Carlos Ayestas v. William Stephens, Director

817 F.3d 888, 2016 WL 1138855, 2016 U.S. App. LEXIS 5330
CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 22, 2016
Docket15-70015
StatusPublished
Cited by11 cases

This text of 817 F.3d 888 (Carlos Ayestas v. William Stephens, Director) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carlos Ayestas v. William Stephens, Director, 817 F.3d 888, 2016 WL 1138855, 2016 U.S. App. LEXIS 5330 (5th Cir. 2016).

Opinion

PER CURIAM:

The district court denied Carlos Manuel Ayestas relief from his capital sentence under 28 U.S.C. § 2254. It then denied him investigative assistance under 18 U.S.C. § 3599(f) to develop evidence that might prove his previous attorneys were ineffective. Ayestas appeals these decisions. We AFFIRM.

Separately, after these district court rulings, Ayestas discovered new evidence suggesting his prosecution was based improperly on his national origin. He moved to amend his Section 2254 application to raise this new claim. The district court denied the motion. The court also denied a certificate of appealability, and so do we.

FACTUAL AND PROCEDURAL BACKGROUND

Carlos Manuel Ayestas 1 was sentenced to death for the murder of Santiaga Pa-neque, who was killed during a robbery in her home in Houston, Texas, in August 1995. The Texas Court of Criminal Appeals affirmed his conviction and sentence on November 4,1998.

In December 1998, Ayestas sought state habeas relief. His two court-appointed lawyers raised several claims, including an ineffective assistance of trial counsel (“1ATC”) claim. Ayestas, through his state habeas lawyers, argued that his trial counsel was ineffective because he failed to secure the attendance of Ayestas’s family *893 members from Honduras for sentencing mitigation. According to Ayestas, they “could have testified to [his] good character traits, positive upbringing, good scholastic record, and lack of juvenile or criminal record while growing up in Honduras.” Ayestas did not claim that his trial counsel failed to conduct a reasonable investigation into all potentially mitigating evidence.

The State of Texas presented an affidavit from Ayestas’s trial counsel in which he asserted that Ayestas ordered him not to contact Ayestas’s family. According to trial counsel, Ayestas later relented and allowed him to contact Ayestas’s family, either shortly before or just after jury selection. The family was unable to attend sentencing. Counsel said Ayestas’s mother seemed “unconcerned” about her son’s trial. The Texas state district court denied relief, holding that Ayestas’s trial counsel made reasonable and diligent efforts to secure the attendance of Ayestas’s family and was not ineffective. The Texas Court of Criminal Appeals affirmed in 2008.

In 2009, new counsel for Ayestas filed in federal district court an application under 28 U.S.C. § 2254. For the first time, Ayestas asserted the claim that his trial counsel was ineffective by failing to make a reasonable investigation of all potentially mitigating evidence. Ayestas’s federal ha-beas counsel argued that had trial counsel conducted a thorough investigation, he would have uncovered other mitigating evidence. Examples were Ayestas’s lack of criminal history in Honduras, that one of his co-defendants in this case was a “bad influence” on him, that Ayestas suffered from schizophrenia, and that he was addicted to drugs and alcohol,

The district court determined that because this claim was not raised in the Texas state habeas proceeding, Ayestas had procedurally defaulted the claim. The court refused to excuse the default because Ayestas had failed to show “cause,” as no factor external to Ayestas’s defense impeded his state 'habeas attorneys’ ability to present the broadér IATC claim. In 2012, we denied Ayestas’s request for a certificate of appealability (“COA”). Ayestas v. Thaler, 462 Fed.Appx. 474 (5th Cir.2012).

Shortly thereafter, the Supreme Court decided Martinez v. Ryan, — U.S. -, 132 S.Ct. 1309, 182 L.Ed.2d 272 (2012), which held that the ineffectiveness of state habeas counsel in failing to claim IATC may provide cause to excuse a default; if so, prejudice would need to be shown. After Martinez, Ayestas' filed a motion for rehearing, asking us to vacate our prior judgment. We denied that motion, holding that Martinez did not apply in Texas because its procedures were distinguishable. The Supreme Court then extended Martinez to Texas in Trevino v. Thaler, — U.S. -, 133 S.Ct. 1911, 185 L.Ed.2d 1044 (2013), The Court vacated and remanded the present case to us for further consideration in light of Trevino. Ayestas v. Thaler, — U.S. -, 133 S.Ct. 2764, 186 L.Ed.2d 214 (2013)1 We then remanded to the district court “to reconsider Ayestas’s procedurally defaulted ineffective assistance of counsel claims in light of Trevino.” Ayestas v. Stephens, 553 Fed.Appx. 422 (5th Cir.2014).

On remand, Ayestas filed a motion for investigative assistance under 18 U.S.C. § 3599(f), requesting a mitigation specialist in order to develop his broader IATC claim. On November 18, 2014, the district court entered a memorandum opinion and judgment, denying Ayestas habeas relief, denying a COA, and denying investigative assistance. The district court determined that neither Ayestas’s trial counsel nor his state habeas counsel were ineffective, and thus the broader IATC claim was still procedurally defaulted. It then deter *894 mined that because Ayestas’s underlying IATC claim was still without merit, a mitigation specialist was not “reasonably,necessary.” On December 16, 2014, Ayestas filed a Federal Rule of Civil Procedure Rule 59(e) Motion to Alter or Amend the Judgment, re-urging many of his prior arguments.

Issues.that, arose after the district court’s November 18 decision are also before us. On December 22, 2014, Ayestas’s counsel, while reviewing portions of. the prosecution’s file at the , Office of the District Attorney in Houston, discovered a Capital Murder Summary memorandum, prepared by the prosecution, stating that Ayestas’s lack of citizenship was an “aggravating circumstance!) Ayestas argues this indicates that the prosecution, at least in part, sought capital punishment on the improper basis of national origin.

On-January 9,2015, Ayestas filed a “Motion for Leave to Amend Original Petition for Writ of Habeas Corpus” where he, through Rule 15(e), sought to amend his Section 2254 application to..add claims based on this newly discovered memorandum. He argued the state conviction and sentence violated the Equal Protection Clause and the Cruel and Unusual Punishment Clause of the Constitution. On Jam uary 14, 2015, Ayestas supplemented his December 16 Rule 59(e) motion to. expand the basis upon .which the district court should grant the motion.

Realizing 4he, district court would not be able to review his new -claims even if it were to grant his Rule 59(e) motion because they were not exhausted in state court, Ayestas, on the same day, filed a motion, to stay the federal proceedings until the. new claims, could be exhausted. Ayestas argued that he had good cause for not presenting these claims previously in state court.

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Bluebook (online)
817 F.3d 888, 2016 WL 1138855, 2016 U.S. App. LEXIS 5330, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carlos-ayestas-v-william-stephens-director-ca5-2016.