Carroll v. State

975 S.W.2d 630, 1998 Tex. Crim. App. LEXIS 110, 1998 WL 618789
CourtCourt of Criminal Appeals of Texas
DecidedSeptember 16, 1998
Docket935-97, 936-97
StatusPublished
Cited by116 cases

This text of 975 S.W.2d 630 (Carroll v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carroll v. State, 975 S.W.2d 630, 1998 Tex. Crim. App. LEXIS 110, 1998 WL 618789 (Tex. 1998).

Opinions

[631]*631 OPINION ON STATE’S PETITION FOR DISCRETIONARY REVIEW

MeCORMICK, Presiding Judge,

delivered the opinion of the Court,

joined by MANSFIELD, KELLER, PRICE, HOLLAND and WOMACK, Judges.

Appellant entered open pleas of guilty to two indictments charging delivery of marihuana. The trial court found appellant guilty and assessed punishment in each cause at five years’ imprisonment and a $5,000.00 fine.

The Fort Worth Court of Appeals reversed each conviction and remanded each cause for a new sentencing hearing. The State filed a motion for rehearing in each cause. Subsequently, the Court of Appeals withdrew its previous opinion and judgments and issued a second opinion. That opinion again reversed each conviction and remanded each cause for a new sentencing hearing.

In conjunction with the open pleas, appellant executed and filed with the trial court a document entitled “Defendant’s Written Waiver of Rights,” which waived appellant’s right not to incriminate herself and agreed to testify if called as a witness. Appellant also generally waived all rights of form, substance or procedure given her by law under Article 1.14 of the Texas Code of Criminal Procedure.

After the guilty pleas were accepted by the trial court, the causes were recessed for the preparation of a pre-sentence investigation. When the causes were reconvened for assessment of punishment the State called appellant as a witness. The trial court asked defense counsel if he would tender his client, to which defense counsel asked if he had to. The trial court advised defense counsel that if he did not tender his client that it was going to “reflect very seriously on the court’s decisions.” Appellant was then offered as a witness.

The Court of Appeals held that in this case, where appellant pled guilty to a felony in open court, appellant is entitled to a bifurcated trial made up of two separate phases, guilt-innocence and punishment. The Court of Appeals then concluded that a waiver of the Fifth Amendment right not to self-incriminate at guilt-innocence does not extend to punishment. The Court of Appeals held that appellant’s privilege against self-incrimination remained in full force and effect during the punishment phase of the proceeding. In its opinion, the Court of Appeals relied upon this Court’s holdings in Wilkens v. State, 847 S.W.2d 547 (Tex.Cr.App.1992), cert. denied, 507 U.S. 1005, 113 S.Ct. 1646, 123 L.Ed.2d 268 (1993); Beathard v. State, 767 S.W.2d 423 (Tex.Cr.App.1989); and Brumfield v. State, 445 S.W.2d 732 (Tex.Cr. App.1969).

We find the reasoning behind the lower court of appeals’ decision in this case is misplaced. In Wilkens, Beathard, and Brum-field, this Court held that a defendant has a separate Fifth Amendment privilege at punishment which is not waived by his decision to testify at guilt-innocence.

However, the case at bar can be factually distinguished from the cases relied upon by the Court of Appeals. In the instant case, appellant entered non-negotiated pleas of guilty to the felony offenses alleged in the indictment. In the eases cited by the Court of Appeals the defendant pled not guilty, but was convicted and assessed punishment by a jury in a separate punishment hearing.

This Court has previously held upon entering a plea of guilty in a non-capital felony case, a defendant is not entitled to a bifurcated trial. Thom v. State, 563 S.W.2d 618, 619 (Tex.Cr.App.1978). In fact, once the guilty plea is entered, the procedure becomes a “unitary trial” to determine the remaining issue of punishment. Ricondo v. State, 634 S.W.2d 837, 841 (Tex.Cr.App.1982)(opinion of Motion for Rehearing); Frame v. State, 615 S.W.2d 766 (Tex.Cr.App.1981).1 Therefore, in a unitary trial where a defendant has pled guilty there exists no per se “punishment phase.” In fact, unitization of the trial, where a defendant pleads guilty to a felony charge before a jury or judge, admits the existence of all facts necessary to establish [632]*632guilt and, in such cases, the introduction of testimony by the State is to enable the jury or judge intelligently to exercise discretion in the assessment of punishment. Ex Parte Williams, 703 S.W.2d 674 (Tex.Cr.App.1986), citing Williams v. State, 674 S.W.2d 315 (Tex.Cr.App.1984); Brinson v. State, 570 S.W.2d 937 (Tex.Cr.App.1978); Brown v. State, 507 S.W.2d 235 (Tex.Cr.App.1974); Renesto v. State, 452 S.W.2d 498 (Tex.Cr. App.1970); Darden v. State, 430 S.W.2d 494, 495 (Tex.Cr.App.1968). Since appellant openly pled to the offenses in the indictment she is not eligible for a bifurcated trial under Wilkens, Beathard, or Brumfield, but is instead subject to the rules of a unitary proceeding. Therefore, appellant’s waiver extended to this proceeding.

Another distinction between the instant ease and the eases relied upon by the Court of Appeals is that in this case appellant executed and filed with the trial court a document entitled “Defendant’s Written Waiver of Rights,” in which appellant waived her right not to incriminate herself and agreed to testify if called as a witness. In addition to the specific waiver of her Fifth Amendment privilege against self-incrimination, appellant also generally waived all rights of form, substance or procedure given her by law. Article 1.14, V.A.C.C.P. (1997). In Wilkens, Beathard, and Brumfield, the defendants did not file written waivers with the trial court.

Constitutionally protected rights may be waived if done so knowingly, voluntarily, and intelligently. Brumfield v. State, 445 S.W.2d at 735. In addition, this Court time and again has followed the classic definition of waiver: “an intentional relinquishment or abandonment of a known right or privilege.” Johnson v. Zerbst, 304 U.S. 458, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938); Robles v. State, 577 S.W.2d 699 (Tex.Cr.App.1979). Applying these principles of law to the criminal prosecution in the instant case we can conclude that appellant chose to waive the rights secured her by law. Article 1.14, V.A.C.C.P. (1997). We have a document signed by appellant and appellant’s defense counsel which was filed with the trial court specifically stating:

“10. Pursuant to Article 1.14 of the Texas Code of Criminal Procedure, I waive all rights of form, substance or procedure given me by law.”
“11. I waive, in accordance with Articles 1.13 and 1.15, Texas Code of Criminal Procedure, my right to a jury trial on both guilt and punishment, to appearance, confrontation and cross-examination of witnesses and agree to oral and/or written stipulations of evidence.”
“12.

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Bluebook (online)
975 S.W.2d 630, 1998 Tex. Crim. App. LEXIS 110, 1998 WL 618789, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carroll-v-state-texcrimapp-1998.