Bibbero Systems, Inc. v. Colwell Systems, Inc.

893 F.2d 1104
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 12, 1990
DocketNos. 88-1925, 88-2440
StatusPublished
Cited by8 cases

This text of 893 F.2d 1104 (Bibbero Systems, Inc. v. Colwell Systems, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bibbero Systems, Inc. v. Colwell Systems, Inc., 893 F.2d 1104 (9th Cir. 1990).

Opinion

GOODWIN, Chief Judge:

This case requires us to examine the scope of the blank forms rule, 37 C.F.R. § 202.1(c) (1982), which provides that blank forms are not copyrightable. Plaintiff Bibbero Systems, Inc. (Bibbero) contends that Colwell Systems, Inc. (Colwell) infringed upon its copyright by duplicating its medical insurance claim form. The district court granted summary judgment to Col-well, finding that the billing form was an uncopyrightable blank form designed for recording information. On cross-appeal, Colwell argues that the district court erroneously denied its request for attorney’s fees. We have jurisdiction under 28 U.S.C. § 1291, and we affirm.

Bibbero designs and markets blank forms known as “superbills” which doctors use to obtain reimbursement from insurance companies. Each superbill contains simple instructions to the patient for filing insurance claims; boxes for patient information; simple clauses assigning insurance benefits to the doctor and authorizing release of patient information; and two lengthy checklists for the doctor to indicate the diagnosis and any services performed, as well as the applicable fee. All entries on the checklists are categories specified by the American Medical Association (AMA) or government publications, as are the code numbers accompanying each entry. The superbills differ according to specialty, to reflect the illnesses and treatments most relevant to the individual doctor.

[1106]*1106The forms are personalized to include the doctor’s name and address, the nature of the doctor’s practice, and the hospitals or clinics at which services may be performed. Doctors may use either the checklists provided on the sample form, or may create their own checklists of the most relevant diagnoses, treatments and procedures. Bibbero encourages doctors to create their own checklists, which most doctors choose to do.

Bibbero includes approximately 25 or 30 sample superbills in its catalog. Bibbero claims a copyright in each of these forms, as well as in the forms designed by its customers. Bibbero has supplied the family practice superbill at issue in this case since 1984. The superbill contains a notice of copyright.

In its fall 1987 catalog, Colwell featured a superbill which was nearly identical to Bibbero’s superbill, except for slightly different typefaces and shading, as well as a different sample doctor’s name and address. Bibbero saw Colwell’s superbill in Colwell’s catalog. Bibbero then submitted an application to register its superbill with the Copyright Office, and a certificate of copyright was issued effective October 13, 1987. Upon the issuance of the certificate, Bibbero demanded that Colwell cease infringing upon its copyright in the superbill. Colwell refused to comply with Bibbero’s demand, and Bibbero brought suit in district court. Bibbero moved for a preliminary injunction to prevent Colwell from distributing its fall 1987 catalog or future catalogs containing the infringing super-bill, and from selling superbills which infringe upon Bibbero’s copyright.

After taking the deposition of Bibbero’s president, Michael Buckley, Colwell moved for summary judgment on the basis that Bibbero’s superbill was not copyrightable because the work was a “blank form” among other reasons.

The district court granted summary judgment to Colwell, denied Bibbero’s motion for a preliminary injunction, and dismissed Bibbero’s complaint. The district court held that Bibbero’s superbill is a blank form which, under the doctrine of Baker v. Selden, 101 U.S. 99, 25 L.Ed. 841 (1879), now codified at 37 C.F.R. § 202.1(c) (1982), is not copyrightable.

1. Is Bibbero’s Blank Form “Superbill” Copyrightable?

Bibbero contends that the district court erroneously granted summary judgment to Colwell because the superbill is not an un-copyrightable blank form, but instead a form which conveys information. Specifically, Bibbero contends that the superbill contains concise descriptions of medical procedures and diagnoses to ensure fair and accurate billing, provisions for assignment of claims and release of information, and instructions for completion.

Bibbero obtained a certificate of registration for its superbill from the Copyright Office. In judicial proceedings, a certificate of copyright registration constitutes prima facie evidence of copyrightability and shifts the burden to the defendant to demonstrate why the copyright is not valid. 17 U.S.C. § 410(c); Transgo, Inc. v. Ajac Transmission Parts Corp., 768 F.2d 1001, 1019 (9th Cir.1985), cert. denied, 474 U.S. 1059, 106 S.Ct. 802, 88 L.Ed.2d 778 (1986).

It is well-established that blank forms which do not convey information are not copyrightable. John H. Harland Co. v. Clarke Checks, Inc., 711 F.2d 966, 971 (11th Cir.1983). The blank forms rule, first articulated in Baker v. Selden, 101 U.S. 99, 25 L.Ed. 841, is codified at 37 C.F.R. § 202.1(c) (1982):

The following are examples of works not subject to copyright
(c) Blank forms, such as time cards, graph paper, account books, diaries, bank checks, scorecards, address books, report forms, order forms and the like, which are designed for recording information and do not in themselves convey information.

Although blank forms are generally not copyrightable, there is a well-estab[1107]*1107lished exception where text is integrated with blank forms. Where a work consists of text integrated with blank forms, the forms have explanatory force because of the accompanying copyrightable textual material. See Edwin K. Williams & Co. v. Edwin K. Williams & Co. - East, 542 F.2d 1053, 1061 (9th Cir.1976) (combination of instruction book and blank forms constituting an integrated work held to be copyrightable), cert. denied, 433 U.S. 908, 97 S.Ct. 2973, 53 L.Ed.2d 1092 (1977); Continental Casualty Co. v. Beardsley, 253 F.2d 702, 704 (2d Cir.) (form with inseparable instructions copyrightable), cert. denied, 358 U.S. 816, 79 S.Ct. 25, 3 L.Ed.2d 58 (1958); Januz Marketing Communications, Inc. v. Doubleday & Co., 569 F.Supp. 76, 79 (S.D.N.Y.1982) (same).

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