Burton Mechanical Contractors, Inc. v. Foreman

148 F.R.D. 230, 1992 U.S. Dist. LEXIS 21256, 1992 WL 471286
CourtDistrict Court, N.D. Indiana
DecidedDecember 11, 1992
DocketNo. S91-258 (RLM)
StatusPublished
Cited by30 cases

This text of 148 F.R.D. 230 (Burton Mechanical Contractors, Inc. v. Foreman) is published on Counsel Stack Legal Research, covering District Court, N.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Burton Mechanical Contractors, Inc. v. Foreman, 148 F.R.D. 230, 1992 U.S. Dist. LEXIS 21256, 1992 WL 471286 (N.D. Ind. 1992).

Opinion

MEMORANDUM AND ORDER

PIERCE, United States Magistrate Judge.

This cause comes before the court on motions by plaintiff Burton Mechanical Contractors, Inc. (“Burton”) to compel discovery and extend the present discovery completion deadline. Burton’s motion to compel, which was filed on December 31, 1991, seeks additional answers to its First Set of Interrogatories to Defendant Brian E. Foreman, as well as all documents required by its Second Request for the Production of Documents and Things. Following a hearing conducted on February 10, 1992, the court ordered defendant Foreman to answer Burton’s interrogatories 8(c) through 15 on or before March 15, 1992, and took under advisement its ruling with respect to Burton’s document request and interrogatories 1 through 8(b), in the hope that the dispute over those matters could be resolved informally between the parties. That dispute, unfortunately, was not resolved. For the reasons which follow, Burton’s motion to compel will be granted in part and denied in part, and it’s motion to extend the discovery deadline will be granted.

General Discovery Standards

Burton’s discovery requests are governed by the liberal standard set forth in Rule 26(b)(1), which permits discovery “regarding of any matter, not privileged, which is relevant to the subject matter involved in the pending action.” That Rule provides that “[i]t is not ground for objection that the information sought will be inadmissible at the trial if the information sought appears reasonably calculated to lead to the discovery of admissible evidence.” As the Supreme Court noted in Oppenheimer Fund, Inc. v. Sanders, 437 U.S. 340, 98 S.Ct. 2380, 57 L.Ed.2d 253 (1978):

[232]*232[t]he key phrase in this definition-relevant to the subject matter in the pending action’—has been construed broadly to encompass any matter that bears on, or that reasonably could lead to other matter that could bear on, any issue that is or may be in the case ... Consistently with the notice-pleading system established by the Rules, discovery is not limited to issues raised by the pleadings, for discovery itself is designed to help define and clarify the issues ... Nor is discovery limited to the merits of a case, for a variety of fact-oriented issues may arise during litigation that are not related to the merits.

Id. at 351, 98 S.Ct. at 2389, citing Hickman v. Taylor, 329 U.S. 495, 501, 67 S.Ct. 385, 388, 91 L.Ed. 451 (1947).

Thus, discovery will generally be allowed if the information sought is “relevant to the subject matter of the action and there is a reasonable possibility that [it] may provide a lead to other evidence that will be admissible.” 8 C. Wright & J. Miller, Federal Practice and Procedure § 2008 at 49-50 (1970); Bowman v. Consolidated Rail Corp., 110 F.R.D. 525 (N.D.Ind.1986); People’s Trust Bank v. United States, 103 F.R.D. 519 (N.D.Ind.1983); Weddington v. Consolidated Rail Corp., 101 F.R.D. 71, 73-74 (N.D.Ind. 1984). At the same time, however, the scope of discovery is not without limits. “Practical considerations dictate that parties not be permitted to roam in shadow zones of relevance and to explore matter which does not appear germane merely on the theory that it might become so.” Shepard’s, Discovery Proceedings in Federal Court § 14.4 at 221 (2d ed. 1991). “The responses sought must comport with the traditional motions of relevancy and must not impose an undue burden on the responding party.” Syed v. Director, Federal Bureau of Investigation, No. 90-1801, slip op., 1990 WL 259734 (E.D.Pa. Jan. 30, 1991) (1991 U.S.Dist.LEXIS 1163); Robbins v. Camden City Bd. of Education, 105 F.R.D. 49 (D.N.J.1985).

Interrogatories Numbers 1 Through 3

Burton’s motion to compel discovery with respect to Interrogatory Nos. 1-3 of Plaintiffs First Set of Interrogatories is GRANTED. These three interrogatories call upon Mr. Foreman to “identify” all documents taken by him when he left Burton’s employ, or that came into his custody or possession thereafter, which relate to the research, design, development, engineering, manufacturing, marketing, promotion, or sale of any Burton vacuum sewerage system or components thereof, or the financial health or business strategies of Burton. Mr. Foreman’s response to these interrogatories states:

See documents previously produced bearing Bates Nos. D000001 through D000728. Mr. Foreman objects to this interrogatory insofar as it requests that he characterize the content of the documents by determining which of these documents are responsive to this interrogatory. The documents speak for themselves.

Mr. Foreman’s answer, directing Burton to “[s]ee documents previously produced bearing Bates Nos. D000001 through D000728,” suggests that he has produced all documents within the scope of the interrogatories, and the court will accept his representation in that regard. However, Mr. Foreman’s appended objection implies that he has not determined or indicated which of the identified documents are responsive to the interrogatories. The interrogatories embody legitimate and proper inquiries, and Mr. Foreman’s response is evasive and insufficient. He may identify the documents in question by Bates number, but he must do so with respect to each document responsive to a particular interrogatory and only such documents as are called for by a given interrogatory.

It seems clear that any interrogatory requesting the identification of documents within certain specified categories would impliedly require a responding party to “characterize” each document by the mere fact of its identification. If it did not call for the identification of documents or things by reference to particular categories, it would no doubt be objected to as being vague or overly broad. Indeed, Fed.R.Civ.P. 34(b) expressly requires a party seeking the production of documents to “set forth the items to be inspected either by individual item or by cate[233]*233gory, and describe each item or category with reasonable particularity.” (emphasis supplied.) Surely, a party faced with such a Rule 34 request for certain categories of documents may not object on the ground that production of the documents would require the party to “characterize” them. An interrogatory calling for identification of certain types of documents should be no different.

Interrogatory Number k

Burton’s motion to compel discovery with respect to Interrogatory No. 4 of Plaintiffs First Set of Interrogatories is GRANTED. As to this and other interrogatories, Mr. Foreman has responded first by raising objections and then by proceeding to furnish an answer. This practice results in an ambiguous response, since it cannot be determined whether the responding party has supplied a full and complete answer in spite of the objection, or a partial or incomplete answer in reliance upon the objection. In this instance, Mr. Foreman’s objection to the interrogatory “on the grounds of burdensomeness” is unsubstantiated and seemingly belied by the fact that he was able to provide an answer.

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148 F.R.D. 230, 1992 U.S. Dist. LEXIS 21256, 1992 WL 471286, Counsel Stack Legal Research, https://law.counselstack.com/opinion/burton-mechanical-contractors-inc-v-foreman-innd-1992.