Baptist Health System, Inc. v. MacK

860 So. 2d 1265, 19 I.E.R. Cas. (BNA) 1574, 2003 Ala. LEXIS 114, 2003 WL 1900697
CourtSupreme Court of Alabama
DecidedApril 18, 2003
Docket1011279
StatusPublished
Cited by13 cases

This text of 860 So. 2d 1265 (Baptist Health System, Inc. v. MacK) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baptist Health System, Inc. v. MacK, 860 So. 2d 1265, 19 I.E.R. Cas. (BNA) 1574, 2003 Ala. LEXIS 114, 2003 WL 1900697 (Ala. 2003).

Opinion

860 So.2d 1265 (2003)

BAPTIST HEALTH SYSTEM, INC.
v.
Lisa MACK.

1011279.

Supreme Court of Alabama.

April 18, 2003.

*1266 William G. Somerville III and Lynlee Wells Palmer of Johnston Barton Proctor & Powell, LLP, Birmingham, for appellant.

Cecil G. Duffee III of Duffee & Associates, L.L.C., Birmingham, for appellee.

HARWOOD, Justice.

On October 19, 2001, Lisa Mack, a licensed practical nurse, sued her employer, Baptist Health System, Inc. ("BHS"), which operates a number of health-care facilities including the Shelby Ridge Nursing Home ("Shelby Ridge") where Mack was employed. Mack also sued the Alabama Department of Industrial Relations ("DIR") and other fictitiously named defendants. As finally amended, Mack's complaint presented claims against BHS alleging refusal to pay workers' compensation benefits, retaliatory discharge, and wrongful termination. Mack's complaint also served as a notice of appeal of DIR's decision to deny her request to receive unemployment-compensation benefits.

After various filings by DIR and Mack, the trial court ordered that Mack's retaliatory-discharge and wrongful-termination claims against BHS be decided before her unemployment-compensation *1267 claim against DIR was adjudicated.[1] Thereafter, BHS moved the court to stay the proceedings and compel arbitration of Mack's retaliatory-discharge and wrongfultermination claims. BHS relied on an arbitration provision contained in a document entitled "Dispute Resolution Program" ("the Program") BHS provided to its employees. Mack opposed the motion and filed a response, and BHS submitted a reply. After BHS subsequently supplemented its reply to Mack's opposition to arbitration, the trial court entered an order denying BHS's motion to stay and to compel arbitration. BHS filed a motion to sever Mack's workers' compensation claim from her retaliatory-discharge and wrongful-termination claims; that motion was granted. Next, BHS appealed the trial court's denial of its motion to compel arbitration to this Court, arguing that it is entitled to compel arbitration under the Program.

"`"[T]he standard of review of a trial court's ruling on a motion to compel arbitration at the instance of either party is a de novo determination of whether the trial judge erred on a factual or legal issue to the substantial prejudice of the party seeking review." Ex parte Roberson, 749 So.2d 441, 446 (Ala.1999). Furthermore:
"`"A motion to compel arbitration is analogous to a motion for [a] summary judgment. TranSouth Fin. Corp. v. Bell, 739 So.2d 1110, 1114 (Ala.1999). The party seeking to compel arbitration has the burden of proving the existence of a contract calling for arbitration and proving that the contract evidences a transaction [substantially] affecting interstate commerce. Id. `After a motion to compel arbitration has been made and supported, the burden is on the non-movant to present evidence that the supposed arbitration agreement is not valid or does not apply to the dispute in question.'"
"`Fleetwood Enters., Inc. v. Bruno, 784 So.2d 277, 280 (Ala.2000) (quoting Jim Burke Auto., Inc. v. Beavers, 674 So.2d 1260, 1265 n. 1 (Ala.1995) (emphasis omitted).'
"Vann v. First Community Credit Corp., 834 So.2d 751, 752-53 (Ala.2002)."

Potts v. Baptist Health System, Inc., 853 So.2d 194, 196-97 (Ala.2002).

The record shows that in November 1997 BHS implemented the Program effective January 1, 1998, requiring that all disputes arising between BHS and its employees be submitted to alternative dispute resolution. Details of the Program were not contained in any employee handbook but rather were set out in a separate document ("the Program document"). Mack stated in her affidavit that she received a copy of the Program document "after she began to work at BHS." The Program document provides, in pertinent part:

"Arbitration is a substitute for a traditional lawsuit. Arbitrations are heard and decided by an independent arbitrator who is chosen by both sides. After listening to the employee and BHS present their positions and after reviewing all the evidence presented, the arbitrator has the authority to award the employee and BHS any relief that they would be able to obtain in a court room, including money damages where appropriate. The arbitrator's decision is final and binding upon both the employee and BHS.
"....
*1268 "The [P]rogram is binding on all employees. This means that your decision to accept employment or continue employment after receiving notice of this Program, will mean that you have agreed to and are bound by the terms of this Program. If you remain employed or accept employment, this document constitutes a binding contract between you and BHS. Likewise, the terms of this Program are binding on BHS. This Program precludes an employee and BHS from going to court to have disputes heard by a judge or jury.
"This Program is part of the employment relationship between an employee and BHS. It is not, however, a guarantee that employment will continue for any specified period of time or end only under certain conditions. Nothing contained in this [P]rogram limits in any way an employee's right to resign from employment with BHS at any time for any reason or BHS's right to terminate employment at any time for any reason.
"B. SCOPE OF THE ARBITRATION PROCEDURE
"By remaining or becoming employed after receiving notice of this Program, you consent to resolution by arbitration of any dispute, whether or not arising out of your employment (including your application, your hiring, or your failure to be hired) or its termination, that you may have with or against BHS or that BHS may have with or against you, except as otherwise provided herein. BHS also consents to resolution, by arbitration, of all disputes between you and BHS, except as otherwise provided herein.
"The disputes covered by this Program include, but are not limited to, all claims and controversies including, but not limited to, claims for wages or other compensation due; ... claims for retaliation for filing or prosecuting workers' compensation claims; claims for benefits (except where an employee benefit or pension plan specifies that its claims shall result in an arbitration procedure different from this one)....
"Excluded from this Program are claims by employees for workers' compensation (excluding retaliation claims) or unemployment compensation ....
"....
"1. Interstate Commerce. By applying for employment or by becoming or remaining employed with BHS, you agree that BHS engages in transactions involving interstate commerce and that your employment involves such commerce."

(First emphasis supplied; second emphasis original.) On November 20, 1997, Mack signed a document entitled "Acknowledgment of Receipt of BHS Dispute Resolution Program," which stated, in pertinent part:

"I acknowledge receipt of the BHS Dispute Resolution Program document. I understand I am obligated to read this document as it governs my continued employment and all future legal disputes between me and Baptist Health System as defined in the document. I understand that it is my responsibility to consult my Human Resource director if I have any questions."

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Sample v. Dollar General
S.D. Alabama, 2023
Chambers v. Groome Transportation
41 F. Supp. 3d 1327 (M.D. Alabama, 2014)
Williams v. General Electric
13 F. Supp. 3d 1176 (N.D. Alabama, 2014)
Scurtu v. International Student Exchange
523 F. Supp. 2d 1313 (S.D. Alabama, 2007)
Thompson v. Bar-S Foods Co.
2007 OK 75 (Supreme Court of Oklahoma, 2007)
Carson v. Higbee Co.
149 F. App'x 289 (Fifth Circuit, 2005)
May v. Higbee Company
Fifth Circuit, 2004
Gayfer Montgomery Fair Co. v. Austin
870 So. 2d 683 (Supreme Court of Alabama, 2003)

Cite This Page — Counsel Stack

Bluebook (online)
860 So. 2d 1265, 19 I.E.R. Cas. (BNA) 1574, 2003 Ala. LEXIS 114, 2003 WL 1900697, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baptist-health-system-inc-v-mack-ala-2003.