Berger v. Heckler

771 F.2d 1556
Court of Appeals for the Second Circuit·Decided August 26, 1985·No. No. 924, Docket 84-6360·Published·Cited by 123 cases

Opinion

TENNEY, Senior District Judge:

Appellant Margaret Heckler, the Secretary (“Secretary”) of Health and Human Services (“HHS”),1 challenges several orders implementing a final judgment entered by consent (“consent decree” or “decree”) regarding the eligibility of certain aliens for Supplemental Security Income (“SSI”) pursuant to 42 U.S.C. . § 1382c(a)(l)(B)(ii) (1982) (“Section (B)(ii)”), which was enacted in 1972 as part of Title XVI of the Social Security Act (“Act”). In pertinent part, that provision (“the ‘color of law’ provision”) confers SSI eligibility on aliens who are “permanently residing in the United States under color of law.” Id.

At issue are orders of the United States District Court for the Eastern District of New York, Charles P. Sifton, Judge, which (1) granted in part plaintiffs’ motion seeking to have the Secretary held in contempt and to have the decree otherwise enforced, (2) denied the Secretary’s motion pursuant to Fed.R.Civ.P. (“Rule”) 60(b)(5), in which she requested relief from the terms of the decree, (3) provided for an amendment (“Amendment”) of the decree, and (4) denied the Secretary’s motion pursuant to Rule 59(e), in which she challenged the Amendment.2

In substance, the Secretary argues on this appeal that the Amendment is improper because it exceeds the scope of the underlying statute, and does not comport with the intent of the parties. The Secretary also argues that the district court exceeded its authority in ordering her to promulgate regulations to implement the consent decree. In addition, the Secretary contends that the court lacked jurisdiction to enforce the decree because the case is moot with respect to the two beneficiaries named in the decree, and, finally, that the court lacked jurisdiction to enforce the decree with respect to nonparties. The appellees — plaintiff Manny Berger (“Berger”) and persons who intervened to enforce the decree — maintain that the district court’s actions were proper, and that the orders should be affirmed in their entirety.

We agree with the appellees that the Secretary’s arguments do not warrant reversal of the lower court’s orders. Indeed, we find that the court’s actions were, almost without exception, entirely justified in the face of the appellant’s demonstrated noncompliance with the terms of the underlying decree. In connection, however, with [1559] the Secretary’s challenge to the district court’s requirement that she promulgate regulations, we find that the Amendment should be modified to exclude the requirement that language specified by the court be contained in the regulations promulgated. As so modified, the Amendment, and the other orders of the district court are affirmed.

Background

Berger instituted this action in 1976 to challenge the termination of his SSI benefits. He had come to the United States from Russia in 1948, on a temporary visa. He overstayed his visa, and in 1967 he voluntarily surrendered to the Immigration and Naturalization Service (“INS”). Although Berger was subsequently ordered deported, the travel documents required for his deportation to the Soviet Union could not be obtained by the agency. In 1975, therefore, the INS placed Berger under an “order of supervision” pursuant to section 242(d) of the Immigration and Naturalization Act (“INAct”). 8 U.S.C. § 1252(d) (1982). In addition, HHS terminated Berger’s SSI benefits. HHS asserted that, because of his alienage status, Berger did not meet the eligibility requirements for the SSI program as set out in section 1382c(a)(l)(B).

The SSI program is designed “to assure a minimum level of income for people who are age 65 or over, or who are blind or disabled and who do not have sufficient income and resources to maintain a standard of living at the established Federal minimum income level.” 20 C.F.R. § 416.-110 (1984). The section of the Act at issue provides that in order to receive SSI benefits an individual must be either

(i) a citizen or (ii) an alien lawfully admitted for permanent residence or otherwise permanently residing in the United States under color of law (including any alien who is lawfully present in the United States as a result of the application of the provisions of section 1153(a)(7) or seetion 1182(d)(5) of Title 8).

42 U.S.C. § 1382c(a)(l)(B)(i), (ii) (emphasis added).

Plaintiff’s amended complaint, filed in 1977, was in the nature of a class action. It raised claims on behalf of Berger and the class composed of those aliens permanently residing in the United States under color of law who have been denied SSI benefits solely because the Secretary has determined that they are not in this country under color of law.3

The complaint asserted, inter alia, (1) that Section (B)(ii) “requires that SSI benefits be granted to all otherwise eligible aliens permanently residing in the United States under color of law, and not just to those who are in this country as a result of the application of 8 U.S.C. §§ 1153(a)(7) or 1182(d)(5),” and (2) that the Secretary had erred in denying SSI benefits to Berger and the plaintiff class.

Later in 1977, Emma Mena (“Mena”), who is now deceased, moved to intervene in this action. Mena was diagnosed in 1963 as having cancer. She first received SSI benefits in 1975. In 1976, she was informed that her SSI benefits would be discontinued because her alienage status prevented her from meeting the eligibility requirements for the program. She then notified the agency that an immediate relative immigrant visa petition had been filed on her behalf, and pointed out that INS Operations Instruction4 (“INSOI”) 242.1(a)(24) prohibited her deportation during the pend-ency of the petition. When her benefits were not reinstated, she moved to intervene in the instant case.

In June 1978, the parties and the court signed a five-page consent decree stipulating to the following matters. First, plaintiff Berger, “an alien residing in the United States under an order of supervision issued pursuant to 8 U.S.C. § 1252(d), is an alien [1560] permanently residing in the United States under color of law pursuant to [Section (B)(ii) ].” Second, proposed intervenor Mena, “an alien who is the beneficiary of an immediate relative immigrant visa petition and thus has been afforded indefinite voluntary departure by the [INS] pursuant to [INSOI] 242.10(a)(b)(i), is an alien permanently residing in the United States under color of law pursuant to [Section (B)(ii) ] since at least December 1, 1976,” the month in which Mena’s SSI benefits ceased. Further, ¶ 3 of the consent decree set forth the agreement of the parties regarding the interpretation accorded the “color of law” language of Section (B)(ii). Paragraph 3 provided in full that

Free access — add to your briefcase to read the full text and ask questions with AI

Berger v. Heckler, 771 F.2d 1556 (2d Cir. 1985).

771 F.2d 1556 (Berger v. Heckler) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Cruz v. JKS Ventures, Inc.
S.D. New York, 2024
Duvall v. Hogan
D. Maryland, 2021
Kimmel's Coal and Packaging, Inc.
M.D. Pennsylvania, 2020
Roe v. Hogan
D. Connecticut, 2019
United States v. N.Y.C. Hous. Auth.
347 F. Supp. 3d 182 (S.D. Illinois, 2018)
Brooks v. Roberts
251 F. Supp. 3d 401 (N.D. New York, 2017)
Rothstein v. American International Group, Inc.
837 F.3d 195 (Second Circuit, 2016)
Floyd v. City of New York
283 F.R.D. 153 (S.D. New York, 2012)
Cordius Trust v. KUMMERFELD ASSOCIATES, INC.
658 F. Supp. 2d 512 (S.D. New York, 2009)
United States v. FMC Corp.
531 F.3d 813 (Ninth Circuit, 2008)
R.C. ex rel. Alabama Disabilities Advocacy, Program v. Walley
475 F. Supp. 2d 1118 (M.D. Alabama, 2007)
Doe v. Pataki
427 F. Supp. 2d 398 (S.D. New York, 2006)
In Re Johns-Manville Corp.
340 B.R. 49 (S.D. New York, 2006)
Mastrovincenzo v. City of New York
435 F.3d 78 (Second Circuit, 2006)
In Re Dalow Industries, Inc.
333 B.R. 640 (E.D. New York, 2005)