Brentwood Med Assoc v. UMWA

Court of Appeals for the Third Circuit·Decided January 28, 2005·No. 04-1955·Published

Opinion

Opinions of the United 2005 Decisions States Court of Appeals for the Third Circuit

1-28-2005

Brentwood Med Assoc v. UMWA Precedential or Non-Precedential: Precedential

Docket No. 04-1955

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PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT

NO. 04-1955

BRENTWOOD MEDICAL ASSOCIATES

Appellant v.

UNITED MINE WORKERS OF AMERICA

On Appeal from the United States District Court for the Western District of Pennsylvania (D.C. Civil No. 03-cv-1258)

District Judge: Hon. Arthur J. Schwab

Argued December 7, 2004

BEFORE: AM BRO, and VAN ANTWERPEN, Circuit Judges and SHADUR,1 Senior District Judge

1 Honorable Milton I. Shadur, Senior United States District Judge for the Northern District of Illinois, sitting by designation.

(Filed January 28, 2005 )

James A. Prozzi, Esq. (Argued) Jackson Lewis LLP One PPG Place, 28 th Floor Pittsburgh, Pennsylvania 15222

Counsel for Appellant

Michael J. Healey, Esq. (Argued) Douglas B. McKechnie, Esq. Healey & Hornack, P.C. 1100 Liberty Avenue The Pennsylvian, Suite C-2 Pittsburgh, Pennsylvania 15222

Counsel for Appellee

OPINION

VAN ANTWERPEN, Circuit Judge

The Federal Arbitration Act codifies Congress’ desire to uphold private arbitration agreements that produce prompt and fair dispute resolution without involving the courts. In furtherance of this interest, a court must scrupulously honor the bargains implicit in such agreements and interfere only when an award is severely problematic. See, e.g., Shearson/American Exp., Inc. v. McMahon, 482 U.S. 220,

223 (1987). This appeal asks us to determine whether or not an arbitration award should be upheld where an arbitrator inexplicably cites language in his decision that cannot be found in the relevant collective bargaining agreement. Because we conclude that such a mistake, while glaring, does not fatally taint the balance of the arbitrator’s decision in this case, we affirm the decision of the District Court upholding the award.

I. Factual Background

Brentwood Medical Associates (“BMA”) and the United Mine Workers of America (“UMWA”) are parties to a collective bargaining agreement that covers the terms and conditions of employment for a unit of employees at BMA’s facility in Brentwood, Pennsylvania. This agreement provides a mandatory grievance and arbitration procedure for disputes between the parties. Arbitration of grievances is conducted by an arbitrator chosen from a panel, and that arbitrator’s decision “shall be final and binding upon the employees, the Union and the Employer.” Joint Appendix (“J.A.”) at 48. Under the agreement, an arbitrator is explicitly prevented from “add[ing] to, subtract[ing] from, or modify[ing] in any way any of the provisions, terms [or] conditions of [the] Agreement.” Id.

The grievance that gave rise to this appeal alleged that BMA violated the collective bargaining agreement when it refused to allow a union member to exercise her seniority rights under Article VIII. In February, 2001, Ms. Denise Cope (a member of UMW A) was offered the position of

Charge Entry Associate, for which she left her position as a Phlebotomist. On November 11, 2002, BM A announced it would be abolishing the Charge Entry Associate classification effective November 15, 2002. Ms. Cope requested permission to “bump”2 outside her classification of Charge Entry Associate and return to her position as a Phlebotomist, thereby displacing the least senior person in that classification. This request was refused, and BMA instead offered Ms. Cope the position of Front Office Clerk.3

On November 14, 2002, Ms. Cope filed a grievance with BMA pursuant to the collective bargaining agreement, claiming that BMA had violated Article VIII, Sections 1, 2, and 10.4 On February 3, 2003, BMA denied this grievance.

2 “Bumping” is the process by which an employee who had less seniority than another is forced out so that a more senior employee can take junior employee’s position and avoid layoff himself. See Ostapowicz v. Johnson Bronze Co., 541 F.2d 394, 396 (3d Cir. 1976).

3 The arbitrator found that Ms. Cope had greater seniority than twenty-eight of the thirty-five employees in the bargaining unit. J.A. at 71.

4 Article VIII (Seniority) reads, in relevant part:

Section 1. Seniority shall be defined as the years, months and days an employee has worked with the Employer in the bargaining unit since the employee’s last date of hire by the Employer. . .

BMA and UM WA then proceeded to binding arbitration pursuant to Article XIV of the collective bargaining agreement. Arbitrator John M. Felice was selected to conduct the arbitration, and on August 6, 2003, he issued a decision sustaining the grievance and ordering BM A to permit Ms.

Section 2. The parties recognize the principal [sic] of seniority as a factor in layoffs, recalls and certain types of promotional opportunities provided the employees is otherwise fully qualified. Seniority shall, however, apply only as expressly provided for in this Agreement.

Section 10. Layoff and Recalls. In the event that the Employer determines to reduce the work force in classification covered by this Agreement or to abolish a classification, the Employer will, in its sole discretion, determine which positions are to be affected and the number of employee positions to be reduced, including the number of full time and part time positions which will be affected in each classification and/or department. The reduction will be accomplished in inverse order of seniority in the classifications affected, provided that the employees to be retained have the skill, qualifications, ability and physical fitness to perform all of the work remaining in that classification without training, and will assume the remaining schedule. The Employer will send the Union a list of employees laid off within twenty-four (24) hours of the layoff. The Employer may exempt employees with special skills or abilities from any reduction in force or layoff.

(emphasis added).

Cope to exercise her seniority rights and bump the least senior Phlebotomist. J.A. at 68-75. In that decision, the arbitrator asked rhetorically why, if bumping was not permitted under the collective bargaining agreement as BMA contended, was the following language governing bumping present in Article VIII, Section 10:

“. . . employees who exercise seniority rights and bump must have the skill, qualifications, ability and physical fitness to perform all of the work remaining in that classification. . .”

J.A. at 73-4. This language does not exist in either Article VIII, Section 10, or anywhere else in the collective bargaining agreement.

BMA filed a complaint with the United States District Court for the Western District of Pennsylvania pursuant to Section 301 of the Labor Management Relations Act of 1947, as amended, 29 U.S.C. § 185 et seq, seeking to vacate the award. The parties filed cross-motions for summary judgment, and the District Court granted summary judgment in favor of UMWA on March 12, 2004. Adopting the appropriate deferential standard of review, the District Court concluded that the parties had agreed that (1) an arbitration award would be final and binding, and (2) the arbitrator’s decision reached a rational result consistent with the terms of the agreement. J.A. at 06-7.

II. Jurisdiction and Standard of Review

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