Carter v. United States

826 A.2d 300, 2003 D.C. App. LEXIS 302, 2003 WL 21448420
CourtDistrict of Columbia Court of Appeals
DecidedJune 5, 2003
Docket01-CF-722
StatusPublished
Cited by13 cases

This text of 826 A.2d 300 (Carter v. United States) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carter v. United States, 826 A.2d 300, 2003 D.C. App. LEXIS 302, 2003 WL 21448420 (D.C. 2003).

Opinions

SCHWELB, Associate Judge:

Barry E. Carter was indicted on one count of first degree felony sexual abuse (rape), D.C.Code § 22-4102 (1996),1 and one count of misdemeanor sexual abuse (sexual touching of the complainant’s genitalia), D.C.Code § 22-4106 (1996).2 A jury acquitted Carter of the felony, but the judge found him guilty of a sexual touching of the complainant’s thigh. Carter ap[302]*302peals, claiming, inter alia, that the indictment was constructively amended and that, as a result, he was convicted of a crime with which he had not been charged. Carter also contends that the evidence was insufficient to support a finding that he touched the complainant’s inner thigh — the only touching of a thigh that is proscribed by the misdemeanor statute — and that the judge failed to recognize the prosecution’s obligation to prove a sexual touching of the inner thigh, as distinguished from any other part of the thigh.

We conclude that the indictment was not constructively amended and that, although there was a variance between the indictment and the evidence presented at trial, Carter neither claimed prejudice nor made any evidentiary showing that the variance impaired his defense. We are also satisfied that the evidence, viewed (as it must be) in the fight most favorable to the prosecution, was sufficient to support a finding, beyond a reasonable doubt, that Carter violated the misdemeanor sexual assault statute by sexually touching the complainant’s inner thigh. Finally, the trial judge stated in her findings only that Carter sexually touched the complainant’s thigh, without differentiating between the thigh and the inner thigh. We conclude that the judge was familiar with, the statute and that, notwithstanding her failure explicitly to mention the portion of the thigh with which Carter had contact, she effectively found Carter guilty of a sexual touching of the inner thigh. Accordingly, we affirm.

I.

THE TRIAL COURT PROCEEDINGS

The second count of the two-count indictment which the grand jury returned against Carter reads as follows:

On or about August 13, 1999, within the District of Columbia, Barry E. Carter engaged in sexual contact with [K.D.]3 that is, Barry E. Carter touched [K.D.’s] genitalia, with the intent to abuse, humiliate, harass, degrade or arouse the sexual desire of Barry E. Carter or [K.D.] (Misdemeanor Sexual Abuse in violation of 22 D.C.Code Section 4106).

At trial, however, the prosecutor introduced no evidence that Carter had any contact with KD.’s genitalia. The essence of KD.’s testimony with respect to the misdemeanor count was that while Carter, an acquaintance, was seated next to her in a movie theater, he attempted to touch KD.’s vaginal area. According to K.D., she was able to prevent Carter from reaching her genitalia by keeping her legs tightly together. As a result, Carter’s hand got no further than KD.’s thigh.4 The trial judge credited KD.’s testimony.

After the prosecution and defense had presented their evidence, Carter’s attorney made a motion for a judgment of acquittal. The judge denied the motion but stated: “I don’t believe the evidence shows that the defendant [touched] [KD.’s] genitalia or her breasts in the movie theater .... The complainant reported only that [Carter] was rubbing her clothed thighs.”

Following Carter’s acquittal of raping K.D., as charged in the felony count of the indictment, the judge turned to the misdemeanor count and stated:

[M]y findings of fact are that the defendant did touch the complainant intending ... for it to be sexual, but on her thighs.

[303]*303After hearing argument from counsel as to the legal consequences of the foregoing finding,5 the judge found Carter guilty:

I ... believe that how one commits an offense is not an element of an offense. That is, there can be alternative ways of committing the offense of sexual contact. So I did credit the witness’ testimony and found that it was not only against her will but done with the intent to arouse or gratify the sexual desire of Mr. Carter.

Carter’s attorney filed a post-trial written motion for judgment of acquittal, but the judge orally denied the motion on the day of sentencing. This appeal followed.

II.

LEGAL ANALYSIS

A. Carter’s claim of constructive amendment.

The Fifth Amendment to the United States Constitution provides in pertinent part that “[n]o person shall be held to answer for a capital or otherwise infamous crime,6 unless on a presentment or indictment of a Grand Jury.” In this case, the grand jury alleged that Carter touched KD.’s genitalia, while the judge, as trier of fact, found that he touched her thigh. It is therefore undisputed — indeed, it is indisputable — that there was an inconsistency between the allegations in the indictment and the proof at the trial. See, e.g., Scutchings v. United States, 509 A.2d 634, 638 (D.C.1986). The question is whether this inconsistency constituted a “constructive amendment,” as Carter claims, or merely a “variance,” as maintained by the government. This issue is a critical one, for a constructive amendment infringes on a defendant’s constitutional right not to be prosecuted for a felony for which no grand jury has indicted him. In such cases, reversal per se is mandated, without the need for any showing of prejudice. Johnson v. United States, 613 A.2d 1381, 1384 (D.C.1992).7 We have explained that

[i]f there was a constructive amendment, then the absence of prejudice to [thé defendant] is irrelevant, for “deprivation of such a basic right [to be tried on the indictment returned by the grand jury] is far too serious to be ... dismissed as .harmless error.” Stirone v. [304]*304United States, 361 U.S. 212, 80 S.Ct. 270, 4 L.Ed.2d 252 (1960). If, on the other hand, there was no constructive amendment, but merely a variance (or something less than a variance), then reversal is appropriate only upon a showing of prejudice^] Berger v. United States, 295 U.S. 78, 82, 55 S.Ct. 629, 79 L.Ed. 1314 (1935); Johnson, 613 A.2d [at] 1384.

Robinson v. United States, 697 A.2d 787, 789 (D.C.1997) (footnote omitted).

“The distinction between [a constructive amendment and a variance] is not always precise, however, and to evaluate whether an indictment has been constructively amended, the court must compare the evidence and the instructions to the jury with the charge specified in the indictment.” Johnson, 613 A.2d at 1385. “A variance becomes a constructive amendment when facts introduced at trial go to an essential element of the offense charged, and the facts are different from the facts that would support the offense charged in the indictment.” Id.

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Carter v. United States
826 A.2d 300 (District of Columbia Court of Appeals, 2003)

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Bluebook (online)
826 A.2d 300, 2003 D.C. App. LEXIS 302, 2003 WL 21448420, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carter-v-united-states-dc-2003.