C A v. State of Indiana

Indiana Court of Appeals·Decided November 20, 2024·No. 23A-JV-02040·Published

Opinion

IN THE

Court of Appeals of Indiana In Re: the Matter of K.W., A Child Alleged to Be a Delinquent Child,

C.A. (Mother), FILED Appellant-Defendant Nov 20 2024, 8:34 am

CLERK

Indiana Supreme Court

v. Court of Appeals and Tax Court

State of Indiana,

Appellee-Plaintiff

November 20, 2024

Court of Appeals Case No.

23A-JV-2040

Appeal from the Lawrence Circuit Court The Honorable Nathan G. Nikirk, Judge The Honorable Anah Hewetson Gouty, Juvenile Referee Trial Court Cause No.

47C01-2208-JD-300

Opinion by Judge May

Judges Vaidik and Kenworthy concur.

May, Judge.

[1] “[A]lternatives like problem-solving courts . . . are invaluable tools for rehabilitating drug offenders and reducing recidivism. These courts address the unique needs of eligible offenders, often allowing them to remain in their communities while taking part in intensive treatment programs under direct court supervision.” Kellams v. State, 198 N.E.3d 375, 375-6 (Ind. 2022) (Rush, C.J., dissenting from denial of transfer). However, the non-adversarial nature of problem-solving courts – which involve informal cooperation between parties and the court – can create “tension with participants’ due process rights.” William G. Meyer (Ret.), The Drug Court Judicial Bench Book 163 (Nat. Drug Ct. Institute 2011). That tension is the focus of this appeal.

[2] The Lawrence Circuit Court ordered C.A. (“Mother”) to participate in juvenile problem-solving court (“JPSC”) with her son, K.W., who had been adjudicated a delinquent. After Mother allegedly failed to comply with several of the JPSC’s orders, the JPSC ordered Mother to spend multiple weekends in jail and placed her on house arrest with electronic monitoring, and it entered those orders depriving her of her liberty without the State providing the process due to someone alleged to be in indirect contempt of court. Mother asks us to declare the JPSC’s orders violated her right to due process.

[3] The State argues we should dismiss Mother’s appeal as moot because the JPSC removed Mother from house arrest, vacated its most recent order for Mother’s imprisonment, and appointed counsel to assist Mother with the formal petition for contempt that the State thereafter filed. We address Mother’s appeal on its merits under Indiana’s public interest exception to the mootness doctrine and hold:

(1) the statutes that created problem-solving courts did not give the JPSC the authority to deprive Mother of her liberty;

(2) the JPSC failed to provide the process due to someone alleged to have committed indirect contempt of court; and

(3) the JPSC failed to obtain knowing waiver of those due process rights.

As the JPSC neither obtained a valid waiver of Mother’s rights nor provided the process due to a person alleged to have committed indirect contempt of court, we reverse the JPSC’s orders placing Mother on house arrest and ordering her to spend time in jail.

Facts and Procedural History [4] In August of 2022, fourteen-year-old K.W. lived in Mitchell, Indiana, with his

maternal grandmother, C.D. (“Grandmother”), who was his legal guardian. Mother lived in Bedford but had “regular contact” with K.W. 1 (Appellant’s App. (hereinafter “App.”) Vol. 2 at 36.) K.W. was serving supervised probation through the Perry Circuit Court following his July 2022 adjudication

1 K.W.’s father is named in the delinquency petition and attended the initial hearing, but he is absent from the proceedings thereafter.

Court of Appeals of Indiana | Opinion 23A-JV-2040 | November 20, 2024 Page 3 of 40 as a delinquent for committing two acts in April 2022 that would be auto theft if committed by an adult. 2

[5] On August 25, 2022, in Lawrence County, K.W. stole a gun from Billy Thedford, threatened Mother while holding the gun, pointed the gun at Mother, attempted to take Mother’s car, stole Thedford’s truck, and drank alcohol as he drove around in Thedford’s truck. On August 29, 2022, the State initiated the Lawrence County proceedings from which Mother appeals by filing a petition alleging K.W. was a delinquent child for committing acts that constituted Class A misdemeanor dangerous possession of a firearm 3 by a teenager and that would be, if committed by an adult, Level 3 felony attempted armed robbery, 4 Level 5 felony theft of a motor vehicle with a prior adjudication of motor vehicle theft,5 Level 5 felony intimidation, 6 Level 6 felony pointing a firearm, 7 and Level 5 felony theft of a firearm. 8 K.W. admitted committing theft of Thedford’s motor vehicle while having a prior delinquency adjudication for

2 The Perry County Case Numbers were 62C01-2204-JD-000097 and 62C01-2204-JD-000100.

3 Ind. Code § 35-47-10-5.

4 Ind. Code § 35-42-5-1.

5 Ind. Code § 35-43-4-2.

6 Ind. Code § 35-43-2-1(a) & (b)(2)(A).

7 Ind. Code § 35-47-4-3.

8 Ind. Code § 35-43-4-2(3).

Court of Appeals of Indiana | Opinion 23A-JV-2040 | November 20, 2024 Page 4 of 40 theft of a vehicle, and the Circuit Court adjudicated him a delinquent. The Circuit Court also referred K.W. to the Dual Status Assessment Team. 9

[6] On October 24, 2022, the Lawrence County Probation Department filed its Predispositional Report regarding K.W., who, by this time, had turned fifteen years old. A probation officer reported that K.W. needed “intensive services through a Qualified Residential Treatment Program to address his needs” and the officer did “not believe the juvenile has the adequate support to be successful in the Juvenile Problem Solving Court at this time.” (App. Vol. 2 at 39.) Grandmother and Mother also agreed that a Qualified Residential Treatment Program would be the appropriate placement for K.W. (See App. Vol. 2 at 31, 39.) The Circuit Court nevertheless ordered K.W., Mother, and Grandmother to participate in the JPSC. (See App. Vol. 2 at 43, 44.)

[7] The Circuit Court’s order regarding Mother provided:

The above named child has been ordered to participate in the Lawrence County Juvenile Problem Solving Court. As the parent/guardian of the juvenile, [Mother], you are ordered to

9 A Dual Status Assessment Team is “a committee assembled and convened by a juvenile court to recommend the proper course for a dual status child.” Ind. Code § 31-41-1-5. A dual status child is, generally speaking, a child who is or has been adjudicated as both a child in need of services and a juvenile delinquent. See Ind. Code § 31-41-1-2 (providing six definitions of dual status child). On August 29, 2022, the probation department filed a “Dual Status Screening Tool Report” (App. Vol. 2 at 3), which prompted the Circuit Court to refer K.W. to the Dual Status Assessment Team on the same day. The State filed notice on September 1, 2022, of a “Dual Status Team Assessment.” (Id. at 5.) We have not located a report from the Dual Status Assessment Team in the record. The record does, however, contain multiple references to Mother’s continued engagement with DCS throughout these juvenile proceedings. (See Tr. Vol. 2 at 74, 75, and 93; Appellant’s App. Vol. 2 at 32, 33, 34, 35, 39, 108.) Nevertheless, inexplicably, the Modified Dispositional Order for K.W. entered on August 30, 2023, indicates “[K.W.] has not been identified as a dual status child.” (App. Vol. 2 at 105.)

Court of Appeals of Indiana | Opinion 23A-JV-2040 | November 20, 2024 Page 5 of 40 participate and cooperate fully with program staff and comply with all requirements of the Lawrence County Juvenile Problem Solving Court. Specifically, the parent, guardian or custodian shall:

1. Provide specified care and supervision for the child
2. Be aware of the child’s whereabouts at all times;

specifically, parents are responsible for knowing the who, what, when, and where of their child

3. Ensure the child abide by his/her court ordered curfew

4. Cooperate with court officials including attending court hearings and probation meetings each week as directed

5. Maintain open/honest communication with court and probation officer/providers in the program

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C A v. State of Indiana, (Ind. Ct. App. 2024).

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