Carole Tingle v. Arbors at Hilliard

692 F.3d 523, 34 I.E.R. Cas. (BNA) 469, 2012 WL 3711439, 2012 U.S. App. LEXIS 18315, 115 Fair Empl. Prac. Cas. (BNA) 1680
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 29, 2012
Docket11-3494
StatusPublished
Cited by292 cases

This text of 692 F.3d 523 (Carole Tingle v. Arbors at Hilliard) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carole Tingle v. Arbors at Hilliard, 692 F.3d 523, 34 I.E.R. Cas. (BNA) 469, 2012 WL 3711439, 2012 U.S. App. LEXIS 18315, 115 Fair Empl. Prac. Cas. (BNA) 1680 (6th Cir. 2012).

Opinion

*526 OPINION

DAVID M. LAWSON, District Judge.

Plaintiff Carole Tingle alleged in a complaint that she was disciplined and ultimately terminated from employment by defendant Arbors at Hilliard, a nursing home in Hilliard, Ohio, in retaliation for speaking with investigators from the Ohio Department of Health following the death of a nursing-home resident. She brought her claim under Ohio Revised Code § 3721.24(A), which prohibits retaliation for participating in a Department of Health investigation, and Title VII of the Civil Rights Act of 1964. Arbors at Hilliard denied any retaliatory motive and contended that the termination was justified by the company’s progressive discipline policy. The district court granted summary judgment to the defendants on both counts, and the plaintiff timely appealed the decision on the state law claim only. We affirm.

I.

The dispute in this appeal focuses mainly on the “pretext” element of the familiar McDonnell Douglas evidentiary framework for assessing the adequacy of circumstantial evidence of an employer’s illegal motive for taking adverse employment action. The defendants contended in the district court that they fired the plaintiff for conduct that violated work rules, as prescribed by their written discipline policy. The plaintiff argues that factual disputes exist over whether she actually engaged in the conduct that subjected her to discipline under the defendants’ policy.

The Arbors organization published an employment manual that set out a five-step progressive discipline policy, which calls for a disciplinary action report (DAR) whenever an employee violates a work rule. The policy classifies offenses at three levels. A “Class I” violation will result in a DAR; a “Class II” violation is more serious and an employee can be discharged for committing three “Class II” violations within twelve months. A “Class III” violation justifies immediate termination regardless of the lack of prior discipline.

The basic facts of the case were ably summarized by the district court as follows:

Plaintiff, Carol Tingle, was formerly employed as a registered nurse with Defendant Arbors at Hilliard, a nursing home located in Hilliard, Ohio. Arbors at Hilliard is a registered trade name of Defendant Hilliard Care, LLC, a subsidiary of Defendant Extendicare Health Services, Inc., the [latter] of which are headquartered in Milwaukee, Wisconsin. This Court will refer to Defendants as “Arbors.”
On June 27, 2008, a resident passed away at Arbors during Tingle’s shift. The parties dispute the events that led to the Hilliard Police Department arriving to assess the resident’s death. As a result of the circumstances surrounding the death, Arbors reported that Tingle’s actions constituted a Class II violation in a Disciplinary Action Report (“DAR”) dated June 27, 2008 (“6-27-08 DAR”). In the 6-27-08 DAR, Arbors indicated that Tingle failed to instruct another employee to conduct CPR on the resident and that Tingle had failed to notify the resident’s physician.
In July 2008, the Ohio Department of Health (“ODH”) investigated the June 2008 incident. ODH met with numerous Arbors employees, including Tingle, to discuss the incident. During this investigation, a question arose as to whether the expiration date on Tingle’s CPR certification card had been altered. Arbors suspended Tingle pending further inves *527 tigation. Arbors concluded its investigation and subsequently reinstated Tingle with back pay for the days missed during her suspension. As a result of the suspension, however, Arbors had issued Tingle a DAR on July 24, 2008 (“7-24-08 DAR”), for a Class II violation for violating a rule in the employee handbook. Tingle retained an attorney, who contacted Arbors to remove the 7-24-08 DAR from Tingle’s employment file and Arbors agreed to remove that DAR from her file, not count it as progressive disciplinary action, and place the DAR in a sealed file.
On October 23, 2008, Arbors issued Tingle another DAR (“10-23-08 DAR”) because she failed to follow a direct order from a supervisor, which is a Class III violation. Arbors indicated in the DAR that Unit 2 Manager Deanna Collins had told Tingle to return an orientee at a certain point in time, but that Tingle had failed to direct the orientee properly. Tingle asserted that Liessen Davis, Director of Nursing, permitted Tingle to keep the orientee. According to Arbors Administrator Tammy Meyers, Arbors reduced the 10-23-08 DAR from a Class III violation to a Class II violation.
On March 31, 2009, Arbors issued Tingle her final DAR (“3-31-09 DAR”), which resulted from Tingle’s improper documentation of information in a patient’s medical record and a violation of a safety rule, both of which are Class II violations. Arbors noted in the DAR that Tingle had falsely indicated in a patient’s treatment record that she had changed the patient’s dressing, that she had left a syringe by a patient’s bedside during her shift, and that she had left the medical cart unlocked. As a result of the 3-31-09 DAR, Meyers and Arbors Staff Development Coordinator Shauna Arnold met with Tingle to present her with the final DAR and to terminate her employment. Tingle argues that the 3-31-09 DAR was unwarranted and contained incorrect information. She contends that the time the syringe was found and who found it are questionable, that the medical cart involved was not under her control, and that she did not falsify the treatment records.

Tingle v. Arbors at Hilliard, Case No. 09-cv-01159, slip op. at 1-3 (footnote omitted).

The parties do not dispute the district court’s basic outline of the facts. However, Tingle points to some more specific facts in making her argument, beginning with the June 27, 2008 DAR. That report states that Tingle was acting as a supervising nurse when a death was reported to her, that she failed to instruct a nurse to perform CPR, and that she failed to notify the patient’s physician immediately of the patient’s death — all facts that are disputed. Tingle testified at her deposition that she performed CPR on the patient. Medical records reflect that Tingle called the patient’s sister, who requested that the police be called. And after the police assessed the patient and called the patient’s sister to inform her that the death was not suspicious, Tingle called the patient’s physician.

The Ohio Department of Health investigated the incident on July 17 and 18, 2008. In an affidavit, Tammy Meyers, an administrator at the Arbors facility, stated that during the course of the investigation, a state surveyor reviewed the CPR cards of employees and reported to Meyers that the expiration date on the Tingle’s card appeared to have been altered. Meyers stated that she found the expiration date suspicious because it made the card valid for four years, but when she and the Staff Development Coordinator contacted the American Heart Association, they were told that the normal certification period was two years. That suspicion resulted in *528 Tingle’s suspension between July 18, 2008 and July 23, 2008. The suspension was documented in a DAR issued on July 24, 2008.

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692 F.3d 523, 34 I.E.R. Cas. (BNA) 469, 2012 WL 3711439, 2012 U.S. App. LEXIS 18315, 115 Fair Empl. Prac. Cas. (BNA) 1680, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carole-tingle-v-arbors-at-hilliard-ca6-2012.