccessfully attempted to sever the trial and suppress all out-of-court identifications of Chase as the perpetrator of these crimes.

After these motions proved unsuccessful, Chase entered a plea pursuant to North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970), maintaining that while he was innocent of the crimes, the government had presented sufficient evidence to proceed to trial. His plea covered 10 of the counts, and the government agreed not to prosecute the remaining 22 counts. The plea agreement stated that his maximum term of incarceration would be 15 years. According to Chase’s testimony at the sentencing hearing, he entered his plea so he “could have a little closure,” and he did this for the sake of his family. Sentencing Hearing Tr., p. 14. His lawyer elaborated that he took the plea because the maximum sentence according to the plea agreement was less than what he would have received if he had been convicted of even one of the charged crimes. The court accepted Chase’s plea and sentenced him to 15 years of incarceration.

The plea agreement signed by Chase stated that he “specifically waives his right to appeal as long as the court’s sentence is imposed according to the terms of this agreement.” R., Vol. 1, p. 90. When canvassing Chase, the district court judge confirmed that he understood he was waiving “the right to have a trial or appeal a trial conviction to a higher court.” R., Vol. 3, p. 483. Chase’s counsel refused to file a direct appeal on his behalf, but Chase filed a pro se petition for state post-conviction relief. He was denied relief, and the New Mexico Supreme Court denied certiorari.

Chase filed a federal application for a writ of habeas corpus under 28 U.S.C. § 2254, raising seven claims. He later filed a supplemental petition adding an eighth claim. The claims were: (1) ineffective assistance of counsel resulting in an involuntary plea; (2) an unconstitutional identification process; (3) insufficient evidence; (4) ineffective assistance of counsel during pre-trial activity; (5) prosecutorial misconduct; (6) due process violations based on publicity; (7) unfair sentencing in violation of due process; and (8) ineffective assistance of counsel based on conflicting language in the plea canvass and plea waiver.

The district court dismissed claims two through six as relating only to events that took place before the Alford plea, which were unappealable due to a waiver in the plea agreement. The district court held claim seven, which arose from Chase’s inability to review the pre-sentence report *501 before he was sentenced, did not raise a constitutional issue. Finally, the district court examined claims one and eight on the merits, and found Chase had not presented sufficient evidence that his plea was not made voluntarily or intelligently. For these reasons, the district court denied habeas relief, and declined to grant a COA.

Chase seeks a COA from this court on his first and eighth claims.

II. Analysis

In order to obtain a COA, Chase must make “a substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). A guilty plea is not valid unless it is entered intelligently and voluntarily, with a demonstration on the record that the defendant knew the constitutional rights he was waiving by pleading guilty. Boykin v. Alabama, 395 U.S. 238, 242-44, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969). When a defendant claims that the ineffective assistance of counsel led him to plead guilty involuntarily, he must prove, first, that his counsel’s conduct was objectively unreasonable, and second, that “there is a reasonable probability that, but for counsel’s errors, he would not have pleaded guilty and would have insisted on going to trial.” Hill v. Lockhart, 474 U.S. 52, 58-59, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985).

A. Voluntary Nature of Plea Agreement

Claim one directly attacks whether Chase intelligently and voluntarily entered into the plea agreement, and thereby waived his constitutional rights. Specifically, Chase has couched this claim in terms of ineffective assistance of counsel. Since this claim challenges the validity of the plea itself, we need not address whether this claim is covered by the scope of the appeal waiver contained within the plea agreement.

The district court concluded Chase did not present sufficient evidence that his guilty plea was involuntary. Chase claims his attorney promised him he would be sentenced to no more than 9 years of imprisonment, and that he would not have pleaded guilty if he had understood he could be sentenced for up to 15 years. Chase also claims he did not understand the true nature of an Alford plea and would not have pleaded guilty if it had been correctly explained to him. These contentions are undermined by statements made in the record.

The plea agreement, which Chase signed, states that “the parties agree to a ‘cap’ of 15 years incarceration” and “the defendant may be ordered to serve a period of incarceration up to fifteen (15) years at initial sentencing.” R, Vol. 1, p. 88-89. The agreement later states “I have read and understand this agreement.... I have discussed the case and my constitutional rights with my lawyer.” R., Vol. 1, p. 91.

During sentencing, the following exchange occurred:

THE COURT: Have you read the plea agreement?
THE DEFENDANT: Yes, ma’am.

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Related

Chase v. Marcantel
601 F. App'x 747 (Tenth Circuit, 2015)

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Bluebook (online)
364 F. App'x 499, Counsel Stack Legal Research, https://law.counselstack.com/opinion/chase-v-department-of-corrections-ca10-2010.