Mak v. Blodgett

970 F.2d 614, 1992 WL 163520
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 16, 1992
DocketNos. 91-35256, 91-35615
StatusPublished
Cited by82 cases

This text of 970 F.2d 614 (Mak v. Blodgett) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mak v. Blodgett, 970 F.2d 614, 1992 WL 163520 (9th Cir. 1992).

Opinion

PER CURIAM:

I

OVERVIEW

Kwan Fai (“Willie”) Mak was convicted of murder and aggravated assault and sen[616]*616tenced to death in a Washington court. He subsequently filed this federal habeas corpus petition challenging the constitutionality of both his conviction and his sentence. The district court denied relief with regard to his conviction, but granted the writ with regard to his sentence, finding that Mak had received ineffective assistance of counsel during the penalty phase of his trial.1 Both sides appealed. We affirm on both appeals. We also conclude additional errors occurred requiring resentencing.

II

FACTS

In the early morning hours of February 19, 1983, three young men entered the Wah Mee gambling club in the Chinatown section of Seattle, tied and robbed fourteen patrons and employees of the club, and shot them. Thirteen victims died. Wai Chin survived and became the key prosecution witness.

The King County Prosecuting Attorney filed an information charging petitioner and codefendant Ben Ng with murder and aggravated assault. The third gunman, Tony Ng (no relation to Ben), fled the country.

Ben Ng was tried first and convicted. Mitigating evidence was introduced during the penalty phase of his trial. The jury held the state had not proven beyond a reasonable doubt there were no mitigating circumstances meriting leniency. Ben Ng was therefore sentenced to life in prison without parole.2

Mak was tried second and also convicted. Essentially no mitigating evidence was presented during the penalty phase of his trial. The jury found that the state had proven the absence of mitigating factors and therefore sentenced Mak to death.

Tony Ng was captured in Canada after Mak had been tried and sentenced. Canadian authorities permitted extradition only on the condition the state would not seek the death penalty. Tony Ng was convicted and sentenced to seven consecutive life terms.

III

PROCEDURAL HISTORY

Mak appealed his conviction and death sentence to the Washington Supreme Court, which affirmed by a 7-2 vote.3 Mak filed a personal restraint petition, which was also denied by the Washington Supreme Court. Mak then filed a federal habeas petition. The petition was referred to a magistrate. In due course the magistrate recommended denial of all but 3 claims.

The district court held an evidentiary hearing to explore two claims that Mak had received ineffective assistance of counsel during the penalty phase, and inspected certain materials in camera to resolve a third claim that the materials should have been revealed pursuant to Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963).

The district court held Mak had received ineffective assistance of counsel during the sentencing phase because of counsel's failure to introduce significant available mitigating evidence. The court found no Brady violation and agreed with the magistrate that Mak’s remaining claims were meritless. The court denied relief as to Mak’s conviction but granted relief as to sentencing.

IV

STANDARD OF REVIEW

The decision whether to grant or deny a petition for habeas corpus is reviewed de [617]*617novo. United States v. Popoola, 881 F.2d 811, 812 (9th Cir.1989). “To the extent it is necessary to review findings of fact, the clearly erroneous standard applies.” Norris v. Risley, 878 F.2d 1178, 1180 (9th Cir.1989). Under the clearly erroneous standard, we must accept the lower court’s findings of fact unless we are left with the definite and firm conviction that a mistake has been committed. Dollar Rent A Car of Washington, Inc. v. Travelers Indemnity Co., 774 F.2d 1371, 1374 (9th Cir.1985).

V

DISCUSSION

A. GUILT PHASE ISSUES

Mak raises several issues in his cross-appeal dealing with the guilt phase of his trial: exclusion of evidence implicating a third party in the murder; limitation on cross-examination of two prosecution witnesses; admission of damaging hearsay; newly discovered evidence; prosecutorial misconduct in closing argument; failure to require jury unanimity; and denial of access to Brady materials. We affirm the district court’s, conclusion there was no merit to these claims in a separate, unpublished disposition filed with this opinion.

B. PENALTY PHASE ISSUES4

1. INEFFECTIVE ASSISTANCE OF COUNSEL

Background

Mak was represented at trial by court-appointed counsel three and four years out of law school, respectively. Neither had experience in a capital defense, although both had taken felony cases to trial.

Although the case against Mak was filed in February 1983, the attorneys were not appointed until May, when prior counsel withdrew. For the next five months,’ each attorney devoted nearly ninety hours a week to case preparation, spending most of their time developing evidence that an unin-dicted individual, one Hing Wong, actually planned the massacre with co-defendant Ben Ng, and that Mak was an unwitting participant.

Defense counsels’ strategy at the penalty phase was to present evidence of Hing Wong’s involvement that had been excluded during the guilt phase. They assumed this evidence would be admitted in the penalty phase because of the lower evidentiary •standard. They were wrong; the trial Court not only excluded the evidence, but denied defense counsels’ informal request for a recess to permit them to assemble other penalty phase evidence. 754 F.Supp. at 1501. They made no record of the request, and did not preserve an objection. Defense counsel were compelled to commence the sentencing trial essentially unprepared only a few hours after return of the guilty verdict. Id. at 1496, 1501.

The only mitigating evidence presented during the sentencing proceeding was expert testimony questioning the reliability of the eyewitness’ memory, and a copy of the jury verdict sentencing Ben Ng to life without possibility of parole. Defense counsel failed to present any mitigating evidence regarding Mak’s background, family relationships or cultural dislocations that might have affected his behavior. Id. at 1501. The district court found there was “substantial and important mitigating evidence readily available,” including testimony of family members to show Mak’s human qualities, and expert testimony of Dr. Graham Edwin Johnson to show the effects of cultural conflict on young Chinese immigrants. Id. at 1496, 1499, 1501.5 How[618]*618ever, Mak’s attorneys did not invite Mak’s family to testify at trial. Id. at 1500. As Mak’s mother testified at the district court’s evidentiary hearing, “I was never asked [to go to the trial]. If I was asked, I certainly would go. I didn’t know. If they had asked, I would go with my husband, for sure, as a couple....

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Bluebook (online)
970 F.2d 614, 1992 WL 163520, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mak-v-blodgett-ca9-1992.