Aviators for Safe & Fairer Regulation, Inc. v. Federal Aviation Administration

221 F.3d 222, 6 Wage & Hour Cas.2d (BNA) 353, 2000 U.S. App. LEXIS 17969
CourtCourt of Appeals for the First Circuit
DecidedJuly 25, 2000
Docket99-1888
StatusPublished
Cited by11 cases

This text of 221 F.3d 222 (Aviators for Safe & Fairer Regulation, Inc. v. Federal Aviation Administration) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Aviators for Safe & Fairer Regulation, Inc. v. Federal Aviation Administration, 221 F.3d 222, 6 Wage & Hour Cas.2d (BNA) 353, 2000 U.S. App. LEXIS 17969 (1st Cir. 2000).

Opinion

BOUDIN, Circuit Judge.

Petitioner, Aviators for Safe and Fairer Regulation, Inc. (“Aviators”), is a trade association of about fifty on-demand air charter companies. It brings this case to challenge a so-called notice of enforcement policy issued by the Federal Aviation Administration (“FAA”) that purports to interpret, and to express its intent to enforce, a preexisting regulation governing how much rest pilots or other flight crew-members must get between flight assignments.

Air charter companies furnish “air taxi” service to customers on demand rather than on a scheduled basis. The FAA regulates such companies under Part 135 of its regulations, 14 C.F.R. pt. 135 (2000). The regulation at issue in this case, id. § 135.267(d), was adopted in its current form in October 1985 and aims to ensure that phots have adequate rest for purposes of air safety, see 49 U.S.C. §§ 40101(d), 44701(a)(4)-(5) (1994 & Supp. II 1996). It states, in relevant part, that each flight assignment to unscheduled one- and two-pilot crews “must provide for at least 10 consecutive hours of rest during the 24-hour period that precedes the planned completion time of the assignment.” 14 C.F.R. § 135.267(d).

The term “rest” is not defined in the regulation. On several occasions, the FAA sought to refine the term through rule-making but those efforts were abortive. 1 Then, on June 15, 1999, without prior notice or rulemaking proceedings, the FAA issued a “notice of enforcement policy.” The notice said that it was merely reiterating the FAA’s “longstanding interpretation of its regulations” concerning rest requirements and continued in pertinent part:

[T]he FAA has consistently interpreted the term rest to mean that a flight crew-member is free from actual work from the air carrier or from present responsibility for work should the occasion arise. Thus the FAA previously has determined that a flight crewmember on reserve was not at rest if the flight crew-member had a present responsibility for work in that the flight crewmember had to be available for the carrier to notify of a flight assignment.

Notice of Enforcement Policy, 64 Fed.Reg. 32176, 32176 (1999). The principal controversy centers upon how (and in one case whether) the notice resolves two different scenarios, which we shall refer to as the duty-to-report and the duty-to-be-available.

In the duty-to-report scenario, a crew-member who is nominally off duty has a responsibility during the period to leave a contact number, to be fit to fly, to take any telephone calls or other communications notifying him of a flight assignment, and to report for that assignment in a reasonable time (e.g., two hours). In the duty-to-be-available scenario, the same is true but the crewmember has the option to accept or *225 decline a flight assignment that is offered during this off-duty period. It is easy to see why such arrangements would be attractive to an air taxi carrier.

Under either scenario, a call to the crewmember followed by an accepted assignment would (at some stage) terminate any “rest” that might otherwise be accruing. The crewmember, to be eligible for the assignment, would have to have met the “ten hours rest” quota based on “rest” that had already occurred. But the FAA’s position in its notice as to the duty-to-report scenario (the duty-to-be-available scenario is a different issue) is that even if no call were made during this nominal off-duty period, none of the period would count as rest because the generic responsibility to leave a number, take calls, and report if assigned would negate “rest” for the entire period.

Aviators sought direct review of the notice under 49 U.S.C. § 46110 (1994), which permits any person “disclosing a substantial interest in an order issued by” the FAA with respect to aviation safety matters to seek review in an appropriate court of appeals, id. § 46110(a). The court of appeals has “exclusive jurisdiction to affirm, amend, modify or set aside any part of the order and it may order” the FAA to conduct further proceedings. Id. § 46110(c). We consider first threshold issues as to our authority to review the notice; then, Aviators’ procedural claim that the notice required notice and comment rulemaking; and last, Aviators’ substantive attacks on the FAA’s position.

1. The FAA does not directly dispute that its notice of enforcement policy constitutes an “order,” but raises the issue obliquely, saying that it is merely giving advance notice of an intention to enforce the law. Whether a notice thus limited would be reviewable is beside the point; here, the FAA’s “notice” adopts a firm interpretation of an existing regulation. The term “order” is read expansively in review statutes generally, 5 U.S.C. § 551(6) (1994) (an “order” includes “the whole or a part of a final disposition, [including those] declaratory in form”), and this statute specifically, New York v. FAA, 712 F.2d 806, 808 (2d Cir.1983); Northwest Airlines, Inc. v. Goldschmidt, 645 F.2d 1309, 1313-14 (8th Cir.1981). To that extent, the notice here qualifies as a reviewable “order,” assuming other conditions (e.g., finality, ripeness) are met.

Several circuits (although not this one) have said that there must be “an administrative record” for agency action to be a reviewable order under section 46110. See, e.g., Green v. Brantley, 981 F.2d 514, 519 (11th Cir.1993); City of Alexandria v. Helms, 728 F.2d 643, 646 (4th Cir.1984). Yet almost all of these cases find that the requisite record need not be substantial so long as the agency’s position is definitive and clearly expressed. See San Diego Air Sports Ctr., Inc. v. FAA, 887 F.2d 966, 969 (9th Cir.1989) (a letter may suffice). In any event, an inadequate record is more likely to be a basis for setting aside final agency action than for refusing to review it. See Citizens to Preserve Overton Park v. Volpe, 401 U.S. 402, 419-20, 91 S.Ct. 814, 28 L.Ed.2d 136 (1971).

The FAA does not contest the notice’s finality—and with good reason. The notice is unquestionably final in a procedural sense: it is not a proposal to interpret a regulation, and there is no indication that the FAA plans to conduct further proceedings on this declaration. See Alexandria, 728 F.2d at 646.

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Bluebook (online)
221 F.3d 222, 6 Wage & Hour Cas.2d (BNA) 353, 2000 U.S. App. LEXIS 17969, Counsel Stack Legal Research, https://law.counselstack.com/opinion/aviators-for-safe-fairer-regulation-inc-v-federal-aviation-ca1-2000.