Babbitt v. Calderon

151 F.3d 1170, 98 Daily Journal DAR 8231, 98 Cal. Daily Op. Serv. 5877, 1998 U.S. App. LEXIS 17196, 1998 WL 427248
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 30, 1998
DocketNo. 97-99011
StatusPublished
Cited by166 cases

This text of 151 F.3d 1170 (Babbitt v. Calderon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Babbitt v. Calderon, 151 F.3d 1170, 98 Daily Journal DAR 8231, 98 Cal. Daily Op. Serv. 5877, 1998 U.S. App. LEXIS 17196, 1998 WL 427248 (9th Cir. 1998).

Opinion

.. CYNTHIA HOLCOMB HALL, Circuit Judge:

Appellant Manuel Pina Babbitt appeals the district court’s order granting the state’s motion for summary dismissal of Babbitt’s peti[1173]*1173tion for writ of habeas corpus. The district court had jurisdiction under 28 U.S.C. § 2254. This court has .jurisdiction under 28 U.S.C. §§ 2253 and 2254, and we affirm.

I

Appellant Manuel Pina Babbitt was found guilty of the first degree murder of Leah Schendel after she died of heart failure during his burglary, robbery, and attempted rape. He was also convicted of the robbery and attempted rape of Mavis Wilson.

During his trial, Babbitt relied on a mental-state defense, presented through the testimony of family members and medical experts. Babbitt’s brother William testified about Babbitt’s deteriorating mental condition after his military service in Vietnam. Babbitt’s common-law wife Theresa also testified about his often strange behavior. Dr. Joan Blunt, a licensed clinical psychologist, testified that Babbitt had mild brain damage and was unable to harbor malice aforethought or form the intent to steal or commit rape. Dr. Blunt based her conclusions in part on a diagnosis of Post Traumatic Stress Disorder (PTSD) stemming from Babbitt’s Vietnam experiences. Dr. Allen David Axel-rad testified during the sanity phase of the trial that Babbitt had been experiencing a PTSD-induced disassoeiative state-in which Babbitt was reliving his prior traumatic experiences-during both crimes.

The state offered its own expert testimony refuting this and other testimony presented by Babbitt. On April 20, 1982, Babbitt was found guilty by a California jury. On May 8, 1982, Babbitt was found sane. On July 6, 1982, Babbitt was sentenced to death.

Babbitt exhausted his state habeas appeals. He then brought the present habeas action in federal district court.

II

Babbitt first argues that.his counsel provided ineffective assistance during the guilt, sanity, and penalty phases of his trial. This claim centers around the contention that his counsel failed to investigate and present evidence related to a PTSD defense, the theory of which was that Babbitt’s crimes were committed during a PTSD-induced disassoeiative state. He also claims that counsel introduced other theories of mental illness that made the PTSD defense, less credible, elicited damaging testimony from his own expert witness without attempting to mitigate the impact, and failed to conduct a life and family history investigation in order to present mitigating evidence during the penalty phase.

In order to prevail on a Sixth Amendment ineffectiveness of counsel claim, Babbitt must establish two things. First, he must establish that counsel’s performance was deficient, i.e., that it'fell below an “objective standard of reasonableness” under “prevailing professional norms.” Strickland v. Washington, 466 U.S. 668, 687-88, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Second, he must establish that he was prejudiced by counsel’s deficient performance, i.e., that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” Strickland, 466 U.S. at 694, 104 S.Ct. 2052.

A. Guilt and Sanity Phases

1. Counsel’s Performance

There is a “strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance.” Strickland, 466 U.S. at 689, 104 S.Ct. 2052. Thus, “|j']udicial scrutiny of counsel’s performance must be highly deferential.” Id. The test is not whether another lawyer, with the benefit of hindsight, would have acted differently, but whether “counsel made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment.” Id. at 687, 689, 104 S.Ct. 2052. In other words, as this court has recently emphasized, “the relevant inquiry under Strickland is not what defense counsel could have pursued, but rather whether the choices made by defense counsel were reasonable.” Siripongs v. Calderon, 133 F,3d 732, 736 (9th Cir.1998) (“Siripongs II”), petition for cert. filed (U.S. May 21, 1998) (No. 97-9175). While a lawyer is under a duty to make reasonable investigations, a lawyer may make a reasonable decision that particular investigations are unnecessary. See [1174]*1174Strickland, 466 U.S. at 691, 104 S.Ct. 2052. To determine the reasonableness of a decision not to investigate, the court must apply “a heavy measure of deference to counsel’s judgments.” Id.

Babbitt makes several arguments predicated upon showing what defense counsel could have presented, rather than upon whether counsel’s actions were reasonable. Babbitt first offers the depositions of various Vietnam veterans to show what evidence counsel could have presented, but it was not unreasonable for counsel not to pursue such testimony when it was largely cumulative of the testimony about Vietnam offered by Dr. Axelrad. See Hendricks v. Calderon, 70 F.3d 1032, 1040 (9th Cir.1995) (noting that “the duty to investigate and prepare a defense is not limitless: it does not necessarily require that every conceivable witness be interviewed ... ”) (citation omitted); United States v. Schaflander, 743 F.2d 714, 719 (9th Cir.1984) (holding that defendant’s counsel had no obligation to present cumulative evidence). While Dr. Axelrad’s testimony might have lacked the emotional power of the testimony of veterans, counsel could reasonably have decided to utilize his limited resources in investigating other avenues rather than simply bolstering this one. See Hensley v. Crist, 67 F.3d 181, 185 (9th Cir.1995) (“Tactical decisions that are not objectively unreasonable do not constitute ineffective assistance of counsel.”). This is especially true given Babbitt’s own reluctance to talk about Vietnam, which would have made further investigation more costly and time-consuming.

Counsel’s failure to consult with cer-' tain PTSD experts whom appellate counsel names in his brief was not unreasonable, either, because counsel did retain medical experts whom he thought well-qualified. The experts he had retained did not state that they required the services of these additional experts. There was no need for counsel to seek them out independently. See Hendricks, 70 F.3d at 1039 (holding that the Constitution does not “require an attorney, without interdisciplinary guidance, to provide a psychiatric expert with all information necessary to reach a mental health diagnosis”).

Counsel’s failure to uncover Babbitt’s alleged family history of mental illness was also not unreasonable.

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Bluebook (online)
151 F.3d 1170, 98 Daily Journal DAR 8231, 98 Cal. Daily Op. Serv. 5877, 1998 U.S. App. LEXIS 17196, 1998 WL 427248, Counsel Stack Legal Research, https://law.counselstack.com/opinion/babbitt-v-calderon-ca9-1998.