Bates v. Donley

935 F. Supp. 2d 14, 2013 WL 1224482, 2013 U.S. Dist. LEXIS 42873
CourtDistrict Court, District of Columbia
DecidedMarch 27, 2013
DocketCivil Action No. 2011-1589
StatusPublished
Cited by15 cases

This text of 935 F. Supp. 2d 14 (Bates v. Donley) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bates v. Donley, 935 F. Supp. 2d 14, 2013 WL 1224482, 2013 U.S. Dist. LEXIS 42873 (D.D.C. 2013).

Opinion

MEMORANDUM OPINION

ROYCE C. LAMBERTH, Chief Judge.

Plaintiff Sonnie Bates sues Michael Donley, Secretary of the Air Force (“Secretary” or “defendant”), seeking review of the Air Force Board for the Correction of Military Records’ (“AFBCMR” or “Board”) decision not to correct or remove disciplinary records from plaintiffs file. Plaintiff was. an Air Force Major who in 1999 refused an order to take an anthrax vaccine because of concerns about its health effects. In 2000, facing continuing disciplinary proceedings, plaintiff resigned from the Air Force, receiving a general (under honorable conditions) discharge.

Beginning in 2003, Judge Emmet Sullivan of the U.S. District Court for the District of Columbia heard a case, Doe v. Rumsfeld, regarding the legality of the military’s anthrax vaccine program. Judge Sullivan prospectively enjoined the armed forces from administéring the vaccine until the Food and Drug Administration (“FDA”) completed proper rulemaking. Before the D.C. Circuit could rule on the merits of Judge Sullivan’s order, the FDA enacted a valid final rule that dissolved Judge Sullivan’s injunction. Plaintiff was not a party to this case, and Judge Sullivan- did not order any retrospective or declaratory relief. Other courts have come to different conclusions as to the vaccine’s legality.

In November 2008, plaintiff submitted an application to the AFBCMR, seeking correction of his records in light of Doe. After receiving seven advisory opinions and considering plaintiffs submissions, the AFBCMR denied plaintiffs request to change his disciplinary and personnel records. Thereafter, plaintiff brought suit in this Court, challenging the actions of the AFBCMR.

*17 Before the Court is defendant’s Motion to Dismiss, Jan. 31, 2012, ECF No. 5. Upon consideration of the defendant’s motion; the plaintiffs Opposition, Apr. 16, 2012, ECF No. 8; the defendant’s Reply thereto, May 7, 2012, ECF No. 10; the applicable law; and the record herein, the Court shall convert defendant’s motion into a motion for summary judgment under Federal Rule of Civil Procedure 12(d), and grant defendant summary judgment.

I. BACKGROUND

For the purposes of this Opinion, the Court takes as true the facts alleged in plaintiffs Complaint. See, e.g., Kowal v. MCI Commc’ns Corp., 16 F.3d 1271, 1276 (D.C.Cir.1994). Furthermore, when faced with a motion to dismiss in the APA context, a court may consider the administrative record and public documents without converting the motion into a motion for summary judgment, Rempfer v. Sharfstein, 583 F.3d 860, 865 (D.C.Cir.2009), or it may convert the motion into a motion for summary judgment under Rule 12(d), Marshall Cnty. Health Care Auth. v. Shalala, 988 F.2d 1221, 1226 & n. 5 (D.C.Cir.1993). Therefore, the Court draws the background facts from plaintiffs Complaint and the submitted administrative record. Pl.’s Compl., Sept. 2, 2011, ECF No. 1; Admin. Record of Proceedings Before AFBCMR (“AR”), Nov. 8, 2011, ECF Nos. 5-1-6.

A. Factual Background to the Anthrax Vaccination Program

In December 1997, the Department of Defense (“DoD”) initiated the Anthrax Vaccine Immunization Program (“AVIP”). Compl. ¶ 11. The program went into effect in March 1998, and under the AVIP, members of the Armed Forces at risk of anthrax exposure were required to submit to mandatory vaccination. Id. ¶¶ 11, 13.

Through this program, the DoD administered a vaccine known as Anthrax Vaccine Absorbed (“AVA”). Id. ¶ 13. In 1970, the National Institutes of Health (“NIH”) — the agency responsible for licensing biologic products at the time— licensed AVA for use against anthrax. In 1972, Congress transferred responsibility for licensing , biologies to the Food and Drug Administration (“FDA”). See AR 99 (Anthrax Vaccine Safety and Efficacy Issues: Hearing Before the H. Comm, on Gov’t Reform, 106th Cong. 1 (1999) (statement of Kwai-Cheung Chan, Dir., Special Studies & Evaluations, Nat’l Sec. & Int’l Affairs Div., GAO)). After notice and comment rulemaking, the FDA issued a final order explicitly finding AVA efficacious against inhalation anthrax in December 2005. See Compl. ¶ 50.

In 1998, Congress passed 10 U.S.C. § 1107, restricting the administration of investigational or unapproved drugs to military personnel. Under the law, the DoD may not require a member of the armed services to receive an “investigational new drug or a drug unapproved for its applied use,” 10 U.S.C. § 1107(a)(1), without the informed consent of the service member or a presidential waiver, 10 U.S.C. § 1107(f)(1). Pursuant to this law, in September 1999 the President signed Executive Order 13139, stating that “[bjefore administering an investigational drug to members of the Armed Forces, the ... [DoD] must obtain informed consent from each individual unless the Secretary can justify to the President a need for a waiver of informed consent[.]” 64 Fed.Reg. 54,-175 (Sept. 30, 1999). According to the plaintiff, the DoD did not secure informed consent of service members or seek a Presidential waiver before’ administering AVA. See, e.g., Compl. ¶ 53.

B. Plaintiffs Refusal to Take the Anthrax Vaccine and Related Discipline

Plaintiff Sonnie Bates entered the active duty Air Force in September 1986 as a *18 Second Lieutenant; by April 1998, plaintiff achieved the rank of Major. Compl. ¶ 8. Plaintiff states that he had “amassed an exemplary military record as both an aviator and officer,” Pl.’s Opp’n 5. He cites an impressive record of accomplishments, commendations, ' and awards. Compl. ¶¶ 9-10.

In October 1999, the plaintiff told his squadron commander at the Dover Air Force Base, Lt. Col. David Smith, that he was considering not taking the anthrax vaccine. His opposition was based on his observations of sick squadron personnel. At that time, the Air Force required all personnel training to become a C-5 pilot, including the plaintiff, to take the anthrax vaccine. Lt. Col. Smith advised the plaintiff to share his concerns with the Wing Flight Surgeon and Area Defense Counsel. AR 163; Compl. ¶ 22.

On November 8, 1999, Lt. Col. Smith told plaintiff that he would be expected to take the vaccination before his first operational mission. On November 16 and 17, plaintiff advised the squadron Readiness Flight Commander and the Squadron Director of Operations that he decided not to take AVA.

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935 F. Supp. 2d 14, 2013 WL 1224482, 2013 U.S. Dist. LEXIS 42873, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bates-v-donley-dcd-2013.