Bowling v. Kentucky Department of Corrections

301 S.W.3d 478, 2009 WL 4117353
CourtKentucky Supreme Court
DecidedJanuary 4, 2010
Docket2007-SC-000021-MR
StatusPublished
Cited by69 cases

This text of 301 S.W.3d 478 (Bowling v. Kentucky Department of Corrections) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bowling v. Kentucky Department of Corrections, 301 S.W.3d 478, 2009 WL 4117353 (Ky. 2010).

Opinions

Opinion of the Court by

Justice ABRAMSON.

Appellants Bowling and Baze were convicted of murder and sentenced to death in 1991 and 1994, respectively. Each has pursued and exhausted all direct appeals and collateral attacks in the state courts and, jointly, they prosecuted a declaratory judgment action challenging Kentucky’s lethal injection protocol on several grounds including the prohibition on cruel and unusual punishment set forth in the Eighth Amendment of the U.S. Constitution and Section 17 of the Kentucky Constitution. That declaratory judgment action prompted a seven-day bench trial in the circuit court, with Appellants’ constitutional arguments ultimately being rejected by both this Court in Baze v. Rees, 217 S.W.3d 207 (Ky.2006) and the United States Supreme Court in Baze v. Rees, 553 U.S. 35, 128 S.Ct. 1520, 170 L.Ed.2d 420 (2008). In this second declaratory judgment action, those Appellants challenge the same lethal injection protocol but this time they contend that it is unenforceable because it was not properly adopted as an administrative regulation in accordance with Kentucky’s Administrative Procedure Act (APA). While unquestionably “death is different”, the principles of res judicata are no less applicable to capital defendants than other parties who pursue relief in our justice system. A declaratory judgment action is the appropriate means of challenging implementation of a defendant’s death sentence, given the necessity of joining the Department of Corrections which is not a party to the criminal action, but piecemeal litigation through successive actions is not allowed. Simply put, Appellants Bowling and Baze were required to join all claims regarding implementation of their sentences of execution in their original declaratory judgment action, and they are precluded as a matter of law from reserving arguments for subsequent actions. Accordingly, res judicata precludes consideration of Bowling and Baze’s second declaratory action.

Appellant Moore stands in a different posture before this Court because this is his first declaratory judgment action, rendering res judicata inapplicable to his Administrative Procedures Act claim. Having reviewed the applicable law, it is apparent that the lethal injection protocol implements KRS 431.220, Kentucky’s lethal injection statute and, further, that significant portions of the protocol are not matters of internal management for the Department but rather statements of general applicability and policy which affect private rights. Pursuant to KRS 13A.100, the Kentucky General Assembly has required that such portions of the protocol be adopted as an administrative regulation. Contrary to the Department’s contention, it is not prohibited by statute from adopting regulations to implement KRS 431.220. Notably, the Franklin Circuit Court concluded that the thorough examination of Kentucky’s death penalty protocol in the seven-day bench trial held in Baze and Bowling’s first declaratory judgment action (Buze/Bowling I), a proceeding in which approximately 20 witnesses, including several experts, were called by both sides, was a sufficient public hearing and thus the current protocol need not be formally adopted as an administrative regulation. While the trial was certainly an extensive public vetting of the protocol, this Court cannot ignore the publication and public hearing requirements set forth in Kentucky statutes. Thus, the Department must proceed pursuant to KRS Chapter 13A to adopt as an administrative regulation all portions of the protocol implementing the lethal injection statute except those involving purely internal matters as discussed herein.

[482]*482RELEVANT FACTS AND PROCEDURAL BACKGROUND

The three individual appellants in this case, Thomas Bowling, Ralph Baze, and Brian Keith Moore, were each previously convicted of murder and sentenced to death. Bowling was convicted and sentenced to death for the 1990 murders of a husband and wife as they were parked in their car outside their dry cleaning business in Lexington. Bowling v. Commonwealth, 873 S.W.2d 175 (Ky.1993). Baze was convicted and sentenced to death for the 1992 murders of two police officers who were attempting to serve five fugitive warrants on him in Powell County. Baze v. Commonwealth, 965 S.W.2d 817 (Ky.1997). Lastly, Moore was convicted and sentenced to death for the 1979 kidnapping and murder of a 77 year-old man who was leaving an A&P grocery store in Louisville. Moore v. Commonwealth, 771 S.W.2d 34 (Ky.1988). As noted above, Bowling and Baze filed Baze/Bowling I in August 2004, a declaratory judgment action challenging the lethal injection protocol as a method of execution on several, primarily constitutional, grounds. Moore, however, has not previously challenged the implementation of his death penalty in a declaratory judgment action.

In 1998, the Kentucky General Assembly enacted KRS 431.220, which recognized lethal injection as “the only method of execution in this Commonwealth.”1 Although this statute does not specify the substances to be used or the procedures to be followed in implementing the lethal injection, the Kentucky Department of Corrections (“the Department”) issued a two-page Policy (Corrections Policy and Procedure 9.5) on June 3, 2005, which briefly outlined three procedures to be followed for an execution: the place of the inmate’s confinement, the pre-execution procedures, and the responsibilities of the warden during “death watch” and execution. The Department has also written a lethal injection protocol detailing the specific procedures to be followed during an execution, but generally has refused to promulgate this protocol as an administrative regulation or disclose it to the public, arguing that the protocol is-internal in nature and is not subject to the requirements of Kentucky’s Administrative Procedures Act. In Baze/Bowling I, significant parts of the protocol became public including the drugs administered, dosage of each, qualifications of personnel administering the drugs and measures available for resuscitation of life in the event of a stay of execution. The protocol was addressed at length by the U.S. Supreme Court. See Baze v. Rees, 553 U.S. at -, 128 S.Ct. at 1527-1529, 170 L.Ed.2d at 429-430.

Bowling, Baze and Moore (collectively “Appellants”) filed this declaratory judgment action in Franklin Circuit Court requesting that the Department be enjoined from carrying out any executions until it promulgates the lethal injection protocol used to implement KRS 431.220 in accordance with Kentucky’s Administrative Procedures Act. On May 26, 2006, the Department filed a motion to dismiss the complaint, while Appellants subsequently filed a motion for summary judgment.

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Cite This Page — Counsel Stack

Bluebook (online)
301 S.W.3d 478, 2009 WL 4117353, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bowling-v-kentucky-department-of-corrections-ky-2010.