Awalt v. Marketti

287 F.R.D. 409, 2012 WL 5342424, 2012 U.S. Dist. LEXIS 154443
CourtDistrict Court, N.D. Illinois
DecidedOctober 29, 2012
DocketNo. 11 C 6142
StatusPublished
Cited by15 cases

This text of 287 F.R.D. 409 (Awalt v. Marketti) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Awalt v. Marketti, 287 F.R.D. 409, 2012 WL 5342424, 2012 U.S. Dist. LEXIS 154443 (N.D. Ill. 2012).

Opinion

MEMORANDUM OPINION AND ORDER

VIRGINIA M. KENDALL, District Judge.

I. Introduction

Plaintiff Elizabeth Await brought this suit against certain personnel who worked at or supervised the Grundy County Jail (collectively “the Grundy County Defendants”), as well as certain medical care providers who serviced the Jail (collectively “the Medical Care Defendants”) after her husband died at the Jail as a result of the Defendants’ alleged violations of his constitutional rights or their alleged murder of him. (Doc. 28; First Amended Complaint).

The Grundy County Defendants now move to compel discovery against Mrs. Await (Doc. 72), and she asserts the psychotherapist-patient privilege in response.1 The Defendants seek documents obtained by Mrs. Await concerning Mr. Awalt’s mental health care provided by the Illinois Department of Corrections and waivers for those documents, they also seek documents and waivers related to psychological evaluations of Mr. Await conducted by the Social Security Administration, waivers for Mr. Awalt’s records at Provena St. Joseph’s Hospital Mental Facilities and Fort Logan Mental Hospital, and waivers and records relating to Mrs. Awalt’s treatment received at Guardian Angel Community Services, a counseling center, and documents and waivers from the hospital where Mrs. Await allegedly sought medical treatment for domestic abuse by Mr. Await.2

The manner in which Mr. Await died is of critical importance to Mrs. Awalt’s theories of liability in this case. The Grundy County Coroner determined that Mr. Awalt’s death was caused by suffocation from the presence of a sock in his mouth, presumably in anticipation of a seizure. Mrs. Await has alleged two alternative theories of death in this case. First, she alleges that Mr. Awalt’s seizure was caused by the Defendants’ failure to provide him with adequate medical care in violation of his constitutional rights secured by the Eighth and Fourteenth Amendments to the Constitution. Alternatively, she alleges that the Grundy County Defendants murdered Mr. Await by asphyxiating him when they allegedly stuffed a sock down his throat. Defendants argue that Mrs. Awalt’s first theory is contrary to the evidence, which they allege proves that anti-seizure medication was administered to Mr. Await and was in his system at the time of his death. Defendants also contend that the murder theory is refuted by evidence that Mr. Await allegedly committed suicide. The Defendants argue [412]*412that Morris Hospital records disclosed by Mrs. Await state that on the night of Mr. Awalt’s death she told hospital staff that her husband suffered from bi-polar disorder and manic depression. Mrs. Await also disclosed a treatment record which states that in 2008 Mr. Await was prescribed Prozac, a psychiatric medication, as well as Social Security Administration documents that claim manic depression, bi-polar disorder, and seizures as grounds for disability applications that Mr. Await filed with the agency in 2008, 2009, and 2010.

The Defendants argue that Mrs. Awalt’s continuing denial of Mr. Awalt’s history of mental health conditions, coupled with her disclosure of documents evidencing potentially long-standing and sporadically medicated mental health conditions, leave them with no choice but to subpoena Mr. Awalt’s mental health records to investigate the possibility that Mr. Awalt’s death was indeed caused by suicide. In her Amended Complaint, Mrs. Await alleges as one of her theories pertaining to the cause of Mr. Awalt’s death that one or more of the Grundy County Defendants intentionally put a sock in Mr. Awalt’s throat causing him to asphyxiate. The Defendants argue that they must be permitted to investigate every possible cause of death to refute this claim, including the possibility that Mr. Await took his own life. They argue that this includes discovery of Mr. Awalt’s mental health records kept by the Illinois Department of Corrections, the Social Security Administration, and Provena St. Joseph’s Hospital Mental Facilities and Fort Logan Mental Hospital. The Defendants assert that in light of the evidence disclosed so far and Mrs. Awalt’s alternative theory of liability concerning the cause of her husband’s death they must be permitted to examine Mr. Awalt’s psychological records to discover the nature and extent of any mental illnesses he may have had in the period before his death to present the defense that suicide was the actual cause of his death.

In addition, the Defendants seek records pertaining to Mrs. Awalt’s alleged treatment for domestic abuse by Mr. Await so that they can paint a picture of the Awalt’s relationship that undermines Mrs. Awalt’s claim of damages for loss of consortium and severe emotional distress. To these ends the Defendants seek records from Guardian Angel Community Services, a counseling center, as well as medical records from treaters who may have treated Mrs. Await for domestic abuse by Mr. Await. For the reasons stated herein, the Defendants’ Motion to Compel all of Mr. Awalt’s psychological records as well as Mrs. Awalt’s Guardian Angel records is denied because these documents that they seek discovery of from Mrs. Await are protected from compelled disclosure by the federal common law psychotherapist-patient privilege. The Defendants’ Motion is granted with respect to medical records pertaining to Mrs. Awalt’s treatment for domestic abuse, and Mrs. Await is hereby ordered to sign a waiver permitting the Defendants to subpoena records from treaters relating to her treatment for domestic abuse by Mr. Await.

II. Discussion

Mrs. Await argues that the requested discovery materials are covered by the federal common law psychotherapist-patient privilege recognized by the Supreme Court in Jajfee v. Redmond, 518 U.S. 1, 116 S.Ct. 1923, 135 L.Ed.2d 337 (1996), and thus are protected from compelled disclosure by the Defendants. The Defendants argue that Mrs. Awalt’s assertion of privilege is over-broad and that such a blanket assertion of the psychotherapist-patient privilege is improper. Further, they argue that Mrs. Await has waived the protections of the psychotherapist-patient privilege in this case by, among other things, putting her emotional state at issue in the litigation by claiming damages for loss of consortium and sever emotional distress. They contend that Mr. and Mrs. Awalt’s history of mental health issues, including records pertaining to Mrs. Awalt’s counseling and treatment for domestic abuse, go to the heart of Mrs. Awalt’s theory of liability in this case, as well as to the issue of damages to which she may be entitled. For these reasons, the Defendants ask this Court to compel disclosure of the requested documents as relevant and not protected by the psychotherapist-patient privilege.

[413]*413The Defendants have not provided a single authority, and this Court is aware of none, which holds that the psychotherapist-patient privilege may be abrogated by a defendant’s desire to present an alternative theory of liability to a jury. In particular, the Defendants here wish to argue that Mr. Awalt’s death was the result of suicide, and that his psychological history as reflected in his medical records establishes that he was suicidal.

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Cite This Page — Counsel Stack

Bluebook (online)
287 F.R.D. 409, 2012 WL 5342424, 2012 U.S. Dist. LEXIS 154443, Counsel Stack Legal Research, https://law.counselstack.com/opinion/awalt-v-marketti-ilnd-2012.