Caudill v. Hollan

431 F.3d 900, 23 I.E.R. Cas. (BNA) 1428, 2005 U.S. App. LEXIS 27242, 2005 WL 3406479
CourtCourt of Appeals for the Sixth Circuit
DecidedDecember 14, 2005
Docket04-6017, 04-6018
StatusPublished
Cited by92 cases

This text of 431 F.3d 900 (Caudill v. Hollan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Caudill v. Hollan, 431 F.3d 900, 23 I.E.R. Cas. (BNA) 1428, 2005 U.S. App. LEXIS 27242, 2005 WL 3406479 (6th Cir. 2005).

Opinion

OPINION

KENNEDY, Circuit Judge.

Plaintiffs appeal from the district court’s dismissal of their claims against Defendant Doris Hollan, County Clerk for Boyd County, Kentucky. Plaintiffs allege that because they supported Defendant’s opponent in her election, Defendant failed to reappoint them to positions as deputy county clerks in violation of their First Amendment rights of free speech and free association and in violation of their Fourteenth Amendment rights. Finding that the district court improperly granted Defendant Hollan qualified immunity with respect to certain Plaintiffs’ claims against Defendant Hollan, we AFFIRM the judgment of the district court in part, and REVERSE it in part.

BACKGROUND

Plaintiffs Teresa Caudill, Cheryl Fields, and Patty Conlin are all former Boyd County, Kentucky, deputy county clerks. All three had served as deputy county clerks for several years, but they were not reappointed to their positions after Hollan won election in 2002 and took office in 2003. Plaintiff Lynn Butler is the former Boyd County, Kentucky, County Clerk. She was a former deputy clerk who was appointed to that office after the death of the previously elected clerk. She never sought election to the office of County Clerk either before or after her appointment. During the election, Plaintiffs supported Hollan’s opponent.

After winning the primary and the election, Defendant received a memo, dated December 16, 2002, that the county attorney circulated to all newly-elected county executives. The memo specifically warned new county executives not to use patronage dismissals. Defendant provided written notice to Plaintiffs of her decision not to rehire them on January 3, 2003.

Plaintiffs filed suit pursuant to 42 U.S.C. § 1983, claiming that they were not rehired (a constructive discharge) in violation of their First Amendment rights of free speech and free association, as applied to state actors through the Fourteenth Amendment, because they had supported Defendant Hollan’s opponent. Defendant filed a motion to dismiss and for summary judgment. Defendant Hollan denied that she failed to reappoint Plaintiffs for political reasons. She also argued, in the alternative, that had she engaged in patronage dismissals as Plaintiffs alleged, she deserved qualified immunity, because the law regarding patronage dismissals of Kentucky deputy county clerks was not clearly established.

On August 28, 2003, the district court dismissed Plaintiff Butler’s claims against Defendant Hollan, reasoning that as the former County Clerk, Butler did not have any expectation of continued employment or of being rehired. The court also dismissed all of Plaintiffs’ claims against De *904 fendant Hollan in her individual capacity, relying primarily on this court’s decision in Cope v. Heltsley, 128 F.3d 452 (6th Cir. 1997).

The parties conducted discovery on the deputy county clerk Plaintiffs’ remaining claims. On August 11, 2004, in a second opinion, the district court dismissed the remaining claims against Defendant Hol-lan in her official capacity as County Clerk. The court held that Plaintiffs had presented no evidence that the office of the County Clerk had final authority to establish county policy with respect to hiring matters. The court held that such a finding would be a necessary prerequisite to Plaintiffs recovering against Defendant Hollan in her official capacity. The opinion also directed that judgment be entered for defendants. 1 Plaintiffs appeal. Their appeals have been consolidated. Plaintiffs argue that the district court should not have granted summary judgment to Hol-lan in either her individual or official capacities.

ANALYSIS

A. Jurisdiction

Although neither party raised the issue, before we address the merits of Plaintiffs’ appeals, we must determine, sua sponte, whether we have jurisdiction over all aspects of those appeals. Fed.R.Civ.P. 12(h)(3) (“Whenever it appears by suggestion of the parties or otherwise that the court lacks jurisdiction of the subject matter, the court shall dismiss the action.”). In their notice of appeal, the deputy clerk Plaintiffs failed to appeal from the judgment. The appeal was taken from the “Memorandum Opinion and Order entered in this action on August 11, 2004.” In the August 11th order, the district court directed the entry of final judgment in the case. It also disposed of the deputy clerks’ claims against Defendant Hollan in her official capacity as clerk. In then-briefs on appeal, however, Plaintiff deputy clerks also contest the district court’s August 28, 2003 opinion and order on their claims against Defendant Hollan in her individual capacity. 2 Federal Rule of Appellate Procedure 3(c)(1)(B) requires that a notice of appeal: “designate the judgment, order, or part thereof being appealed.” The question that confronts us, then, is whether we have jurisdiction to hear the appeal of the August 28, 2003 order dealing with individual liability, which is not mentioned in the notice of appeal.

For the reasons that follow, we conclude that we can reach all relevant aspects of the deputy clerk Plaintiffs’ appeal. It has long been the rule “that an appeal of a final judgment draws into question all pri- or non-final rulings and orders.” McLau-rin v. Fischer, 768 F.2d 98, 101 (6th Cir. 1985). We hold that the notice of appeal sufficiently complies with Fed. R.App. P. 3 *905 to give us jurisdiction in that the opinion of August 11, 2004, which plaintiffs do list, ordered the entry of the final judgment in the case. An appeal referencing an order that directs entry of judgment in a case is a sufficient equivalent to appealing the judgment itself, even though the judgment is entered as a separate document. In the alternative, if the notice of appeal was technically deficient, we hold that such a technical deficiency should not prevent us from reaching the merits of the appeal, nor does such a technical deficiency divest us of jurisdiction to hear the appeal. To rule otherwise would be to rely on an overly technical reading of Fed. R.App. P. 3(c). Several decisions support finding jurisdiction under analogous situations.

In McLaurin, the plaintiffs notice of appeal referred solely to the district court’s order, which embodied the jury’s verdict on a federal age discrimination claim. Id. The Plaintiff sought to challenge, however, earlier dismissals of state law claims and an earlier grant of a directed verdict motion, in addition to the order specifically mentioned in the notice of appeal. Id.

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Bluebook (online)
431 F.3d 900, 23 I.E.R. Cas. (BNA) 1428, 2005 U.S. App. LEXIS 27242, 2005 WL 3406479, Counsel Stack Legal Research, https://law.counselstack.com/opinion/caudill-v-hollan-ca6-2005.