Baldwin v. Estherville

333 F. Supp. 3d 817
CourtDistrict Court, N.D. Iowa
DecidedSeptember 14, 2018
DocketNo. C 15-3168-MWB
StatusPublished
Cited by7 cases

This text of 333 F. Supp. 3d 817 (Baldwin v. Estherville) is published on Counsel Stack Legal Research, covering District Court, N.D. Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baldwin v. Estherville, 333 F. Supp. 3d 817 (N.D. Iowa 2018).

Opinion

MARK W. BENNETT, U.S. DISTRICT COURT JUDGE

TABLE OF CONTENTS

I. INTRODUCTION...823

A. Factual Background...823

B. Procedural Background...824

II. THE CITY'S MOTION TO AMEND ITS ANSWER...826

A. Arguments Of The Parties...826

B. Analysis...827

1. Applicable standards...827
2. Application of the standards...828
3. Summary...832

III. THE RENEWED MOTION FOR SUMMARY JUDGMENT...833

A. The Pending Motion...833

B. Summary Judgment Standards...833

C. The Iowa Constitutional Claims...834

1. Nature of the claim or claims...834
2. The Iowa constitutional violation...835
a. Arguments of the parties...835
b. Discussion...835
i. Requirements of the Iowa Constitution...835
ii. Application of the Iowa standards...838
c. Summary ...840 *8233. "All due care" qualified immunity...840
a. Arguments of the parties...841
b. Discussion...841
i. Who decides the defense and when?...841
ii. The "all due care" defense...842
iii. "All due care" of the officers...845
c. Summary...848

IV. CERTIFICATION OF ADDITIONAL QUESTIONS...848

A. Standards For Certification...848

B. Questions Of First Impression...849

1. Questions already identified...849
2. Additional questions...850
C. Application Of The Certification Standards ...851
D. Opportunity To Refine Or Add To The Questions To Be Certified...852

V. CONCLUSION...852

This case arises from the plaintiff's arrest by city police officers for riding his ATV on and in a ditch beside a city street, allegedly in violation of a state statute that the officers believed had been, but was not, incorporated into the city's code of ordinances. Although I granted summary judgment for the city and the individual police officers on the plaintiff's claim of violation of the Fourth Amendment to the United States Constitution and his claim of false arrest, I reserved ruling on the plaintiff's claims against the city for violations of the Iowa Constitution. I certified to the Iowa Supreme Court the question of whether a defendant can raise a defense of qualified immunity to an individual's claim for damages for violation of article I, §§ 1 and 8 of the Iowa Constitution. The Iowa Supreme Court has now answered that question in the affirmative and adopted the available qualified immunity defense, in a thoughtful majority opinion over an equally thoughtful defense. The city seeks leave to amend its answer to assert the qualified immunity defense newly-minted by the Iowa Supreme Court. I must decide whether to allow the proposed amendment and whether to rule on all the questions raised in the parties' reanimated cross-motions for summary judgment and supplemental briefing on the Iowa constitutional claims, in light of the Iowa Supreme Court's answer to the certified question, or, once again, to certify some of those questions to the Iowa Supreme Court.

I. INTRODUCTION

A. Factual Background

The factual background to this case is set out in considerable detail in my prior ruling on cross-motions for summary judgment, see Baldwin v. Estherville, Iowa , 218 F.Supp.3d 987, 989-93 (N.D. Iowa 2016), then by the Iowa Supreme Court in Baldwin v. City of Estherville , 915 N.W.2d 259, 261-65 (Iowa 2018). For present purposes, suffice it to say that, on November 10, 2013, Officers Reineke and Hellickson, of the Estherville City Police, were shown a video by a resident in the Estherville area of a person the officers identified as plaintiff Gregory Baldwin riding a 4-wheeler ATV that proceeded along North 4th Street and turned into a ditch, using the north Joe Hoye Park entrance, after which it continued in the ditch until it reached West 14th Avenue North, where it returned to the roadway.

The officers then reviewed IOWA CODE CH. 321I, which, inter alia , permitted operation of ATVs only on streets designated by cities, see IOWA CODE § 321I.10(3), because the officers believed that Chapter 321I had been incorporated by reference into the City's Code of Ordinances when Chapter 321 was incorporated. They also consulted The Handbook of Iowa All-Terrain Vehicle and Off-Highway Motorcycle *824Regulations (Handbook ), which the defendants contended is a handbook frequently relied upon by police officers when determining whether off-road vehicles are operating in compliance with applicable laws. Finally, they discussed the matter with the City's police chief and a police captain. They concluded that the activity shown in the video amounted to a violation of City Ordinance E-321I.10. However, that Ordinance was not valid or in effect at the time, because it did not exist.

Officer Reineke prepared a citation and attempted to serve it on Baldwin at his home, but he was not there. Officer Reineke then refiled the citation with the notation "Request Warrant." On November 12, 2013, a state magistrate entered an order directing that a warrant issue. On November 13, 2013, Officer Hellickson served the warrant on Baldwin and took him to jail. Baldwin's wife posted bond, and Baldwin later pleaded not guilty to the charge.

In the days that followed, the City Attorney discovered that the City had not included IOWA CODE CH.

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Cite This Page — Counsel Stack

Bluebook (online)
333 F. Supp. 3d 817, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baldwin-v-estherville-iand-2018.