Bess Kennedy v. William H. Whitehurst, Acting Director, Department of Human Services

690 F.2d 951, 223 U.S. App. D.C. 228, 1982 U.S. App. LEXIS 25555, 30 Empl. Prac. Dec. (CCH) 33,044, 29 Fair Empl. Prac. Cas. (BNA) 1373
CourtCourt of Appeals for the D.C. Circuit
DecidedSeptember 17, 1982
Docket81-1374
StatusPublished
Cited by75 cases

This text of 690 F.2d 951 (Bess Kennedy v. William H. Whitehurst, Acting Director, Department of Human Services) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bess Kennedy v. William H. Whitehurst, Acting Director, Department of Human Services, 690 F.2d 951, 223 U.S. App. D.C. 228, 1982 U.S. App. LEXIS 25555, 30 Empl. Prac. Dec. (CCH) 33,044, 29 Fair Empl. Prac. Cas. (BNA) 1373 (D.C. Cir. 1982).

Opinion

TAMM, Circuit Judge:

This case presents the question whether, under the Age Discrimination in Employment Act of 1967, 29 U.S.C. §§ 621-634 (1967 & Supp. IV 1980) (ADEA or the Act), federal employees who gain redress at the administrative level are entitled to recover attorneys’ fees for legal services rendered at that stage. United States District Judge Oliver Gasch ruled that Congress had not provided the requisite statutory authorization for an award of fees in cases in which the process of administrative conciliation is successfully employed in the federal employee’s favor, and he accordingly denied appellant Bess Kennedy’s prayer for such an award against appellee William Whitehurst, the Acting Director of the District of Columbia Department of Human Services (DHS). Since the date of Judge Gasch’s ruling, two other district judges have considered the same issue and have reached the identical result, though each judge employed a slightly different reasoning. Although we too shall travel a somewhat different course than did Judge Gasch in considering the question, we agree that federal employees who prosecute successfully claims of age discrimination under the ADEA at the administrative level are not entitled to an award of attorneys’ fees. Accordingly, we affirm.

I.

To the old adage that death and taxes share a certain inevitable character, federal judges may be excused for adding attorneys’ fees cases. The years that have elapsed since the Supreme Court confirmed the prevalence of the so-called “American Rule” that requires each party to bear its own counsel fees absent a contrary statutory provision or common law exception, see Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. 240, 247, 95 S.Ct. 1612, 1616, 44 L.Ed.2d 141 (1975), have witnessed no abatement in the number of cases involving attempts to shift the incidence of the costs of lawyers. The judicial focus has, rather, shifted from consideration of the inherent equitable power of courts to award attorneys’ fees to the construction of the plethora of federal statutes enacted to create exceptions to the American Rule. There are more than 120 federal statutes authorizing the award of counsel fees in specified situations, 1 many of which were enacted in response to the Alyeska decision. In recent years this court and many others have attempted to establish doctrines to govern the exercise of a trial judge’s statutory discretion to award attorneys’ fees 2 *953 and have sought to give content to terms of art such as “prevailing party” 3 and “reasonable fee.” 4

We may well expect this boom of litigation involving attorneys’ fees to continue. In the civil rights area in particular, Congress has wholeheartedly embraced the “private attorney general” rationale and accordingly has encouraged private action to implement public policy through the subsidization of the work of plaintiffs’ counsel by private and government defendants. The Supreme Court in Newman v. Piggie Park Enterprises, 390 U.S. 400, 88 S.Ct. 964, 19 L.Ed.2d 1263 (1968), made clear that the congressional policy favoring private enforcement of civil rights legislation mandated a liberal construction of attorneys’ fees provisions in the area of personal rights. 390 U.S. at 401-02, 88 S.Ct. at 965-66. Because the right to seek and maintain employment in an environment free from age discrimination has now been declared such a civil right, we view as fundamental this mandate of a broad reading of the remedial provisions at issue in the instant case. See Rodriguez v. Taylor, 569 F.2d 1231, 1244 (3d Cir. 1977) (“unqualified legislative and judicial authority for an award of fees to all successful plaintiffs” in ADEA eases).

Nevertheless, courts considering prayers for attorneys’ fees must bear in mind the Alyeska Court’s admonition that specific statutory authorization for an award of fees is required before the incidence of counsel costs can be shifted. Rodriguez, 569 F.2d at 1245. This admonition is buttressed by the doctrine of sovereign immunity where attorneys’ fees are sought against the federal government; we have held that a waiver of that immunity with regard to an award of attorneys’ fees must either be express or manifest from the relevant legislative history. See Fitzgerald v. United States Civil Service Comm’n, 554 F.2d 1186, 1189 & n.8 (D.C.Cir.1977); see also United States v. King, 395 U.S. 1, 3-5, 89 S.Ct. 1501, 1502-03, 23 L.Ed.2d 52 (1969); NAACP v. Civiletti, 609 F.2d 514, 516 (D.C. Cir.1979), cert. denied, 447 U.S. 922, 100 S.Ct. 3012, 65 L.Ed.2d 1114 (1980). Thus, federal courts lack the power to award attorneys’ fees to a prevailing party against the government where the only justification is that public policy favors an award. As we noted in Fitzgerald, even if a denial of fees might “ ‘make a mockery and a sham of the mandate of Congress,’ ” no award can be made absent express statutory authorization. 554 F.2d at 1190 (quoting Fitzgerald v. United States Civil Service Comm’n, 407 F.Supp. 380, 386 (D.D.C.1975)). Arguments centering on the inequities caused by the absence of fee-shifting are properly addressed to the Congress and not to the courts.

It is against this backdrop that we consider appellant’s request for attorneys’ fees.

A. The Facts

Neither party questions the factual findings of the district judge. Appellant Bess Kennedy has since 1970 been an employee of the District of Columbia DHS and of its predecessor agency, the Department of Human Resources. In 1978 appellant, then a sixty-two-year-old white female employed as a GS-9 Social Service Representative, applied for a promotion to fill one of twelve vacant positions as a GS-11 Supervisory Social Service Representative. She also applied for a promotion to a position as a GS-11 Employee Development Specialist. Appellant was denied both promotions, the *954 first in November 1978 and the second in March 1979.

In August 1979 Mrs. Kennedy filed a complaint with the District of Columbia’s Office of Human Rights in which she alleged that the promotion denials were the result of discrimination on the bases of race, gender, and age. 5 In September 1979 appellant filed a complaint alleging only age discrimination with the United States Equal Employment Opportunity Commission (EEOC). 6 Mrs.

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690 F.2d 951, 223 U.S. App. D.C. 228, 1982 U.S. App. LEXIS 25555, 30 Empl. Prac. Dec. (CCH) 33,044, 29 Fair Empl. Prac. Cas. (BNA) 1373, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bess-kennedy-v-william-h-whitehurst-acting-director-department-of-human-cadc-1982.